Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Gladstone Capital Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +1 vs. Q4 2021
- Shares held
- 3.47M
- −156.0K (−4.3%) vs. Q4 2021
- Total value
- $40.9M
- −$1.10M (−2.6%) vs. Q4 2021
- New holders
- 9
- 19 more added
- Sold out
- 8
- 18 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 5 | $0 | 0.00% | +5 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $2.00K | 0.00% | +200 | New |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 611 | $7.00K | 0.00% | +611 | New |
| West Oak Capital, LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $9.00K | 0.00% | +1,000 | New |
| Tower Research Capital LLC (TRC) | 1,077 | $12.0K | 0.00% | +803+293.1% | Added |
| American Portfolios Advisors | 1,100 | $13.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 1,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 1,539 | $18.1K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,823 | $21.0K | 0.00% | +1,823 | New |
| Geneos Wealth Management Inc. | 2,070 | $24.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 3,215 | $38.0K | 0.00% | −2,560−44.3% | Reduced |
| US Bancorp | 3,958 | $47.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $48.0K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 4,300 | $50.7K | 0.00% | +2,999+230.5% | Added |
| National Bank of Canada | 8,900 | $105.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,915 | $117.0K | 0.00% | −5,638−36.3% | Reduced |
| South State Corp. | 11,033 | $130.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,483 | $135.0K | 0.00% | +1,000+9.5% | Added |
| Blair William & Co | 11,500 | $136.0K | 0.00% | +11,500 | New |
| XML Financial, LLC | 11,588 | $137.0K | 0.02% | +203+1.8% | Added |
| Jump Financial, LLC | 12,800 | $151.0K | 0.01% | +2,300+21.9% | Added |
| Great West Life Assurance Co | 12,508 | $157.0K | 0.00% | +2,096+20.1% | Added |
| Commonwealth Equity Services, LLC | 13,725 | $161.0K | 0.00% | +1,596+13.2% | Added |
| Good Life Advisors, LLC | 14,128 | $167.0K | 0.02% | +28+0.2% | Added |
| Susquehanna International Group, LLP | 14,591 | $172.0K | 0.00% | +14,591 | New |
| Wedbush Securities Inc | 15,202 | $179.0K | 0.01% | +44+0.3% | Added |
| RDA Financial Network | 15,350 | $181.0K | 0.08% | −2,700−15.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,579 | $195.0K | 0.00% | +4,004+31.8% | Added |
| Quadrature Capital Ltd | 16,923 | $200.0K | 0.01% | +16,923 | New |
| Raymond James & Associates | 18,072 | $213.0K | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 19,347 | $230.0K | 0.08% | −615−3.1% | Reduced |
| Cetera Advisors LLC | 20,380 | $240.0K | 0.00% | −7,275−26.3% | Reduced |
| Atria Wealth Solutions, Inc. | 20,341 | $240.0K | 0.00% | +20,341 | New |
| Davenport & Co LLC | 22,462 | $265.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 23,216 | $274.0K | 0.04% | −1,195−4.9% | Reduced |
| Deutsche Bank AG | 23,995 | $283.0K | 0.00% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 24,364 | $287.0K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 24,815 | $292.0K | 0.00% | −1,315−5.0% | Reduced |
| Claraphi Advisory Network, LLC | 25,385 | $299.0K | 0.09% | −1,278−4.8% | Reduced |
| Royal Bank of Canada | 30,119 | $356.0K | 0.00% | +3,536+13.3% | Added |
| Perigon Wealth Management, LLC | 31,300 | $369.0K | 0.03% | −1,230−3.8% | Reduced |
| Hudson Portfolio Management LLC | 32,200 | $380.0K | 0.33% | −4,760−12.9% | Reduced |
| D. E. Shaw & Co., Inc. | 33,161 | $391.0K | 0.00% | +19,785+147.9% | Added |
| Koshinski Asset Management, Inc. | 33,395 | $393.7K | 0.03% | −445−1.3% | Reduced |
| United Capital Financial Advisers, LLC | 37,000 | $436.0K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 44,078 | $519.0K | 0.05% | +10,034+29.5% | Added |
| Virtus ETF Advisers LLC | 48,107 | $567.0K | 0.25% | +10,172+26.8% | Added |
| Shulman DeMeo Asset Management LLC | 48,164 | $568.0K | 0.16% | −310−0.6% | Reduced |
| UBS Group AG | 52,790 | $622.0K | 0.00% | +6,673+14.5% | Added |
| Novare Capital Management LLC | 59,997 | $707.0K | 0.08% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 94,484 | $1.11M | 0.11% | +254+0.3% | Added |
| Two Sigma Investments, LP | 101,600 | $1.20M | 0.00% | −39,819−28.2% | Reduced |
| Mackenzie Financial Corp | 109,283 | $1.29M | 0.00% | −9,479−8.0% | Reduced |
| International Assets Investment Management, LLC | 115,286 | $1.36M | 0.25% | 00.0% | Unchanged |
| DnB Asset Management AS | 135,253 | $1.59M | 0.01% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 149,658 | $1.76M | 0.00% | −13,900−8.5% | Reduced |
| Legal & General Group Plc | 181,271 | $2.14M | 0.00% | −19,781−9.8% | Reduced |
| D.A. Davidson & Co. | 184,414 | $2.17M | 0.02% | +8,315+4.7% | Added |
| Morgan Stanley | 187,151 | $2.21M | 0.00% | −34,600−15.6% | Reduced |
| BlackRock Inc. | 214,421 | $2.53M | 0.00% | −13,177−5.8% | Reduced |
| LPL Financial LLC | 249,520 | $2.94M | 0.00% | +7,621+3.2% | Added |
| Van Eck Associates Corp | 848,391 | $10.0M | 0.02% | +292,598+52.6% | Added |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −337,745−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −79,500−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,133−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,019−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −2,011−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −305−100.0% | Sold out |
| Outfitter Financial LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Cribstone Capital Management, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |