Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Gladstone Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −5 vs. Q4 2022
- Shares held
- 3.63M
- +132.7K (+3.8%) vs. Q4 2022
- Total value
- $34.2M
- +$700.7K (+2.1%) vs. Q4 2022
- New holders
- 12
- 24 more added
- Sold out
- 17
- 21 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 393,316 | $3.70M | 0.00% | +263,677+203.4% | Added |
| Advisors Asset Management, Inc. | 358,291 | $3.37M | 0.07% | +13,511+3.9% | Added |
| LPL Financial LLC | 342,418 | $3.22M | 0.00% | +24,521+7.7% | Added |
| Legal & General Group Plc | 241,251 | $2.27M | 0.00% | +11,335+4.9% | Added |
| D.A. Davidson & Co. | 202,915 | $1.91M | 0.02% | +10,799+5.6% | Added |
| BlackRock Inc. | 189,274 | $1.78M | 0.00% | −21,065−10.0% | Reduced |
| Two Sigma Advisers, LP | 182,658 | $1.72M | 0.00% | −11,000−5.7% | Reduced |
| Morgan Stanley | 158,190 | $1.49M | 0.00% | −875−0.6% | Reduced |
| DnB Asset Management AS | 133,303 | $1.25M | 0.01% | +8,978+7.2% | Added |
| Legacy Capital Wealth Partners, LLC | 115,755 | $1.09M | 0.30% | +6,973+6.4% | Added |
| International Assets Investment Management, LLC | 115,386 | $1.08M | 0.16% | −13,950−10.8% | Reduced |
| McKinley Capital Management LLC /Delaware | 86,078 | $809.1K | 0.11% | −925−1.1% | Reduced |
| Mackenzie Financial Corp | 69,813 | $656.2K | 0.00% | +20,083+40.4% | Added |
| Novare Capital Management LLC | 67,292 | $632.5K | 0.07% | −500−0.7% | Reduced |
| Kovack Advisors, Inc. | 61,147 | $574.8K | 0.08% | +2,400+4.1% | Added |
| Two Sigma Investments, LP | 57,377 | $539.3K | 0.00% | +4,079+7.7% | Added |
| Advisory Research Inc | 54,424 | $511.6K | 0.08% | +4,781+9.6% | Added |
| Schonfeld Strategic Advisors LLC | 48,100 | $452.1K | 0.00% | +24,200+101.3% | Added |
| Shulman DeMeo Asset Management LLC | 47,468 | $446.2K | 0.14% | −205−0.4% | Reduced |
| Cetera Advisors LLC | 39,806 | $374.2K | 0.01% | +222+0.6% | Added |
| Royal Bank of Canada | 39,831 | $374.0K | 0.00% | +11,000+38.2% | Added |
| Advisor Group Holdings, Inc. | 38,420 | $361.0K | 0.00% | −7,506−16.3% | Reduced |
| Squarepoint Ops LLC | 35,872 | $337.2K | 0.00% | +35,872 | New |
| Koshinski Asset Management, Inc. | 35,704 | $335.6K | 0.03% | −442−1.2% | Reduced |
| Ausdal Financial Partners, Inc. | 34,531 | $324.6K | 0.04% | +3,949+12.9% | Added |
| Great West Life Assurance Co | 32,933 | $310.0K | 0.00% | +373+1.1% | Added |
| United Capital Financial Advisers, LLC | 31,000 | $291.4K | 0.00% | −3,000−8.8% | Reduced |
| Virtus ETF Advisers LLC | 30,968 | $291.1K | 0.16% | +1,968+6.8% | Added |
| Citadel Advisors LLC | 22,956 | $215.8K | 0.00% | −162,142−87.6% | Reduced |
| Deutsche Bank AG | 21,741 | $204.4K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 21,362 | $200.8K | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 19,841 | $185.1K | 0.07% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,483 | $164.3K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 11,230 | $161.0K | 0.00% | +11,230 | New |
| Wells Fargo & Company | 16,305 | $153.3K | 0.00% | +6,839+72.2% | Added |
| Cetera Advisor Networks LLC | 16,077 | $151.1K | 0.00% | −1,000−5.9% | Reduced |
| Perigon Wealth Management, LLC | 16,000 | $150.4K | 0.01% | −300−1.8% | Reduced |
| XML Financial, LLC | 15,587 | $146.5K | 0.02% | +3,283+26.7% | Added |
| Trexquant Investment LP | 15,288 | $143.7K | 0.00% | +15,288 | New |
| Good Life Advisors, LLC | 14,643 | $137.7K | 0.02% | +89+0.6% | Added |
| Wedbush Securities Inc | 14,422 | $136.0K | 0.01% | −129−0.9% | Reduced |
| XTX Topco Ltd | 14,332 | $134.7K | 0.03% | +14,332 | New |
| Atria Wealth Solutions, Inc. | 14,215 | $133.6K | 0.00% | −1,891−11.7% | Reduced |
| RDA Financial Network | 13,850 | $130.2K | 0.06% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 13,827 | $130.0K | 0.01% | +13,827 | New |
| Raymond James & Associates | 12,780 | $120.1K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 12,470 | $117.2K | 0.00% | −1,698−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 12,503 | $117.0K | 0.00% | +690+5.8% | Added |
| Virtu Financial LLC | 11,187 | $105.0K | 0.01% | +11,187 | New |
| Cambridge Investment Research Advisors, Inc. | 10,848 | $102.0K | 0.00% | −194−1.8% | Reduced |
| Quadrature Capital Ltd | 10,072 | $94.7K | 0.00% | −81,121−89.0% | Reduced |
| National Bank of Canada | 8,400 | $78.9K | 0.00% | −500−5.6% | Reduced |
| Group One Trading, L.P. | 8,193 | $77.0K | 0.00% | −46−0.6% | Reduced |
| Advisory Services Network, LLC | 7,791 | $73.2K | 0.00% | +157+2.1% | Added |
| Register Financial Advisors LLC | 4,957 | $46.6K | 0.04% | +36+0.7% | Added |
| ZRC Wealth Management, LLC | 4,000 | $37.6K | 0.03% | +4,000 | New |
| PFS Partners, LLC | 1,539 | $14.5K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 1,358 | $12.8K | 0.00% | −2,600−65.7% | Reduced |
| Tower Research Capital LLC (TRC) | 1,011 | $10.0K | 0.00% | +1,011 | New |
| IFP Advisors, Inc | 1,000 | $9.11K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 800 | $7.52K | 0.00% | +800 | New |
| Ahrens Investment Partners LLC | 580 | $5.45K | 0.00% | +580 | New |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| MRP Capital Investments, LLC | 405 | $3.81K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 320 | $3.01K | 0.00% | +319+31,900.0% | Added |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $1.88K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 26 | $244 | 0.00% | +26 | New |
| Parallel Advisors, LLC | 16 | $156 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 8 | $76 | 0.00% | +8 | New |
| Huntington National Bank | 1 | $9 | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −27,227−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −18,800−100.0% | Sold out |
| South State Corp. | 0 | $0 | 0.00% | −11,033−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,355−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −4,495−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −3,829−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −3,724−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −1,867−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −1,141−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −1,141−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −909−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −570−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −31−100.0% | Sold out |