Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Gladstone Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +9 vs. Q3 2022
- Shares held
- 3.50M
- +250.3K (+7.7%) vs. Q3 2022
- Total value
- $33.5M
- +$5.91M (+21.4%) vs. Q3 2022
- New holders
- 17
- 19 more added
- Sold out
- 8
- 22 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.7M |
| Q2 2025 | 80 | $61.7M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $45.2M |
| Q4 2023 | 86 | $52.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.7M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 344,780 | $3.32M | 0.07% | −16,011−4.4% | Reduced |
| LPL Financial LLC | 317,897 | $3.06M | 0.00% | +6,055+1.9% | Added |
| Legal & General Group Plc | 229,916 | $2.21M | 0.00% | +5,571+2.5% | Added |
| BlackRock Inc. | 210,339 | $2.02M | 0.00% | +5,887+2.9% | Added |
| Two Sigma Advisers, LP | 193,658 | $1.86M | 0.01% | −22,000−10.2% | Reduced |
| D.A. Davidson & Co. | 192,116 | $1.85M | 0.02% | +9,459+5.2% | Added |
| Citadel Advisors LLC | 185,098 | $1.78M | 0.00% | +174,545+1,654.0% | Added |
| Morgan Stanley | 159,065 | $1.53M | 0.00% | −470.0% | Reduced |
| Millennium Management LLC | 129,639 | $1.25M | 0.00% | +30,601+30.9% | Added |
| International Assets Investment Management, LLC | 129,336 | $1.24M | 0.13% | +14,050+12.2% | Added |
| DnB Asset Management AS | 124,325 | $1.20M | 0.01% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 108,782 | $1.05M | 0.50% | +14,642+15.6% | Added |
| Quadrature Capital Ltd | 91,193 | $876.4K | 0.03% | +91,193 | New |
| McKinley Capital Management LLC /Delaware | 87,003 | $837.0K | 0.11% | −5,131−5.6% | Reduced |
| Novare Capital Management LLC | 67,792 | $652.2K | 0.08% | +17,000+33.5% | Added |
| Kovack Advisors, Inc. | 58,747 | $565.1K | 0.08% | +2,415+4.3% | Added |
| Two Sigma Investments, LP | 53,298 | $512.7K | 0.00% | −47,635−47.2% | Reduced |
| Mackenzie Financial Corp | 49,730 | $478.4K | 0.00% | −886−1.8% | Reduced |
| Advisory Research Inc | 49,643 | $477.6K | 0.04% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 47,673 | $458.6K | 0.15% | −223−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 45,926 | $443.8K | 0.00% | −462−1.0% | Reduced |
| Cetera Advisors LLC | 39,584 | $380.8K | 0.01% | +39,584 | New |
| Koshinski Asset Management, Inc. | 36,146 | $347.7K | 0.03% | +657+1.9% | Added |
| United Capital Financial Advisers, LLC | 34,000 | $327.1K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 32,560 | $314.0K | 0.00% | −564−1.7% | Reduced |
| Ausdal Financial Partners, Inc. | 30,582 | $294.2K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 29,000 | $279.0K | 0.15% | −9,623−24.9% | Reduced |
| Royal Bank of Canada | 28,831 | $277.0K | 0.00% | −46−0.2% | Reduced |
| D. E. Shaw & Co., Inc. | 27,227 | $261.9K | 0.00% | +27,227 | New |
| Schonfeld Strategic Advisors LLC | 23,900 | $229.9K | 0.00% | +23,900 | New |
| Deutsche Bank AG | 21,741 | $209.1K | 0.00% | −2,254−9.4% | Reduced |
| Davenport & Co LLC | 21,362 | $206.0K | 0.00% | −1,100−4.9% | Reduced |
| Wambolt & Associates, LLC | 19,841 | $190.9K | 0.07% | +494+2.6% | Added |
| Jump Financial, LLC | 18,800 | $180.9K | 0.01% | +4,628+32.7% | Added |
| Cetera Advisor Networks LLC | 17,077 | $164.3K | 0.00% | +17,077 | New |
| Perigon Wealth Management, LLC | 16,300 | $156.8K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 16,106 | $154.9K | 0.00% | −504−3.0% | Reduced |
| Good Life Advisors, LLC | 14,554 | $140.0K | 0.02% | +82+0.6% | Added |
| Wedbush Securities Inc | 14,551 | $140.0K | 0.01% | −793−5.2% | Reduced |
| UBS Group AG | 14,168 | $136.3K | 0.00% | +154+1.1% | Added |
| RDA Financial Network | 13,850 | $133.2K | 0.07% | 00.0% | Unchanged |
| Raymond James & Associates | 12,780 | $122.9K | 0.00% | +500+4.1% | Added |
| XML Financial, LLC | 12,304 | $118.4K | 0.01% | +261+2.2% | Added |
| Commonwealth Equity Services, LLC | 11,813 | $113.0K | 0.00% | −126−1.1% | Reduced |
| South State Corp. | 11,033 | $106.1K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,042 | $106.0K | 0.00% | −2,294−17.2% | Reduced |
| Cubist Systematic Strategies, LLC | 10,355 | $99.6K | 0.00% | +10,355 | New |
| Wells Fargo & Company | 9,466 | $91.1K | 0.00% | −1,736−15.5% | Reduced |
| National Bank of Canada | 8,900 | $85.4K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 8,239 | $79.3K | 0.00% | +1,300+18.7% | Added |
| Advisory Services Network, LLC | 7,634 | $73.4K | 0.00% | +7,634 | New |
| Register Financial Advisors LLC | 4,921 | $47.3K | 0.03% | +4,921 | New |
| BNP Paribas Arbitrage, SA | 4,495 | $43.2K | 0.00% | −8,849−66.3% | Reduced |
| US Bancorp | 3,958 | $38.1K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 3,829 | $36.8K | 0.00% | +3,829 | New |
| Money Concepts Capital Corp | 3,724 | $35.8K | 0.00% | +3,724 | New |
| McIlrath & Eck, LLC | 1,867 | $18.0K | 0.00% | +1,867 | New |
| PFS Partners, LLC | 1,539 | $14.8K | 0.02% | 00.0% | Unchanged |
| WFA of San Diego, LLC | 1,500 | $14.4K | 0.01% | +1,500 | New |
| JPMorgan Chase & Co | 1,200 | $12.0K | 0.00% | −5,785−82.8% | Reduced |
| Coppell Advisory Solutions LLC | 1,141 | $11.0K | 0.00% | +1,141 | New |
| Coppell Advisory Solutions Corp. | 1,141 | $11.0K | 0.00% | +1,141 | New |
| Aquatic Capital Management LLC | 909 | $9.00K | 0.00% | −4,191−82.2% | Reduced |
| IFP Advisors, Inc | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 800 | $8.00K | 0.00% | −700−46.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 570 | $5.49K | 0.00% | +570 | New |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| MRP Capital Investments, LLC | 405 | $3.90K | 0.00% | +405 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $1.70K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,483 | $168 | 0.00% | +1,000+6.1% | Added |
| Parallel Advisors, LLC | 16 | $156 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $10 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $10 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1 | $5 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 31 | $0 | 0.00% | +31 | New |
| Brookstone Capital Management | 0 | $0 | 0.00% | −73,669−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −35,507−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −24,279−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,690−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,877−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −248−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |