Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Gladstone Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +9 vs. Q3 2022
- Shares held
- 3.50M
- +250.3K (+7.7%) vs. Q3 2022
- Total value
- $33.5M
- +$5.91M (+21.4%) vs. Q3 2022
- New holders
- 17
- 19 more added
- Sold out
- 8
- 22 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 31 | $0 | 0.00% | +31 | New |
| Assetmark, Inc | 1 | $5 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $10 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $10 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 16 | $156 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,483 | $168 | 0.00% | +1,000+6.1% | Added |
| Key Financial Inc | 200 | $1.70K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| MRP Capital Investments, LLC | 405 | $3.90K | 0.00% | +405 | New |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 570 | $5.49K | 0.00% | +570 | New |
| Umb Bank N A | 800 | $8.00K | 0.00% | −700−46.7% | Reduced |
| Aquatic Capital Management LLC | 909 | $9.00K | 0.00% | −4,191−82.2% | Reduced |
| IFP Advisors, Inc | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,141 | $11.0K | 0.00% | +1,141 | New |
| Coppell Advisory Solutions Corp. | 1,141 | $11.0K | 0.00% | +1,141 | New |
| JPMorgan Chase & Co | 1,200 | $12.0K | 0.00% | −5,785−82.8% | Reduced |
| WFA of San Diego, LLC | 1,500 | $14.4K | 0.01% | +1,500 | New |
| PFS Partners, LLC | 1,539 | $14.8K | 0.02% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 1,867 | $18.0K | 0.00% | +1,867 | New |
| Money Concepts Capital Corp | 3,724 | $35.8K | 0.00% | +3,724 | New |
| Quantbot Technologies LP | 3,829 | $36.8K | 0.00% | +3,829 | New |
| US Bancorp | 3,958 | $38.1K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 4,495 | $43.2K | 0.00% | −8,849−66.3% | Reduced |
| Register Financial Advisors LLC | 4,921 | $47.3K | 0.03% | +4,921 | New |
| Advisory Services Network, LLC | 7,634 | $73.4K | 0.00% | +7,634 | New |
| Group One Trading, L.P. | 8,239 | $79.3K | 0.00% | +1,300+18.7% | Added |
| National Bank of Canada | 8,900 | $85.4K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,466 | $91.1K | 0.00% | −1,736−15.5% | Reduced |
| Cubist Systematic Strategies, LLC | 10,355 | $99.6K | 0.00% | +10,355 | New |
| Cambridge Investment Research Advisors, Inc. | 11,042 | $106.0K | 0.00% | −2,294−17.2% | Reduced |
| South State Corp. | 11,033 | $106.1K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 11,813 | $113.0K | 0.00% | −126−1.1% | Reduced |
| XML Financial, LLC | 12,304 | $118.4K | 0.01% | +261+2.2% | Added |
| Raymond James & Associates | 12,780 | $122.9K | 0.00% | +500+4.1% | Added |
| RDA Financial Network | 13,850 | $133.2K | 0.07% | 00.0% | Unchanged |
| UBS Group AG | 14,168 | $136.3K | 0.00% | +154+1.1% | Added |
| Wedbush Securities Inc | 14,551 | $140.0K | 0.01% | −793−5.2% | Reduced |
| Good Life Advisors, LLC | 14,554 | $140.0K | 0.02% | +82+0.6% | Added |
| Atria Wealth Solutions, Inc. | 16,106 | $154.9K | 0.00% | −504−3.0% | Reduced |
| Perigon Wealth Management, LLC | 16,300 | $156.8K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 17,077 | $164.3K | 0.00% | +17,077 | New |
| Jump Financial, LLC | 18,800 | $180.9K | 0.01% | +4,628+32.7% | Added |
| Wambolt & Associates, LLC | 19,841 | $190.9K | 0.07% | +494+2.6% | Added |
| Davenport & Co LLC | 21,362 | $206.0K | 0.00% | −1,100−4.9% | Reduced |
| Deutsche Bank AG | 21,741 | $209.1K | 0.00% | −2,254−9.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 23,900 | $229.9K | 0.00% | +23,900 | New |
| D. E. Shaw & Co., Inc. | 27,227 | $261.9K | 0.00% | +27,227 | New |
| Royal Bank of Canada | 28,831 | $277.0K | 0.00% | −46−0.2% | Reduced |
| Virtus ETF Advisers LLC | 29,000 | $279.0K | 0.15% | −9,623−24.9% | Reduced |
| Ausdal Financial Partners, Inc. | 30,582 | $294.2K | 0.04% | 00.0% | Unchanged |
| Great West Life Assurance Co | 32,560 | $314.0K | 0.00% | −564−1.7% | Reduced |
| United Capital Financial Advisers, LLC | 34,000 | $327.1K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 36,146 | $347.7K | 0.03% | +657+1.9% | Added |
| Cetera Advisors LLC | 39,584 | $380.8K | 0.01% | +39,584 | New |
| Advisor Group Holdings, Inc. | 45,926 | $443.8K | 0.00% | −462−1.0% | Reduced |
| Shulman DeMeo Asset Management LLC | 47,673 | $458.6K | 0.15% | −223−0.5% | Reduced |
| Advisory Research Inc | 49,643 | $477.6K | 0.04% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 49,730 | $478.4K | 0.00% | −886−1.8% | Reduced |
| Two Sigma Investments, LP | 53,298 | $512.7K | 0.00% | −47,635−47.2% | Reduced |
| Kovack Advisors, Inc. | 58,747 | $565.1K | 0.08% | +2,415+4.3% | Added |
| Novare Capital Management LLC | 67,792 | $652.2K | 0.08% | +17,000+33.5% | Added |
| McKinley Capital Management LLC /Delaware | 87,003 | $837.0K | 0.11% | −5,131−5.6% | Reduced |
| Quadrature Capital Ltd | 91,193 | $876.4K | 0.03% | +91,193 | New |
| Legacy Capital Wealth Partners, LLC | 108,782 | $1.05M | 0.50% | +14,642+15.6% | Added |
| DnB Asset Management AS | 124,325 | $1.20M | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 129,336 | $1.24M | 0.13% | +14,050+12.2% | Added |
| Millennium Management LLC | 129,639 | $1.25M | 0.00% | +30,601+30.9% | Added |
| Morgan Stanley | 159,065 | $1.53M | 0.00% | −470.0% | Reduced |
| Citadel Advisors LLC | 185,098 | $1.78M | 0.00% | +174,545+1,654.0% | Added |
| D.A. Davidson & Co. | 192,116 | $1.85M | 0.02% | +9,459+5.2% | Added |
| Two Sigma Advisers, LP | 193,658 | $1.86M | 0.01% | −22,000−10.2% | Reduced |
| BlackRock Inc. | 210,339 | $2.02M | 0.00% | +5,887+2.9% | Added |
| Legal & General Group Plc | 229,916 | $2.21M | 0.00% | +5,571+2.5% | Added |
| LPL Financial LLC | 317,897 | $3.06M | 0.00% | +6,055+1.9% | Added |
| Advisors Asset Management, Inc. | 344,780 | $3.32M | 0.07% | −16,011−4.4% | Reduced |
| Brookstone Capital Management | 0 | $0 | 0.00% | −73,669−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −35,507−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −24,279−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,690−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,877−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −248−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |