Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +1 vs. Q1 2024
- Shares held
- 8.43M
- +170.9K (+2.1%) vs. Q1 2024
- Total value
- $126.0M
- +$4.66M (+3.8%) vs. Q1 2024
- New holders
- 8
- 24 more added
- Sold out
- 7
- 11 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Castleview Partners, LLC | 298 | $4.45K | 0.00% | +298 | New |
| Blue Bell Private Wealth Management, LLC | 602 | $8.99K | 0.00% | −3,600−85.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 864 | $12.9K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,016 | $15.0K | 0.00% | +39+4.0% | Added |
| Harbour Investments, Inc. | 1,500 | $22.4K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $22.4K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,113 | $31.5K | 0.00% | +2,113 | New |
| Comerica Bank | 2,200 | $32.8K | 0.00% | −2,000−47.6% | Reduced |
| International Assets Investment Management, LLC | 3,000 | $44.8K | 0.00% | +3,000 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,151 | $47.0K | 0.00% | +943+42.7% | Added |
| UBS Group AG | 6,913 | $103.2K | 0.00% | +1,075+18.4% | Added |
| Commonwealth Equity Services, LLC | 10,833 | $162.0K | 0.00% | +344+3.3% | Added |
| LPL Financial LLC | 11,088 | $165.5K | 0.00% | +11,088 | New |
| Wetherby Asset Management Inc | 11,232 | $167.7K | 0.01% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 11,574 | $172.8K | 0.01% | +11,574 | New |
| MGB Wealth Management, LLC | 11,264 | $173.9K | 0.07% | +11,264 | New |
| Equitable Holdings, Inc. | 12,399 | $185.1K | 0.00% | +29+0.2% | Added |
| Wedbush Securities Inc | 15,111 | $226.0K | 0.01% | −966−6.0% | Reduced |
| Concurrent Investment Advisors, LLC | 15,377 | $229.6K | 0.01% | +675+4.6% | Added |
| Cetera Investment Advisers | 15,494 | $231.3K | 0.00% | −4,961−24.3% | Reduced |
| Nordwand Advisors, LLC | 16,500 | $246.3K | 0.11% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 17,830 | $266.2K | 0.01% | +7,014+64.8% | Added |
| Kingsview Wealth Management, LLC | 19,211 | $286.8K | 0.01% | +1,110+6.1% | Added |
| Arete Wealth Advisors, LLC | 21,868 | $326.0K | 0.03% | +852+4.1% | Added |
| Envestnet Asset Management Inc | 22,662 | $338.3K | 0.00% | −4,129−15.4% | Reduced |
| Aviance Capital Partners, LLC | 22,962 | $342.8K | 0.05% | +272+1.2% | Added |
| Davenport & Co LLC | 23,700 | $353.8K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 26,514 | $395.9K | 0.00% | +2,030+8.3% | Added |
| PFG Investments, LLC | 31,850 | $475.5K | 0.03% | +31,850 | New |
| HighTower Advisors, LLC | 36,004 | $535.0K | 0.00% | −285−0.8% | Reduced |
| J.W. Cole Advisors, Inc. | 43,018 | $642.3K | 0.03% | +2,523+6.2% | Added |
| Stifel Financial Corp | 46,897 | $700.2K | 0.00% | +2,942+6.7% | Added |
| Advisor Group Holdings, Inc. | 63,779 | $952.2K | 0.00% | −907−1.4% | Reduced |
| Journey Strategic Wealth LLC | 68,092 | $1.02M | 0.04% | +24,800+57.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 72,702 | $1.09M | 0.04% | −21,758−23.0% | Reduced |
| 1607 Capital Partners, LLC | 80,004 | $1.19M | 0.11% | −10,438−11.5% | Reduced |
| Oppenheimer & Co Inc | 86,575 | $1.29M | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 110,723 | $1.65M | 0.04% | +5,393+5.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 128,455 | $1.92M | 0.00% | +42,947+50.2% | Added |
| Raymond James & Associates | 168,783 | $2.52M | 0.00% | +19,297+12.9% | Added |
| Corrado Advisors, LLC | 175,443 | $2.62M | 1.69% | −3,396−1.9% | Reduced |
| Pathstone Holdings, LLC | 259,056 | $3.87M | 0.02% | +61,745+31.3% | Added |
| Wells Fargo & Company | 276,380 | $4.13M | 0.00% | +13,475+5.1% | Added |
| Atlas Wealth LLC | 291,278 | $4.41M | 0.69% | +291,278 | New |
| Advisors Asset Management, Inc. | 383,609 | $5.73M | 0.11% | +111,982+41.2% | Added |
| Royal Bank of Canada | 501,253 | $7.48M | 0.00% | +6,253+1.3% | Added |
| Baird Financial Group, Inc. | 664,668 | $9.92M | 0.02% | +121,408+22.3% | Added |
| Bank of America Corp | 670,847 | $10.0M | 0.00% | −215,281−24.3% | Reduced |
| Cohen & Steers, Inc. | 944,251 | $14.1M | 0.03% | +8,000+0.9% | Added |
| Guggenheim Capital LLC | 950,000 | $14.2M | 0.10% | 00.0% | Unchanged |
| Morgan Stanley | 2,070,466 | $30.9M | 0.00% | +113,051+5.8% | Added |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −239,438−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −135,269−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −82,164−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −12,485−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,006−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |