Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Gladstone Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +2 vs. Q3 2021
- Shares held
- 3.63M
- +74.8K (+2.1%) vs. Q3 2021
- Total value
- $42.0M
- +$1.88M (+4.7%) vs. Q3 2021
- New holders
- 13
- 22 more added
- Sold out
- 11
- 16 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 15 | $0 | 0.00% | +15 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 305 | $3.00K | 0.00% | −4,288−93.4% | Reduced |
| Tower Research Capital LLC (TRC) | 274 | $3.00K | 0.00% | −1,877−87.3% | Reduced |
| Outfitter Financial LLC | 250 | $3.00K | 0.00% | +250 | New |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 800 | $9.00K | 0.00% | −200−20.0% | Reduced |
| American Portfolios Advisors | 1,100 | $12.7K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,301 | $15.1K | 0.00% | +1,301 | New |
| Umb Bank N A | 1,500 | $17.0K | 0.00% | +1,500 | New |
| PFS Partners, LLC | 1,539 | $17.8K | 0.01% | +1,539 | New |
| Geneos Wealth Management Inc. | 2,070 | $23.0K | 0.00% | −365−15.0% | Reduced |
| PEAK6 Investments LLC | 2,019 | $23.0K | 0.00% | +543+36.8% | Added |
| Total Clarity Wealth Management, Inc. | 2,011 | $23.0K | 0.01% | +2,011 | New |
| NEXT Financial Group, Inc | 2,054 | $24.0K | 0.00% | +1,535+295.8% | Added |
| US Bancorp | 3,958 | $46.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $48.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 5,775 | $67.0K | 0.00% | +5,775 | New |
| National Bank of Canada | 8,900 | $103.0K | 0.00% | +8,900 | New |
| Great West Life Assurance Co | 10,412 | $120.0K | 0.00% | −320−3.0% | Reduced |
| Private Advisor Group, LLC | 10,483 | $121.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 10,500 | $122.0K | 0.01% | +10,500 | New |
| South State Corp. | 11,033 | $128.0K | 0.01% | +11,033 | New |
| XML Financial, LLC | 11,385 | $132.0K | 0.02% | +189+1.7% | Added |
| Commonwealth Equity Services, LLC | 12,129 | $140.0K | 0.00% | +267+2.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,575 | $146.0K | 0.00% | +50.0% | Added |
| D. E. Shaw & Co., Inc. | 13,376 | $155.0K | 0.00% | −89−0.7% | Reduced |
| Good Life Advisors, LLC | 14,100 | $163.0K | 0.02% | +109+0.8% | Added |
| Wedbush Securities Inc | 15,158 | $176.0K | 0.01% | +41+0.3% | Added |
| Citadel Advisors LLC | 15,133 | $176.0K | 0.00% | +15,133 | New |
| Wells Fargo & Company | 15,553 | $181.0K | 0.00% | +4,306+38.3% | Added |
| RDA Financial Network | 18,050 | $209.0K | 0.09% | 00.0% | Unchanged |
| Raymond James & Associates | 18,072 | $209.0K | 0.00% | +250+1.4% | Added |
| Wambolt & Associates, LLC | 19,962 | $231.0K | 0.08% | −172−0.9% | Reduced |
| Davenport & Co LLC | 22,462 | $260.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 23,995 | $278.0K | 0.00% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 24,364 | $282.0K | 0.02% | +24,364 | New |
| Ausdal Financial Partners, Inc. | 24,411 | $283.0K | 0.04% | +4,542+22.9% | Added |
| Advisor Group Holdings, Inc. | 26,130 | $302.0K | 0.00% | −354−1.3% | Reduced |
| Royal Bank of Canada | 26,583 | $308.0K | 0.00% | +1,102+4.3% | Added |
| Claraphi Advisory Network, LLC | 26,663 | $309.0K | 0.11% | +4,429+19.9% | Added |
| Cetera Advisors LLC | 27,655 | $321.0K | 0.01% | +4,540+19.6% | Added |
| Perigon Wealth Management, LLC | 32,530 | $377.0K | 0.03% | +32,530 | New |
| Koshinski Asset Management, Inc. | 33,840 | $392.2K | 0.03% | −349−1.0% | Reduced |
| Kovack Advisors, Inc. | 34,044 | $395.0K | 0.04% | +12,706+59.5% | Added |
| Hudson Portfolio Management LLC | 36,960 | $428.0K | 0.38% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 37,000 | $429.0K | 0.00% | −1,000−2.6% | Reduced |
| Virtus ETF Advisers LLC | 37,935 | $440.0K | 0.17% | −6,424−14.5% | Reduced |
| UBS Group AG | 46,117 | $535.0K | 0.00% | −7,434−13.9% | Reduced |
| Shulman DeMeo Asset Management LLC | 48,474 | $562.0K | 0.15% | −73−0.2% | Reduced |
| Novare Capital Management LLC | 59,997 | $695.0K | 0.07% | +615+1.0% | Added |
| JPMorgan Chase & Co | 79,500 | $921.0K | 0.00% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 94,230 | $1.09M | 0.10% | −734−0.8% | Reduced |
| International Assets Investment Management, LLC | 115,286 | $1.34M | 0.23% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 118,762 | $1.38M | 0.00% | +260+0.2% | Added |
| DnB Asset Management AS | 135,253 | $1.57M | 0.01% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 141,419 | $1.64M | 0.00% | +33,843+31.5% | Added |
| Two Sigma Advisers, LP | 163,558 | $1.90M | 0.00% | −5,200−3.1% | Reduced |
| D.A. Davidson & Co. | 176,099 | $2.04M | 0.02% | +16,047+10.0% | Added |
| Legal & General Group Plc | 201,052 | $2.33M | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 221,751 | $2.57M | 0.00% | +17,185+8.4% | Added |
| BlackRock Inc. | 227,598 | $2.64M | 0.00% | +9,184+4.2% | Added |
| LPL Financial LLC | 241,899 | $2.80M | 0.00% | −4,932−2.0% | Reduced |
| Advisors Asset Management, Inc. | 337,745 | $3.91M | 0.06% | +22,357+7.1% | Added |
| Van Eck Associates Corp | 555,793 | $6.44M | 0.01% | +38,705+7.5% | Added |
| Aurora Private Wealth, Inc. | 0 | $0 | 0.00% | −72,875−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −38,675−100.0% | Sold out |
| Lakeview Capital Partners, LLC | 0 | $0 | 0.00% | −32,380−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −18,221−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −13,310−100.0% | Sold out |
| Cahill Financial Advisors Inc | 0 | $0 | 0.00% | −1,067−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| McCarthy Asset Management, Inc. | 0 | $0 | 0.00% | −637−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −435−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |