Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Gladstone Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- −1 vs. Q2 2021
- Shares held
- 3.55M
- −129.3K (−3.5%) vs. Q2 2021
- Total value
- $40.1M
- −$1.93M (−4.6%) vs. Q2 2021
- New holders
- 10
- 31 more added
- Sold out
- 11
- 14 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Assetmark, Inc | 1 | $0 | 0.00% | +1 | New |
| Cribstone Capital Management, LLC | 15 | $0 | 0.00% | +15 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 435 | $5.00K | 0.00% | +435 | New |
| NEXT Financial Group, Inc | 519 | $6.00K | 0.00% | +405+355.3% | Added |
| McCarthy Asset Management, Inc. | 637 | $7.00K | 0.01% | +11+1.8% | Added |
| West Oak Capital, LLC | 1,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 1,000 | $11.0K | 0.01% | +1,000 | New |
| Cahill Financial Advisors Inc | 1,067 | $12.0K | 0.00% | +1,067 | New |
| American Portfolios Advisors | 1,100 | $12.4K | 0.00% | +400+57.1% | Added |
| PEAK6 Investments LLC | 1,476 | $17.0K | 0.00% | +1,476 | New |
| Tower Research Capital LLC (TRC) | 2,151 | $24.0K | 0.00% | +1,954+991.9% | Added |
| Geneos Wealth Management Inc. | 2,435 | $27.0K | 0.00% | +365+17.6% | Added |
| US Bancorp | 3,958 | $45.0K | 0.00% | +615+18.4% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $46.0K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 4,593 | $53.0K | 0.00% | +600+15.0% | Added |
| Private Advisor Group, LLC | 10,483 | $118.0K | 0.00% | +10,483 | New |
| Great West Life Assurance Co | 10,732 | $122.0K | 0.00% | +724+7.2% | Added |
| XML Financial, LLC | 11,196 | $127.0K | 0.02% | +188+1.7% | Added |
| Wells Fargo & Company | 11,247 | $127.0K | 0.00% | +4,210+59.8% | Added |
| Commonwealth Equity Services, LLC | 11,862 | $134.0K | 0.00% | +213+1.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,570 | $142.0K | 0.00% | +40.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 13,310 | $150.0K | 0.00% | +61+0.5% | Added |
| D. E. Shaw & Co., Inc. | 13,465 | $152.0K | 0.00% | −27,681−67.3% | Reduced |
| Good Life Advisors, LLC | 13,991 | $158.0K | 0.02% | +89+0.6% | Added |
| Wedbush Securities Inc | 15,117 | $171.0K | 0.01% | +891+6.3% | Added |
| Raymond James & Associates | 17,822 | $201.0K | 0.00% | +2,224+14.3% | Added |
| RDA Financial Network | 18,050 | $204.0K | 0.09% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 18,221 | $206.0K | 0.03% | +5,221+40.2% | Added |
| Ausdal Financial Partners, Inc. | 19,869 | $225.0K | 0.03% | +436+2.2% | Added |
| Wambolt & Associates, LLC | 20,134 | $231.0K | 0.09% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 21,338 | $241.0K | 0.03% | +21,338 | New |
| Claraphi Advisory Network, LLC | 22,234 | $251.0K | 0.09% | +22,234 | New |
| Davenport & Co LLC | 22,462 | $254.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisors LLC | 23,115 | $261.0K | 0.01% | −90−0.4% | Reduced |
| Deutsche Bank AG | 23,995 | $271.0K | 0.00% | −600−2.4% | Reduced |
| Royal Bank of Canada | 25,481 | $289.0K | 0.00% | +3,246+14.6% | Added |
| Advisor Group Holdings, Inc. | 26,484 | $299.0K | 0.00% | −8,854−25.1% | Reduced |
| Lakeview Capital Partners, LLC | 32,380 | $366.0K | 0.17% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 34,189 | $386.3K | 0.03% | +1,251+3.8% | Added |
| Hudson Portfolio Management LLC | 36,960 | $417.0K | 0.38% | −300−0.8% | Reduced |
| United Capital Financial Advisers, LLC | 38,000 | $429.0K | 0.00% | −11,001−22.5% | Reduced |
| Susquehanna International Group, LLP | 38,675 | $437.0K | 0.00% | +22+0.1% | Added |
| Virtus ETF Advisers LLC | 44,359 | $501.0K | 0.22% | −4,642−9.5% | Reduced |
| Shulman DeMeo Asset Management LLC | 48,547 | $549.0K | 0.48% | +48,547 | New |
| UBS Group AG | 53,551 | $605.0K | 0.00% | +8,537+19.0% | Added |
| Novare Capital Management LLC | 59,382 | $671.0K | 0.07% | −97,583−62.2% | Reduced |
| Aurora Private Wealth, Inc. | 72,875 | $823.0K | 0.33% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 79,500 | $898.0K | 0.00% | −7,200−8.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 94,964 | $1.07M | 0.10% | +6,202+7.0% | Added |
| Two Sigma Investments, LP | 107,576 | $1.22M | 0.00% | −57,194−34.7% | Reduced |
| International Assets Investment Management, LLC | 115,286 | $1.30M | 0.23% | +1,651+1.5% | Added |
| Mackenzie Financial Corp | 118,502 | $1.34M | 0.00% | +16,363+16.0% | Added |
| DnB Asset Management AS | 135,253 | $1.53M | 0.01% | +24,633+22.3% | Added |
| D.A. Davidson & Co. | 160,052 | $1.81M | 0.02% | +4,161+2.7% | Added |
| Two Sigma Advisers, LP | 168,758 | $1.91M | 0.00% | +13,000+8.3% | Added |
| Legal & General Group Plc | 201,052 | $2.28M | 0.00% | −13,677−6.4% | Reduced |
| Morgan Stanley | 204,566 | $2.31M | 0.00% | −6,122−2.9% | Reduced |
| BlackRock Inc. | 218,414 | $2.47M | 0.00% | +28,687+15.1% | Added |
| LPL Financial LLC | 246,831 | $2.79M | 0.00% | −608−0.2% | Reduced |
| Advisors Asset Management, Inc. | 315,388 | $3.56M | 0.05% | +50,945+19.3% | Added |
| Van Eck Associates Corp | 517,088 | $5.84M | 0.01% | −21,119−3.9% | Reduced |
| Proequities, Inc. | 0 | $0 | 0.00% | −281−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −45,249−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −37,972−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −26,378−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −14,829−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −11,790−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,250−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,534−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −241−100.0% | Sold out |