Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Gladstone Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +13 vs. Q2 2023
- Shares held
- 6.89M
- +2.76M (+66.7%) vs. Q2 2023
- Total value
- $66.5M
- +$26.1M (+64.6%) vs. Q2 2023
- New holders
- 21
- 38 more added
- Sold out
- 8
- 13 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.7M |
| Q2 2025 | 80 | $61.7M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $45.2M |
| Q4 2023 | 86 | $52.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.7M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 1,091,641 | $10.5M | 0.01% | +475,796+77.3% | Added |
| Marshall Wace, LLP | 685,225 | $6.61M | 0.01% | +513,029+297.9% | Added |
| Two Sigma Investments, LP | 499,889 | $4.82M | 0.01% | +265,140+112.9% | Added |
| Citadel Advisors LLC | 416,105 | $4.01M | 0.00% | +416,105 | New |
| LPL Financial LLC | 363,351 | $3.50M | 0.00% | +15,119+4.3% | Added |
| Advisors Asset Management, Inc. | 334,461 | $3.22M | 0.07% | +27,084+8.8% | Added |
| Two Sigma Advisers, LP | 323,558 | $3.12M | 0.01% | +103,200+46.8% | Added |
| Legal & General Group Plc | 273,697 | $2.64M | 0.00% | +12,749+4.9% | Added |
| Scoggin Management LP | 232,076 | $2.24M | 3.02% | +232,076 | New |
| Morgan Stanley | 223,922 | $2.16M | 0.00% | +47,063+26.6% | Added |
| Quadrature Capital Ltd | 186,784 | $1.80M | 0.04% | +166,935+841.0% | Added |
| D.A. Davidson & Co. | 168,011 | $1.62M | 0.02% | −18,718−10.0% | Reduced |
| DnB Asset Management AS | 133,303 | $1.29M | 0.01% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 127,164 | $1.23M | 0.34% | +127,164 | New |
| BlackRock Inc. | 124,695 | $1.20M | 0.00% | −54,914−30.6% | Reduced |
| Wells Fargo & Company | 112,210 | $1.08M | 0.00% | +54,267+93.7% | Added |
| Schonfeld Strategic Advisors LLC | 91,400 | $881.1K | 0.01% | +91,400 | New |
| McKinley Capital Management LLC /Delaware | 81,139 | $782.2K | 0.11% | −4,673−5.4% | Reduced |
| Kovack Advisors, Inc. | 66,768 | $643.6K | 0.09% | +1,997+3.1% | Added |
| Trexquant Investment LP | 65,626 | $632.6K | 0.02% | +49,127+297.8% | Added |
| Jump Financial, LLC | 62,855 | $605.9K | 0.02% | +38,155+154.5% | Added |
| Novare Capital Management LLC | 60,577 | $584.0K | 0.07% | −4,215−6.5% | Reduced |
| Virtus ETF Advisers LLC | 54,860 | $528.9K | 0.32% | +24,802+82.5% | Added |
| Advisory Research Inc | 52,950 | $510.4K | 0.07% | +1,804+3.5% | Added |
| BNP Paribas Arbitrage, SA | 52,047 | $501.7K | 0.00% | +44,047+550.6% | Added |
| Cubist Systematic Strategies, LLC | 51,190 | $493.5K | 0.01% | +51,190 | New |
| Qube Research & Technologies Ltd | 47,622 | $459.1K | 0.00% | +47,622 | New |
| Shulman DeMeo Asset Management LLC | 47,194 | $454.9K | 0.15% | −40.0% | Reduced |
| D. E. Shaw & Co., Inc. | 47,160 | $454.6K | 0.00% | +23,464+99.0% | Added |
| Cetera Advisors LLC | 47,001 | $453.1K | 0.01% | +2,757+6.2% | Added |
| Advisor Group Holdings, Inc. | 44,806 | $431.9K | 0.00% | +6,688+17.5% | Added |
| Royal Bank of Canada | 44,257 | $427.0K | 0.00% | +1,190+2.8% | Added |
| Great West Life Assurance Co | 38,677 | $372.0K | 0.00% | +4,519+13.2% | Added |
| Ausdal Financial Partners, Inc. | 36,525 | $352.1K | 0.05% | +467+1.3% | Added |
| Koshinski Asset Management, Inc. | 34,168 | $329.4K | 0.04% | −1,003−2.9% | Reduced |
| JPMorgan Chase & Co | 32,752 | $315.7K | 0.00% | +32,509+13,378.2% | Added |
| United Capital Financial Advisers, LLC | 31,000 | $298.8K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 24,186 | $235.3K | 0.03% | −88,500−78.5% | Reduced |
| Quantbot Technologies LP | 24,269 | $234.0K | 0.02% | +19,908+456.5% | Added |
| Dynamic Technology Lab Private Ltd | 23,702 | $228.0K | 0.02% | +23,702 | New |
