Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Gladstone Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −10 vs. Q2 2022
- Shares held
- 3.25M
- −529.4K (−14.0%) vs. Q2 2022
- Total value
- $27.6M
- −$10.6M (−27.7%) vs. Q2 2022
- New holders
- 5
- 17 more added
- Sold out
- 15
- 27 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.7M |
| Q2 2025 | 80 | $61.7M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $45.2M |
| Q4 2023 | 86 | $52.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.7M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 360,791 | $3.06M | 0.06% | +23,194+6.9% | Added |
| LPL Financial LLC | 311,842 | $2.65M | 0.00% | +16,022+5.4% | Added |
| Legal & General Group Plc | 224,345 | $1.90M | 0.00% | +22,265+11.0% | Added |
| Two Sigma Advisers, LP | 215,658 | $1.83M | 0.01% | −5,600−2.5% | Reduced |
| BlackRock Inc. | 204,452 | $1.74M | 0.00% | −44,466−17.9% | Reduced |
| D.A. Davidson & Co. | 182,657 | $1.55M | 0.02% | −3,587−1.9% | Reduced |
| Morgan Stanley | 159,112 | $1.35M | 0.00% | +3,721+2.4% | Added |
| DnB Asset Management AS | 124,325 | $1.06M | 0.01% | +618+0.5% | Added |
| International Assets Investment Management, LLC | 115,286 | $979.0K | 0.21% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 100,933 | $857.0K | 0.00% | −68,044−40.3% | Reduced |
| Millennium Management LLC | 99,038 | $841.0K | 0.00% | −285,297−74.2% | Reduced |
| Legacy Capital Wealth Partners, LLC | 94,140 | $799.0K | 0.42% | +94,140 | New |
| McKinley Capital Management LLC /Delaware | 92,134 | $782.0K | 0.11% | −3,157−3.3% | Reduced |
| Brookstone Capital Management | 73,669 | $630.0K | 0.01% | +2,238+3.1% | Added |
| Kovack Advisors, Inc. | 56,332 | $478.0K | 0.07% | +9,625+20.6% | Added |
| Novare Capital Management LLC | 50,792 | $431.0K | 0.06% | −3,625−6.7% | Reduced |
| Mackenzie Financial Corp | 50,616 | $430.0K | 0.00% | −17,639−25.8% | Reduced |
| Advisory Research Inc | 49,643 | $421.0K | 0.04% | +49,643 | New |
| Shulman DeMeo Asset Management LLC | 47,896 | $407.0K | 0.14% | −208−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 46,388 | $394.0K | 0.00% | +1,159+2.6% | Added |
| Virtus ETF Advisers LLC | 38,623 | $328.0K | 0.13% | −2,111−5.2% | Reduced |
| Axxcess Wealth Management, LLC | 35,507 | $301.0K | 0.03% | −2,145−5.7% | Reduced |
| Koshinski Asset Management, Inc. | 35,489 | $301.0K | 0.04% | +2,240+6.7% | Added |
| United Capital Financial Advisers, LLC | 34,000 | $289.0K | 0.00% | −3,000−8.1% | Reduced |
| Great West Life Assurance Co | 33,124 | $280.0K | 0.00% | −6,178−15.7% | Reduced |
| Ausdal Financial Partners, Inc. | 30,582 | $260.0K | 0.04% | 00.0% | Unchanged |
| Royal Bank of Canada | 28,877 | $245.0K | 0.00% | −1,886−6.1% | Reduced |
| Marshall Wace, LLP | 24,279 | $207.0K | 0.00% | −3,022−11.1% | Reduced |
| Deutsche Bank AG | 23,995 | $204.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 22,462 | $191.0K | 0.00% | +1,000+4.7% | Added |
| Wambolt & Associates, LLC | 19,347 | $164.0K | 0.07% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 16,610 | $141.0K | 0.00% | −953−5.4% | Reduced |
| Private Advisor Group, LLC | 16,483 | $140.0K | 0.00% | +1,000+6.5% | Added |
| Perigon Wealth Management, LLC | 16,300 | $138.0K | 0.01% | −5,000−23.5% | Reduced |
| Wedbush Securities Inc | 15,344 | $130.0K | 0.01% | −155−1.0% | Reduced |
| Good Life Advisors, LLC | 14,472 | $123.0K | 0.02% | +280+2.0% | Added |
| Jump Financial, LLC | 14,172 | $120.0K | 0.00% | −6,628−31.9% | Reduced |
| UBS Group AG | 14,014 | $119.0K | 0.00% | −32,591−69.9% | Reduced |
| RDA Financial Network | 13,850 | $118.0K | 0.06% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 13,344 | $113.3K | 0.00% | +7,369+123.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 13,336 | $113.0K | 0.00% | +752+6.0% | Added |
| Raymond James & Associates | 12,280 | $104.0K | 0.00% | −300−2.4% | Reduced |
| XML Financial, LLC | 12,043 | $102.0K | 0.01% | +244+2.1% | Added |
| Commonwealth Equity Services, LLC | 11,939 | $101.0K | 0.00% | −228−1.9% | Reduced |
| Wells Fargo & Company | 11,202 | $95.0K | 0.00% | −1,734−13.4% | Reduced |
| South State Corp. | 11,033 | $94.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 10,553 | $90.0K | 0.00% | −45,623−81.2% | Reduced |
| National Bank of Canada | 8,900 | $75.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 6,939 | $59.0K | 0.00% | −1,900−21.5% | Reduced |
| JPMorgan Chase & Co | 6,985 | $59.0K | 0.00% | +3,385+94.0% | Added |
| Aquatic Capital Management LLC | 5,100 | $43.0K | 0.00% | +1,800+54.5% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $35.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 3,958 | $34.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,690 | $31.0K | 0.00% | +3,690 | New |
| American Portfolios Advisors | 2,786 | $23.7K | 0.00% | −15,252−84.6% | Reduced |
| Tower Research Capital LLC (TRC) | 1,877 | $16.0K | 0.00% | −941−33.4% | Reduced |
| PFS Partners, LLC | 1,539 | $13.1K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 800 | $7.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 248 | $2.00K | 0.00% | +248 | New |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 16 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −35,486−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −32,020−100.0% | Sold out |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −28,312−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −20,802−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −20,190−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −17,378−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −14,651−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −14,300−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,840−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,117−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,070−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,007−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −611−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −451−100.0% | Sold out |