Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Gladstone Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- +1 vs. Q3 2023
- Shares held
- 4.68M
- −2.21M (−32.0%) vs. Q3 2023
- Total value
- $50.1M
- −$16.3M (−24.6%) vs. Q3 2023
- New holders
- 15
- 23 more added
- Sold out
- 14
- 36 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.7M |
| Q2 2025 | 80 | $61.7M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $45.2M |
| Q4 2023 | 86 | $52.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.7M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 459,468 | $4.92M | 0.01% | −40,421−8.1% | Reduced |
| Millennium Management LLC | 452,562 | $4.84M | 0.00% | −639,079−58.5% | Reduced |
| Two Sigma Advisers, LP | 375,458 | $4.02M | 0.01% | +51,900+16.0% | Added |
| LPL Financial LLC | 352,662 | $3.77M | 0.00% | −10,689−2.9% | Reduced |
| Legal & General Group Plc | 293,169 | $3.14M | 0.00% | +19,472+7.1% | Added |
| Advisors Asset Management, Inc. | 271,782 | $2.91M | 0.06% | −62,679−18.7% | Reduced |
| Morgan Stanley | 184,768 | $1.98M | 0.00% | −39,154−17.5% | Reduced |
| Marshall Wace, LLP | 174,450 | $1.87M | 0.00% | −510,775−74.5% | Reduced |
| D.A. Davidson & Co. | 167,578 | $1.79M | 0.02% | −433−0.3% | Reduced |
| Citadel Advisors LLC | 153,288 | $1.64M | 0.00% | −262,817−63.2% | Reduced |
| DnB Asset Management AS | 149,694 | $1.60M | 0.01% | +16,391+12.3% | Added |
| Legacy Capital Wealth Partners, LLC | 149,320 | $1.60M | 0.45% | +22,156+17.4% | Added |
| BlackRock Inc. | 141,287 | $1.51M | 0.00% | +16,592+13.3% | Added |
| Quadrature Capital Ltd | 96,596 | $1.03M | 0.02% | −90,188−48.3% | Reduced |
| Trexquant Investment LP | 85,407 | $913.9K | 0.02% | +19,781+30.1% | Added |
| McKinley Capital Management LLC /Delaware | 80,112 | $857.2K | 0.11% | −1,027−1.3% | Reduced |
| Kovack Advisors, Inc. | 68,746 | $735.6K | 0.09% | +1,978+3.0% | Added |
| Koshinski Asset Management, Inc. | 58,260 | $623.4K | 0.09% | +24,092+70.5% | Added |
| Novare Capital Management LLC | 57,077 | $610.7K | 0.06% | −3,500−5.8% | Reduced |
| Wells Fargo & Company | 56,359 | $603.0K | 0.00% | −55,851−49.8% | Reduced |
| Royal Bank of Canada | 50,160 | $537.0K | 0.00% | +5,903+13.3% | Added |
| Shulman DeMeo Asset Management LLC | 47,004 | $502.9K | 0.14% | −190−0.4% | Reduced |
| D. E. Shaw & Co., Inc. | 41,646 | $445.6K | 0.00% | −5,514−11.7% | Reduced |
| Virtus ETF Advisers LLC | 39,726 | $425.1K | 0.27% | −15,134−27.6% | Reduced |
| Ausdal Financial Partners, Inc. | 36,542 | $391.0K | 0.05% | +170.0% | Added |
| Jump Financial, LLC | 36,391 | $389.4K | 0.01% | −26,464−42.1% | Reduced |
| Great West Life Assurance Co | 33,839 | $359.0K | 0.00% | −4,838−12.5% | Reduced |
| International Assets Investment Management, LLC | 32,081 | $343.3K | 0.04% | +7,895+32.6% | Added |
| Advisor Group Holdings, Inc. | 30,631 | $327.8K | 0.00% | −14,175−31.6% | Reduced |
| UBS Group AG | 28,044 | $300.1K | 0.00% | +15,619+125.7% | Added |
| Atomi Financial Group, Inc. | 25,136 | $269.0K | 0.04% | +25,136 | New |
| Commonwealth Equity Services, LLC | 23,941 | $256.0K | 0.00% | +2,305+10.7% | Added |
| GWM Advisors LLC | 22,052 | $236.0K | 0.00% | +22,052 | New |
| Qube Research & Technologies Ltd | 21,906 | $234.4K | 0.00% | −25,716−54.0% | Reduced |
| Private Advisor Group, LLC | 19,583 | $209.5K | 0.00% | +1,639+9.1% | Added |
| Deutsche Bank AG | 19,019 | $203.5K | 0.00% | 00.0% | Unchanged |
| XML Financial, LLC | 17,577 | $188.1K | 0.02% | +328+1.9% | Added |
| Davenport & Co LLC | 17,312 | $185.2K | 0.00% | −1,000−5.5% | Reduced |
| Cetera Advisor Networks LLC | 17,177 | $183.8K | 0.00% | −600−3.4% | Reduced |
| Grimes & Company, Inc. | 16,132 | $172.6K | 0.01% | −21−0.1% | Reduced |
| Eagle Global Advisors LLC | 16,120 | $172.5K | 0.01% | +2,150+15.4% | Added |
| Harmony Asset Management LLC | 15,000 | $160.5K | 0.07% | +15,000 | New |
