Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Gladstone Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −5 vs. Q4 2022
- Shares held
- 3.63M
- +132.7K (+3.8%) vs. Q4 2022
- Total value
- $34.2M
- +$700.7K (+2.1%) vs. Q4 2022
- New holders
- 12
- 24 more added
- Sold out
- 17
- 21 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $9 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 8 | $76 | 0.00% | +8 | New |
| Parallel Advisors, LLC | 16 | $156 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 26 | $244 | 0.00% | +26 | New |
| Key Financial Inc | 200 | $1.88K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 320 | $3.01K | 0.00% | +319+31,900.0% | Added |
| MRP Capital Investments, LLC | 405 | $3.81K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 580 | $5.45K | 0.00% | +580 | New |
| West Oak Capital, LLC | 800 | $7.52K | 0.00% | +800 | New |
| IFP Advisors, Inc | 1,000 | $9.11K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,011 | $10.0K | 0.00% | +1,011 | New |
| US Bancorp | 1,358 | $12.8K | 0.00% | −2,600−65.7% | Reduced |
| PFS Partners, LLC | 1,539 | $14.5K | 0.01% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 4,000 | $37.6K | 0.03% | +4,000 | New |
| Register Financial Advisors LLC | 4,957 | $46.6K | 0.04% | +36+0.7% | Added |
| Advisory Services Network, LLC | 7,791 | $73.2K | 0.00% | +157+2.1% | Added |
| Group One Trading, L.P. | 8,193 | $77.0K | 0.00% | −46−0.6% | Reduced |
| National Bank of Canada | 8,400 | $78.9K | 0.00% | −500−5.6% | Reduced |
| Quadrature Capital Ltd | 10,072 | $94.7K | 0.00% | −81,121−89.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 10,848 | $102.0K | 0.00% | −194−1.8% | Reduced |
| Virtu Financial LLC | 11,187 | $105.0K | 0.01% | +11,187 | New |
| Commonwealth Equity Services, LLC | 12,503 | $117.0K | 0.00% | +690+5.8% | Added |
| UBS Group AG | 12,470 | $117.2K | 0.00% | −1,698−12.0% | Reduced |
| Raymond James & Associates | 12,780 | $120.1K | 0.00% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 13,827 | $130.0K | 0.01% | +13,827 | New |
| RDA Financial Network | 13,850 | $130.2K | 0.06% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 14,215 | $133.6K | 0.00% | −1,891−11.7% | Reduced |
| XTX Topco Ltd | 14,332 | $134.7K | 0.03% | +14,332 | New |
| Wedbush Securities Inc | 14,422 | $136.0K | 0.01% | −129−0.9% | Reduced |
| Good Life Advisors, LLC | 14,643 | $137.7K | 0.02% | +89+0.6% | Added |
| Trexquant Investment LP | 15,288 | $143.7K | 0.00% | +15,288 | New |
| XML Financial, LLC | 15,587 | $146.5K | 0.02% | +3,283+26.7% | Added |
| Perigon Wealth Management, LLC | 16,000 | $150.4K | 0.01% | −300−1.8% | Reduced |
| Cetera Advisor Networks LLC | 16,077 | $151.1K | 0.00% | −1,000−5.9% | Reduced |
| Wells Fargo & Company | 16,305 | $153.3K | 0.00% | +6,839+72.2% | Added |
| Mercer Global Advisors Inc | 11,230 | $161.0K | 0.00% | +11,230 | New |
| Private Advisor Group, LLC | 17,483 | $164.3K | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 19,841 | $185.1K | 0.07% | 00.0% | Unchanged |
| Davenport & Co LLC | 21,362 | $200.8K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 21,741 | $204.4K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 22,956 | $215.8K | 0.00% | −162,142−87.6% | Reduced |
| Virtus ETF Advisers LLC | 30,968 | $291.1K | 0.16% | +1,968+6.8% | Added |
| United Capital Financial Advisers, LLC | 31,000 | $291.4K | 0.00% | −3,000−8.8% | Reduced |
| Great West Life Assurance Co | 32,933 | $310.0K | 0.00% | +373+1.1% | Added |
| Ausdal Financial Partners, Inc. | 34,531 | $324.6K | 0.04% | +3,949+12.9% | Added |
| Koshinski Asset Management, Inc. | 35,704 | $335.6K | 0.03% | −442−1.2% | Reduced |
| Squarepoint Ops LLC | 35,872 | $337.2K | 0.00% | +35,872 | New |
| Advisor Group Holdings, Inc. | 38,420 | $361.0K | 0.00% | −7,506−16.3% | Reduced |
| Royal Bank of Canada | 39,831 | $374.0K | 0.00% | +11,000+38.2% | Added |
| Cetera Advisors LLC | 39,806 | $374.2K | 0.01% | +222+0.6% | Added |
| Shulman DeMeo Asset Management LLC | 47,468 | $446.2K | 0.14% | −205−0.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 48,100 | $452.1K | 0.00% | +24,200+101.3% | Added |
| Advisory Research Inc | 54,424 | $511.6K | 0.08% | +4,781+9.6% | Added |
| Two Sigma Investments, LP | 57,377 | $539.3K | 0.00% | +4,079+7.7% | Added |
| Kovack Advisors, Inc. | 61,147 | $574.8K | 0.08% | +2,400+4.1% | Added |
| Novare Capital Management LLC | 67,292 | $632.5K | 0.07% | −500−0.7% | Reduced |
| Mackenzie Financial Corp | 69,813 | $656.2K | 0.00% | +20,083+40.4% | Added |
| McKinley Capital Management LLC /Delaware | 86,078 | $809.1K | 0.11% | −925−1.1% | Reduced |
| International Assets Investment Management, LLC | 115,386 | $1.08M | 0.16% | −13,950−10.8% | Reduced |
| Legacy Capital Wealth Partners, LLC | 115,755 | $1.09M | 0.30% | +6,973+6.4% | Added |
| DnB Asset Management AS | 133,303 | $1.25M | 0.01% | +8,978+7.2% | Added |
| Morgan Stanley | 158,190 | $1.49M | 0.00% | −875−0.6% | Reduced |
| Two Sigma Advisers, LP | 182,658 | $1.72M | 0.00% | −11,000−5.7% | Reduced |
| BlackRock Inc. | 189,274 | $1.78M | 0.00% | −21,065−10.0% | Reduced |
| D.A. Davidson & Co. | 202,915 | $1.91M | 0.02% | +10,799+5.6% | Added |
| Legal & General Group Plc | 241,251 | $2.27M | 0.00% | +11,335+4.9% | Added |
| LPL Financial LLC | 342,418 | $3.22M | 0.00% | +24,521+7.7% | Added |
| Advisors Asset Management, Inc. | 358,291 | $3.37M | 0.07% | +13,511+3.9% | Added |
| Millennium Management LLC | 393,316 | $3.70M | 0.00% | +263,677+203.4% | Added |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −27,227−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −18,800−100.0% | Sold out |
| South State Corp. | 0 | $0 | 0.00% | −11,033−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,355−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −4,495−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −3,829−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −3,724−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −1,867−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −1,141−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −1,141−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −909−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −570−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −31−100.0% | Sold out |