Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Gladstone Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- −1 vs. Q2 2021
- Shares held
- 3.55M
- −129.3K (−3.5%) vs. Q2 2021
- Total value
- $40.1M
- −$1.93M (−4.6%) vs. Q2 2021
- New holders
- 10
- 31 more added
- Sold out
- 11
- 14 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 517,088 | $5.84M | 0.01% | −21,119−3.9% | Reduced |
| Advisors Asset Management, Inc. | 315,388 | $3.56M | 0.05% | +50,945+19.3% | Added |
| LPL Financial LLC | 246,831 | $2.79M | 0.00% | −608−0.2% | Reduced |
| BlackRock Inc. | 218,414 | $2.47M | 0.00% | +28,687+15.1% | Added |
| Morgan Stanley | 204,566 | $2.31M | 0.00% | −6,122−2.9% | Reduced |
| Legal & General Group Plc | 201,052 | $2.28M | 0.00% | −13,677−6.4% | Reduced |
| Two Sigma Advisers, LP | 168,758 | $1.91M | 0.00% | +13,000+8.3% | Added |
| D.A. Davidson & Co. | 160,052 | $1.81M | 0.02% | +4,161+2.7% | Added |
| DnB Asset Management AS | 135,253 | $1.53M | 0.01% | +24,633+22.3% | Added |
| Mackenzie Financial Corp | 118,502 | $1.34M | 0.00% | +16,363+16.0% | Added |
| International Assets Investment Management, LLC | 115,286 | $1.30M | 0.23% | +1,651+1.5% | Added |
| Two Sigma Investments, LP | 107,576 | $1.22M | 0.00% | −57,194−34.7% | Reduced |
| McKinley Capital Management LLC /Delaware | 94,964 | $1.07M | 0.10% | +6,202+7.0% | Added |
| JPMorgan Chase & Co | 79,500 | $898.0K | 0.00% | −7,200−8.3% | Reduced |
| Aurora Private Wealth, Inc. | 72,875 | $823.0K | 0.33% | 00.0% | Unchanged |
| Novare Capital Management LLC | 59,382 | $671.0K | 0.07% | −97,583−62.2% | Reduced |
| UBS Group AG | 53,551 | $605.0K | 0.00% | +8,537+19.0% | Added |
| Shulman DeMeo Asset Management LLC | 48,547 | $549.0K | 0.48% | +48,547 | New |
| Virtus ETF Advisers LLC | 44,359 | $501.0K | 0.22% | −4,642−9.5% | Reduced |
| Susquehanna International Group, LLP | 38,675 | $437.0K | 0.00% | +22+0.1% | Added |
| United Capital Financial Advisers, LLC | 38,000 | $429.0K | 0.00% | −11,001−22.5% | Reduced |
| Hudson Portfolio Management LLC | 36,960 | $417.0K | 0.38% | −300−0.8% | Reduced |
| Koshinski Asset Management, Inc. | 34,189 | $386.3K | 0.03% | +1,251+3.8% | Added |
| Lakeview Capital Partners, LLC | 32,380 | $366.0K | 0.17% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 26,484 | $299.0K | 0.00% | −8,854−25.1% | Reduced |
| Royal Bank of Canada | 25,481 | $289.0K | 0.00% | +3,246+14.6% | Added |
| Deutsche Bank AG | 23,995 | $271.0K | 0.00% | −600−2.4% | Reduced |
| Cetera Advisors LLC | 23,115 | $261.0K | 0.01% | −90−0.4% | Reduced |
| Davenport & Co LLC | 22,462 | $254.0K | 0.00% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 22,234 | $251.0K | 0.09% | +22,234 | New |
| Kovack Advisors, Inc. | 21,338 | $241.0K | 0.03% | +21,338 | New |
| Wambolt & Associates, LLC | 20,134 | $231.0K | 0.09% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 19,869 | $225.0K | 0.03% | +436+2.2% | Added |
| TCI Wealth Advisors, Inc. | 18,221 | $206.0K | 0.03% | +5,221+40.2% | Added |
| RDA Financial Network | 18,050 | $204.0K | 0.09% | 00.0% | Unchanged |
| Raymond James & Associates | 17,822 | $201.0K | 0.00% | +2,224+14.3% | Added |
| Wedbush Securities Inc | 15,117 | $171.0K | 0.01% | +891+6.3% | Added |
| Good Life Advisors, LLC | 13,991 | $158.0K | 0.02% | +89+0.6% | Added |
| D. E. Shaw & Co., Inc. | 13,465 | $152.0K | 0.00% | −27,681−67.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,310 | $150.0K | 0.00% | +61+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,570 | $142.0K | 0.00% | +40.0% | Added |
| Commonwealth Equity Services, LLC | 11,862 | $134.0K | 0.00% | +213+1.8% | Added |
| XML Financial, LLC | 11,196 | $127.0K | 0.02% | +188+1.7% | Added |
| Wells Fargo & Company | 11,247 | $127.0K | 0.00% | +4,210+59.8% | Added |
| Great West Life Assurance Co | 10,732 | $122.0K | 0.00% | +724+7.2% | Added |
| Private Advisor Group, LLC | 10,483 | $118.0K | 0.00% | +10,483 | New |
| Simplex Trading, LLC | 4,593 | $53.0K | 0.00% | +600+15.0% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $46.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 3,958 | $45.0K | 0.00% | +615+18.4% | Added |
| Geneos Wealth Management Inc. | 2,435 | $27.0K | 0.00% | +365+17.6% | Added |
| Tower Research Capital LLC (TRC) | 2,151 | $24.0K | 0.00% | +1,954+991.9% | Added |
| PEAK6 Investments LLC | 1,476 | $17.0K | 0.00% | +1,476 | New |
| American Portfolios Advisors | 1,100 | $12.4K | 0.00% | +400+57.1% | Added |
| Cahill Financial Advisors Inc | 1,067 | $12.0K | 0.00% | +1,067 | New |
| West Oak Capital, LLC | 1,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 1,000 | $11.0K | 0.01% | +1,000 | New |
| McCarthy Asset Management, Inc. | 637 | $7.00K | 0.01% | +11+1.8% | Added |
| NEXT Financial Group, Inc | 519 | $6.00K | 0.00% | +405+355.3% | Added |
| Harbour Investments, Inc. | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 435 | $5.00K | 0.00% | +435 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Assetmark, Inc | 1 | $0 | 0.00% | +1 | New |
| Cribstone Capital Management, LLC | 15 | $0 | 0.00% | +15 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −281−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −45,249−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −37,972−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −26,378−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −14,829−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −11,790−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,250−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,534−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −241−100.0% | Sold out |