| Good Life Advisors, LLC | 14,955 | $160.0K | 0.02% | +104+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 14,791 | $158.0K | 0.00% | −4,898−24.9% | Reduced |
| Wedbush Securities Inc | 14,598 | $156.0K | 0.01% | +71+0.5% | Added |
| HRT Financial LP | 14,483 | $154.0K | 0.00% | +14,483 | New |
| Wambolt & Associates, LLC | 14,354 | $153.6K | 0.05% | −4,081−22.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,637 | $145.9K | 0.00% | +13,637 | New |
| Blair William & Co | 13,335 | $142.7K | 0.00% | +105+0.8% | Added |
| AE Wealth Management LLC | 12,895 | $139.3K | 0.00% | +12,895 | New |
| Advisory Research Inc | 11,840 | $126.7K | 0.02% | −41,110−77.6% | Reduced |
| RDA Financial Network | 11,400 | $122.0K | 0.05% | −2,450−17.7% | Reduced |
| Northern Trust Corp | 10,841 | $116.0K | 0.00% | −1,305−10.7% | Reduced |
| Prime Capital Investment Advisors, LLC | 10,539 | $112.8K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 9,241 | $98.9K | 0.00% | +9,241 | New |
| Hillsdale Investment Management Inc. | 9,200 | $98.4K | 0.01% | −4,200−31.3% | Reduced |
| National Bank of Canada | 8,400 | $90.4K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 7,535 | $80.6K | 0.02% | −13,441−64.1% | Reduced |
| Quantbot Technologies LP | 7,247 | $77.5K | 0.00% | −17,022−70.1% | Reduced |
| Aquatic Capital Management LLC | 7,200 | $77.0K | 0.00% | −2,500−25.8% | Reduced |
| Creekmur Asset Management LLC | 6,236 | $66.7K | 0.02% | +6,236 | New |
| BNP Paribas Arbitrage, SA | 5,700 | $61.0K | 0.00% | −46,347−89.0% | Reduced |
| Advisory Services Network, LLC | 5,696 | $60.9K | 0.00% | −5,010−46.8% | Reduced |
| Garner Asset Management Corp | 4,100 | $40.4K | 0.02% | +4,100 | New |
| Comerica Bank | 2,500 | $26.8K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,362 | $25.3K | 0.00% | +1,103+87.6% | Added |
| JPMorgan Chase & Co | 2,309 | $24.7K | 0.00% | −30,443−93.0% | Reduced |
| EntryPoint Capital, LLC | 2,144 | $22.9K | 0.02% | +2,144 | New |
| AlphaMark Advisors, LLC | 1,788 | $19.0K | 0.01% | +17+1.0% | Added |
| Private Trust Co NA | 1,595 | $17.1K | 0.00% | +1,595 | New |
| PFS Partners, LLC | 1,539 | $16.5K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,304 | $14.0K | 0.00% | −44−3.3% | Reduced |
| Coppell Advisory Solutions LLC | 1,246 | $13.3K | 0.00% | +105+9.2% | Added |
| Quarry LP | 1,015 | $10.9K | 0.01% | −3,210−76.0% | Reduced |
| Harbour Investments, Inc. | 1,000 | $10.7K | 0.00% | +1,000 | New |
| West Oak Capital, LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| VisionPoint Advisory Group, LLC | 300 | $3.21K | 0.00% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 310 | $3.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 248 | $2.65K | 0.00% | +248 | New |
| Key Financial Inc | 200 | $2.14K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 200 | $2.14K | 0.00% | +200 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 100 | $1.07K | 0.00% | +100 | New |
| Parallel Advisors, LLC | 18 | $191 | 0.00% | +1+5.9% | Added |
| Huntington National Bank | 1 | $11 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $11 | 0.00% | 00.0% | Unchanged |
| Scoggin Management LP | 0 | $0 | 0.00% | −232,076−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −91,400−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −51,190−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −47,001−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −31,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −23,702−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −22,519−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −16,903−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −14,363−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −12,358−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −10,139−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −6,457−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,625−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |