Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Gladstone Capital Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +1 vs. Q4 2021
- Shares held
- 3.47M
- −156.0K (−4.3%) vs. Q4 2021
- Total value
- $40.9M
- −$1.10M (−2.6%) vs. Q4 2021
- New holders
- 9
- 19 more added
- Sold out
- 8
- 18 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 848,391 | $10.0M | 0.02% | +292,598+52.6% | Added |
| LPL Financial LLC | 249,520 | $2.94M | 0.00% | +7,621+3.2% | Added |
| BlackRock Inc. | 214,421 | $2.53M | 0.00% | −13,177−5.8% | Reduced |
| Morgan Stanley | 187,151 | $2.21M | 0.00% | −34,600−15.6% | Reduced |
| D.A. Davidson & Co. | 184,414 | $2.17M | 0.02% | +8,315+4.7% | Added |
| Legal & General Group Plc | 181,271 | $2.14M | 0.00% | −19,781−9.8% | Reduced |
| Two Sigma Advisers, LP | 149,658 | $1.76M | 0.00% | −13,900−8.5% | Reduced |
| DnB Asset Management AS | 135,253 | $1.59M | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 115,286 | $1.36M | 0.25% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 109,283 | $1.29M | 0.00% | −9,479−8.0% | Reduced |
| Two Sigma Investments, LP | 101,600 | $1.20M | 0.00% | −39,819−28.2% | Reduced |
| McKinley Capital Management LLC /Delaware | 94,484 | $1.11M | 0.11% | +254+0.3% | Added |
| Novare Capital Management LLC | 59,997 | $707.0K | 0.08% | 00.0% | Unchanged |
| UBS Group AG | 52,790 | $622.0K | 0.00% | +6,673+14.5% | Added |
| Shulman DeMeo Asset Management LLC | 48,164 | $568.0K | 0.16% | −310−0.6% | Reduced |
| Virtus ETF Advisers LLC | 48,107 | $567.0K | 0.25% | +10,172+26.8% | Added |
| Kovack Advisors, Inc. | 44,078 | $519.0K | 0.05% | +10,034+29.5% | Added |
| United Capital Financial Advisers, LLC | 37,000 | $436.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 33,395 | $393.7K | 0.03% | −445−1.3% | Reduced |
| D. E. Shaw & Co., Inc. | 33,161 | $391.0K | 0.00% | +19,785+147.9% | Added |
| Hudson Portfolio Management LLC | 32,200 | $380.0K | 0.33% | −4,760−12.9% | Reduced |
| Perigon Wealth Management, LLC | 31,300 | $369.0K | 0.03% | −1,230−3.8% | Reduced |
| Royal Bank of Canada | 30,119 | $356.0K | 0.00% | +3,536+13.3% | Added |
| Claraphi Advisory Network, LLC | 25,385 | $299.0K | 0.09% | −1,278−4.8% | Reduced |
| Advisor Group Holdings, Inc. | 24,815 | $292.0K | 0.00% | −1,315−5.0% | Reduced |
| Axxcess Wealth Management, LLC | 24,364 | $287.0K | 0.02% | 00.0% | Unchanged |
| Deutsche Bank AG | 23,995 | $283.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 23,216 | $274.0K | 0.04% | −1,195−4.9% | Reduced |
| Davenport & Co LLC | 22,462 | $265.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisors LLC | 20,380 | $240.0K | 0.00% | −7,275−26.3% | Reduced |
| Atria Wealth Solutions, Inc. | 20,341 | $240.0K | 0.00% | +20,341 | New |
| Wambolt & Associates, LLC | 19,347 | $230.0K | 0.08% | −615−3.1% | Reduced |
| Raymond James & Associates | 18,072 | $213.0K | 0.00% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 16,923 | $200.0K | 0.01% | +16,923 | New |
| Cambridge Investment Research Advisors, Inc. | 16,579 | $195.0K | 0.00% | +4,004+31.8% | Added |
| RDA Financial Network | 15,350 | $181.0K | 0.08% | −2,700−15.0% | Reduced |
| Wedbush Securities Inc | 15,202 | $179.0K | 0.01% | +44+0.3% | Added |
| Susquehanna International Group, LLP | 14,591 | $172.0K | 0.00% | +14,591 | New |
| Good Life Advisors, LLC | 14,128 | $167.0K | 0.02% | +28+0.2% | Added |
| Commonwealth Equity Services, LLC | 13,725 | $161.0K | 0.00% | +1,596+13.2% | Added |
| Great West Life Assurance Co | 12,508 | $157.0K | 0.00% | +2,096+20.1% | Added |
| Jump Financial, LLC | 12,800 | $151.0K | 0.01% | +2,300+21.9% | Added |
| XML Financial, LLC | 11,588 | $137.0K | 0.02% | +203+1.8% | Added |
| Blair William & Co | 11,500 | $136.0K | 0.00% | +11,500 | New |
| Private Advisor Group, LLC | 11,483 | $135.0K | 0.00% | +1,000+9.5% | Added |
| South State Corp. | 11,033 | $130.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,915 | $117.0K | 0.00% | −5,638−36.3% | Reduced |
| National Bank of Canada | 8,900 | $105.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 4,300 | $50.7K | 0.00% | +2,999+230.5% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $48.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 3,958 | $47.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 3,215 | $38.0K | 0.00% | −2,560−44.3% | Reduced |
| Geneos Wealth Management Inc. | 2,070 | $24.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,823 | $21.0K | 0.00% | +1,823 | New |
| PFS Partners, LLC | 1,539 | $18.1K | 0.02% | 00.0% | Unchanged |
| Umb Bank N A | 1,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,100 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,077 | $12.0K | 0.00% | +803+293.1% | Added |
| West Oak Capital, LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $9.00K | 0.00% | +1,000 | New |
| Financial Management Professionals, Inc. | 611 | $7.00K | 0.00% | +611 | New |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $2.00K | 0.00% | +200 | New |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 5 | $0 | 0.00% | +5 | New |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −337,745−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −79,500−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,133−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,019−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −2,011−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −305−100.0% | Sold out |
| Outfitter Financial LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Cribstone Capital Management, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |