Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Gladstone Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −10 vs. Q2 2022
- Shares held
- 3.25M
- −529.4K (−14.0%) vs. Q2 2022
- Total value
- $27.6M
- −$10.6M (−27.7%) vs. Q2 2022
- New holders
- 5
- 17 more added
- Sold out
- 15
- 27 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 16 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 248 | $2.00K | 0.00% | +248 | New |
| AlphaMark Advisors, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 800 | $7.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 1,539 | $13.1K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,877 | $16.0K | 0.00% | −941−33.4% | Reduced |
| American Portfolios Advisors | 2,786 | $23.7K | 0.00% | −15,252−84.6% | Reduced |
| Simplex Trading, LLC | 3,690 | $31.0K | 0.00% | +3,690 | New |
| US Bancorp | 3,958 | $34.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $35.0K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 5,100 | $43.0K | 0.00% | +1,800+54.5% | Added |
| Group One Trading, L.P. | 6,939 | $59.0K | 0.00% | −1,900−21.5% | Reduced |
| JPMorgan Chase & Co | 6,985 | $59.0K | 0.00% | +3,385+94.0% | Added |
| National Bank of Canada | 8,900 | $75.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 10,553 | $90.0K | 0.00% | −45,623−81.2% | Reduced |
| South State Corp. | 11,033 | $94.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 11,202 | $95.0K | 0.00% | −1,734−13.4% | Reduced |
| Commonwealth Equity Services, LLC | 11,939 | $101.0K | 0.00% | −228−1.9% | Reduced |
| XML Financial, LLC | 12,043 | $102.0K | 0.01% | +244+2.1% | Added |
| Raymond James & Associates | 12,280 | $104.0K | 0.00% | −300−2.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 13,336 | $113.0K | 0.00% | +752+6.0% | Added |
| BNP Paribas Arbitrage, SA | 13,344 | $113.3K | 0.00% | +7,369+123.3% | Added |
| RDA Financial Network | 13,850 | $118.0K | 0.06% | 00.0% | Unchanged |
| UBS Group AG | 14,014 | $119.0K | 0.00% | −32,591−69.9% | Reduced |
| Jump Financial, LLC | 14,172 | $120.0K | 0.00% | −6,628−31.9% | Reduced |
| Good Life Advisors, LLC | 14,472 | $123.0K | 0.02% | +280+2.0% | Added |
| Wedbush Securities Inc | 15,344 | $130.0K | 0.01% | −155−1.0% | Reduced |
| Perigon Wealth Management, LLC | 16,300 | $138.0K | 0.01% | −5,000−23.5% | Reduced |
| Private Advisor Group, LLC | 16,483 | $140.0K | 0.00% | +1,000+6.5% | Added |
| Atria Wealth Solutions, Inc. | 16,610 | $141.0K | 0.00% | −953−5.4% | Reduced |
| Wambolt & Associates, LLC | 19,347 | $164.0K | 0.07% | 00.0% | Unchanged |
| Davenport & Co LLC | 22,462 | $191.0K | 0.00% | +1,000+4.7% | Added |
| Deutsche Bank AG | 23,995 | $204.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 24,279 | $207.0K | 0.00% | −3,022−11.1% | Reduced |
| Royal Bank of Canada | 28,877 | $245.0K | 0.00% | −1,886−6.1% | Reduced |
| Ausdal Financial Partners, Inc. | 30,582 | $260.0K | 0.04% | 00.0% | Unchanged |
| Great West Life Assurance Co | 33,124 | $280.0K | 0.00% | −6,178−15.7% | Reduced |
| United Capital Financial Advisers, LLC | 34,000 | $289.0K | 0.00% | −3,000−8.1% | Reduced |
| Axxcess Wealth Management, LLC | 35,507 | $301.0K | 0.03% | −2,145−5.7% | Reduced |
| Koshinski Asset Management, Inc. | 35,489 | $301.0K | 0.04% | +2,240+6.7% | Added |
| Virtus ETF Advisers LLC | 38,623 | $328.0K | 0.13% | −2,111−5.2% | Reduced |
| Advisor Group Holdings, Inc. | 46,388 | $394.0K | 0.00% | +1,159+2.6% | Added |
| Shulman DeMeo Asset Management LLC | 47,896 | $407.0K | 0.14% | −208−0.4% | Reduced |
| Advisory Research Inc | 49,643 | $421.0K | 0.04% | +49,643 | New |
| Mackenzie Financial Corp | 50,616 | $430.0K | 0.00% | −17,639−25.8% | Reduced |
| Novare Capital Management LLC | 50,792 | $431.0K | 0.06% | −3,625−6.7% | Reduced |
| Kovack Advisors, Inc. | 56,332 | $478.0K | 0.07% | +9,625+20.6% | Added |
| Brookstone Capital Management | 73,669 | $630.0K | 0.01% | +2,238+3.1% | Added |
| McKinley Capital Management LLC /Delaware | 92,134 | $782.0K | 0.11% | −3,157−3.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 94,140 | $799.0K | 0.42% | +94,140 | New |
| Millennium Management LLC | 99,038 | $841.0K | 0.00% | −285,297−74.2% | Reduced |
| Two Sigma Investments, LP | 100,933 | $857.0K | 0.00% | −68,044−40.3% | Reduced |
| International Assets Investment Management, LLC | 115,286 | $979.0K | 0.21% | 00.0% | Unchanged |
| DnB Asset Management AS | 124,325 | $1.06M | 0.01% | +618+0.5% | Added |
| Morgan Stanley | 159,112 | $1.35M | 0.00% | +3,721+2.4% | Added |
| D.A. Davidson & Co. | 182,657 | $1.55M | 0.02% | −3,587−1.9% | Reduced |
| BlackRock Inc. | 204,452 | $1.74M | 0.00% | −44,466−17.9% | Reduced |
| Two Sigma Advisers, LP | 215,658 | $1.83M | 0.01% | −5,600−2.5% | Reduced |
| Legal & General Group Plc | 224,345 | $1.90M | 0.00% | +22,265+11.0% | Added |
| LPL Financial LLC | 311,842 | $2.65M | 0.00% | +16,022+5.4% | Added |
| Advisors Asset Management, Inc. | 360,791 | $3.06M | 0.06% | +23,194+6.9% | Added |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −35,486−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −32,020−100.0% | Sold out |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −28,312−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −20,802−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −20,190−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −17,378−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −14,651−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −14,300−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,840−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,117−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,070−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,007−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −611−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −451−100.0% | Sold out |