| Jane Street Group, LLC | 22,519 | $217.1K | 0.00% | +22,519 | New |
| Commonwealth Equity Services, LLC | 21,636 | $209.0K | 0.00% | +9,099+72.6% | Added |
| State of Wyoming | 20,976 | $202.2K | 0.04% | +20,976 | New |
| Cambridge Investment Research Advisors, Inc. | 19,689 | $190.0K | 0.00% | +834+4.4% | Added |
| Deutsche Bank AG | 19,019 | $183.3K | 0.00% | −2,722−12.5% | Reduced |
| Davenport & Co LLC | 18,312 | $176.5K | 0.00% | −250−1.3% | Reduced |
| Wambolt & Associates, LLC | 18,435 | $174.9K | 0.06% | +535+3.0% | Added |
| Private Advisor Group, LLC | 17,944 | $173.0K | 0.00% | +461+2.6% | Added |
| Cetera Advisor Networks LLC | 17,777 | $171.4K | 0.00% | +900+5.3% | Added |
| XML Financial, LLC | 17,249 | $166.3K | 0.02% | +340+2.0% | Added |
| Nebula Research & Development LLC | 16,903 | $162.9K | 0.09% | +16,903 | New |
| Grimes & Company, Inc. | 16,153 | $155.7K | 0.01% | +490+3.1% | Added |
| Good Life Advisors, LLC | 14,851 | $143.2K | 0.02% | +107+0.7% | Added |
| Wedbush Securities Inc | 14,527 | $140.0K | 0.01% | +74+0.5% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 14,363 | $138.5K | 0.00% | +14,363 | New |
| Eagle Global Advisors LLC | 13,970 | $134.7K | 0.01% | 00.0% | Unchanged |
| RDA Financial Network | 13,850 | $133.5K | 0.06% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 13,400 | $129.2K | 0.01% | +13,400 | New |
| Blair William & Co | 13,230 | $127.5K | 0.00% | −2,392−15.3% | Reduced |
| UBS Group AG | 12,425 | $119.8K | 0.00% | +2,655+27.2% | Added |
| XTX Topco Ltd | 12,358 | $119.1K | 0.02% | +12,358 | New |
| Northern Trust Corp | 12,146 | $117.1K | 0.00% | +1,279+11.8% | Added |
| Advisory Services Network, LLC | 10,706 | $103.2K | 0.00% | −524−4.7% | Reduced |
| Prime Capital Investment Advisors, LLC | 10,539 | $101.6K | 0.00% | +10,539 | New |
| Boothbay Fund Management, LLC | 10,139 | $97.7K | 0.00% | +10,139 | New |
| Aquatic Capital Management LLC | 9,700 | $94.0K | 0.00% | +7,200+288.0% | Added |
| National Bank of Canada | 8,400 | $78.9K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 6,457 | $62.2K | 0.05% | 00.0% | Unchanged |
| Quarry LP | 4,225 | $40.7K | 0.03% | +3,444+441.0% | Added |
| Comerica Bank | 2,500 | $24.1K | 0.00% | +2,500 | New |
| AlphaMark Advisors, LLC | 1,771 | $17.0K | 0.01% | +1,366+337.3% | Added |
| Simplex Trading, LLC | 1,625 | $15.0K | 0.00% | +1,625 | New |
| PFS Partners, LLC | 1,539 | $14.8K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,348 | $13.0K | 0.00% | +1,348 | New |
| Bank of America Corp | 1,259 | $12.1K | 0.00% | −12,551−90.9% | Reduced |
| Coppell Advisory Solutions LLC | 1,141 | $11.0K | 0.00% | −46−3.9% | Reduced |
| West Oak Capital, LLC | 800 | $8.00K | 0.00% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 310 | $3.00K | 0.00% | +310 | New |
| VisionPoint Advisory Group, LLC | 300 | $2.89K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $1.93K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 17 | $168 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $10 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $10 | 0.00% | +1 | New |
| CWM, LLC | 4 | $0 | 0.00% | +4 | New |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −53,787−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −30,777−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −12,971−100.0% | Sold out |
| Triumph Capital Management | 0 | $0 | 0.00% | −10,816−100.0% | Sold out |
| ZRC Wealth Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| MRP Capital Investments, LLC | 0 | $0 | 0.00% | −405−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −100−100.0% | Sold out |