Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Gladstone Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +2 vs. Q3 2021
- Shares held
- 3.63M
- +74.8K (+2.1%) vs. Q3 2021
- Total value
- $42.0M
- +$1.88M (+4.7%) vs. Q3 2021
- New holders
- 13
- 22 more added
- Sold out
- 11
- 16 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 555,793 | $6.44M | 0.01% | +38,705+7.5% | Added |
| Advisors Asset Management, Inc. | 337,745 | $3.91M | 0.06% | +22,357+7.1% | Added |
| LPL Financial LLC | 241,899 | $2.80M | 0.00% | −4,932−2.0% | Reduced |
| BlackRock Inc. | 227,598 | $2.64M | 0.00% | +9,184+4.2% | Added |
| Morgan Stanley | 221,751 | $2.57M | 0.00% | +17,185+8.4% | Added |
| Legal & General Group Plc | 201,052 | $2.33M | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 176,099 | $2.04M | 0.02% | +16,047+10.0% | Added |
| Two Sigma Advisers, LP | 163,558 | $1.90M | 0.00% | −5,200−3.1% | Reduced |
| Two Sigma Investments, LP | 141,419 | $1.64M | 0.00% | +33,843+31.5% | Added |
| DnB Asset Management AS | 135,253 | $1.57M | 0.01% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 118,762 | $1.38M | 0.00% | +260+0.2% | Added |
| International Assets Investment Management, LLC | 115,286 | $1.34M | 0.23% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 94,230 | $1.09M | 0.10% | −734−0.8% | Reduced |
| JPMorgan Chase & Co | 79,500 | $921.0K | 0.00% | 00.0% | Unchanged |
| Novare Capital Management LLC | 59,997 | $695.0K | 0.07% | +615+1.0% | Added |
| Shulman DeMeo Asset Management LLC | 48,474 | $562.0K | 0.15% | −73−0.2% | Reduced |
| UBS Group AG | 46,117 | $535.0K | 0.00% | −7,434−13.9% | Reduced |
| Virtus ETF Advisers LLC | 37,935 | $440.0K | 0.17% | −6,424−14.5% | Reduced |
| United Capital Financial Advisers, LLC | 37,000 | $429.0K | 0.00% | −1,000−2.6% | Reduced |
| Hudson Portfolio Management LLC | 36,960 | $428.0K | 0.38% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 34,044 | $395.0K | 0.04% | +12,706+59.5% | Added |
| Koshinski Asset Management, Inc. | 33,840 | $392.2K | 0.03% | −349−1.0% | Reduced |
| Perigon Wealth Management, LLC | 32,530 | $377.0K | 0.03% | +32,530 | New |
| Cetera Advisors LLC | 27,655 | $321.0K | 0.01% | +4,540+19.6% | Added |
| Claraphi Advisory Network, LLC | 26,663 | $309.0K | 0.11% | +4,429+19.9% | Added |
| Royal Bank of Canada | 26,583 | $308.0K | 0.00% | +1,102+4.3% | Added |
| Advisor Group Holdings, Inc. | 26,130 | $302.0K | 0.00% | −354−1.3% | Reduced |
| Ausdal Financial Partners, Inc. | 24,411 | $283.0K | 0.04% | +4,542+22.9% | Added |
| Axxcess Wealth Management, LLC | 24,364 | $282.0K | 0.02% | +24,364 | New |
| Deutsche Bank AG | 23,995 | $278.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 22,462 | $260.0K | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 19,962 | $231.0K | 0.08% | −172−0.9% | Reduced |
| RDA Financial Network | 18,050 | $209.0K | 0.09% | 00.0% | Unchanged |
| Raymond James & Associates | 18,072 | $209.0K | 0.00% | +250+1.4% | Added |
| Wells Fargo & Company | 15,553 | $181.0K | 0.00% | +4,306+38.3% | Added |
| Wedbush Securities Inc | 15,158 | $176.0K | 0.01% | +41+0.3% | Added |
| Citadel Advisors LLC | 15,133 | $176.0K | 0.00% | +15,133 | New |
| Good Life Advisors, LLC | 14,100 | $163.0K | 0.02% | +109+0.8% | Added |
| D. E. Shaw & Co., Inc. | 13,376 | $155.0K | 0.00% | −89−0.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,575 | $146.0K | 0.00% | +50.0% | Added |
| Commonwealth Equity Services, LLC | 12,129 | $140.0K | 0.00% | +267+2.3% | Added |
| XML Financial, LLC | 11,385 | $132.0K | 0.02% | +189+1.7% | Added |
| South State Corp. | 11,033 | $128.0K | 0.01% | +11,033 | New |
| Jump Financial, LLC | 10,500 | $122.0K | 0.01% | +10,500 | New |
| Private Advisor Group, LLC | 10,483 | $121.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 10,412 | $120.0K | 0.00% | −320−3.0% | Reduced |
| National Bank of Canada | 8,900 | $103.0K | 0.00% | +8,900 | New |
| CWM, LLC | 5,775 | $67.0K | 0.00% | +5,775 | New |
| Carolinas Wealth Consulting LLC | 4,100 | $48.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 3,958 | $46.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 2,054 | $24.0K | 0.00% | +1,535+295.8% | Added |
| Geneos Wealth Management Inc. | 2,070 | $23.0K | 0.00% | −365−15.0% | Reduced |
| PEAK6 Investments LLC | 2,019 | $23.0K | 0.00% | +543+36.8% | Added |
| Total Clarity Wealth Management, Inc. | 2,011 | $23.0K | 0.01% | +2,011 | New |
| PFS Partners, LLC | 1,539 | $17.8K | 0.01% | +1,539 | New |
| Umb Bank N A | 1,500 | $17.0K | 0.00% | +1,500 | New |
| BNP Paribas Arbitrage, SA | 1,301 | $15.1K | 0.00% | +1,301 | New |
| American Portfolios Advisors | 1,100 | $12.7K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 800 | $9.00K | 0.00% | −200−20.0% | Reduced |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 305 | $3.00K | 0.00% | −4,288−93.4% | Reduced |
| Tower Research Capital LLC (TRC) | 274 | $3.00K | 0.00% | −1,877−87.3% | Reduced |
| Outfitter Financial LLC | 250 | $3.00K | 0.00% | +250 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 15 | $0 | 0.00% | +15 | New |
| Aurora Private Wealth, Inc. | 0 | $0 | 0.00% | −72,875−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −38,675−100.0% | Sold out |
| Lakeview Capital Partners, LLC | 0 | $0 | 0.00% | −32,380−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −18,221−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −13,310−100.0% | Sold out |
| Cahill Financial Advisors Inc | 0 | $0 | 0.00% | −1,067−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| McCarthy Asset Management, Inc. | 0 | $0 | 0.00% | −637−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −435−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |