Gladstone Capital Corp
GLAD- Exchange
- Nasdaq
- SEC CIK
- 0001143513
No open-market purchases or sales by Gladstone Capital Corp insiders were filed in the last 90 days; 76 institutions reported holding it in 13F filings for Q2 2026, worth $55.7M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Gladstone Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +13 vs. Q2 2023
- Shares held
- 6.89M
- +2.76M (+66.7%) vs. Q2 2023
- Total value
- $66.5M
- +$26.1M (+64.6%) vs. Q2 2023
- New holders
- 21
- 38 more added
- Sold out
- 8
- 13 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GLAD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 76 | $55.7M |
| Q1 2026 | 82 | $44.3M |
| Q4 2025 | 89 | $63.9M |
| Q3 2025 | 87 | $58.6M |
| Q2 2025 | 80 | $60.9M |
| Q1 2025 | 74 | $62.3M |
| Q4 2024 | 78 | $53.3M |
| Q3 2024 | 61 | $69.8M |
| Q2 2024 | 70 | $47.3M |
| Q1 2024 | 72 | $41.3M |
| Q4 2023 | 86 | $50.1M |
| Q3 2023 | 85 | $66.5M |
| Q2 2023 | 72 | $40.4M |
| Q1 2023 | 71 | $34.2M |
| Q4 2022 | 76 | $33.5M |
| Q3 2022 | 68 | $27.6M |
| Q2 2022 | 78 | $38.2M |
| Q1 2022 | 68 | $40.9M |
| Q4 2021 | 68 | $42.0M |
| Q3 2021 | 66 | $40.1M |
| Q2 2021 | 67 | $42.1M |
| Q1 2021 | 65 | $37.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Gladstone Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 4 | $0 | 0.00% | +4 | New |
| Huntington National Bank | 1 | $10 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $10 | 0.00% | +1 | New |
| Parallel Advisors, LLC | 17 | $168 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 200 | $1.93K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| VisionPoint Advisory Group, LLC | 300 | $2.89K | 0.00% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 310 | $3.00K | 0.00% | +310 | New |
| West Oak Capital, LLC | 800 | $8.00K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,141 | $11.0K | 0.00% | −46−3.9% | Reduced |
| Bank of America Corp | 1,259 | $12.1K | 0.00% | −12,551−90.9% | Reduced |
| Tower Research Capital LLC (TRC) | 1,348 | $13.0K | 0.00% | +1,348 | New |
| PFS Partners, LLC | 1,539 | $14.8K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,625 | $15.0K | 0.00% | +1,625 | New |
| AlphaMark Advisors, LLC | 1,771 | $17.0K | 0.01% | +1,366+337.3% | Added |
| Comerica Bank | 2,500 | $24.1K | 0.00% | +2,500 | New |
| Quarry LP | 4,225 | $40.7K | 0.03% | +3,444+441.0% | Added |
| Register Financial Advisors LLC | 6,457 | $62.2K | 0.05% | 00.0% | Unchanged |
| National Bank of Canada | 8,400 | $78.9K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 9,700 | $94.0K | 0.00% | +7,200+288.0% | Added |
| Boothbay Fund Management, LLC | 10,139 | $97.7K | 0.00% | +10,139 | New |
| Prime Capital Investment Advisors, LLC | 10,539 | $101.6K | 0.00% | +10,539 | New |
| Advisory Services Network, LLC | 10,706 | $103.2K | 0.00% | −524−4.7% | Reduced |
| Northern Trust Corp | 12,146 | $117.1K | 0.00% | +1,279+11.8% | Added |
| XTX Topco Ltd | 12,358 | $119.1K | 0.02% | +12,358 | New |
| UBS Group AG | 12,425 | $119.8K | 0.00% | +2,655+27.2% | Added |
| Blair William & Co | 13,230 | $127.5K | 0.00% | −2,392−15.3% | Reduced |
| Hillsdale Investment Management Inc. | 13,400 | $129.2K | 0.01% | +13,400 | New |
| RDA Financial Network | 13,850 | $133.5K | 0.06% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 13,970 | $134.7K | 0.01% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 14,363 | $138.5K | 0.00% | +14,363 | New |
| Wedbush Securities Inc | 14,527 | $140.0K | 0.01% | +74+0.5% | Added |
| Good Life Advisors, LLC | 14,851 | $143.2K | 0.02% | +107+0.7% | Added |
| Grimes & Company, Inc. | 16,153 | $155.7K | 0.01% | +490+3.1% | Added |
| Nebula Research & Development LLC | 16,903 | $162.9K | 0.09% | +16,903 | New |
| XML Financial, LLC | 17,249 | $166.3K | 0.02% | +340+2.0% | Added |
| Cetera Advisor Networks LLC | 17,777 | $171.4K | 0.00% | +900+5.3% | Added |
| Private Advisor Group, LLC | 17,944 | $173.0K | 0.00% | +461+2.6% | Added |
| Wambolt & Associates, LLC | 18,435 | $174.9K | 0.06% | +535+3.0% | Added |
| Davenport & Co LLC | 18,312 | $176.5K | 0.00% | −250−1.3% | Reduced |
| Deutsche Bank AG | 19,019 | $183.3K | 0.00% | −2,722−12.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 19,689 | $190.0K | 0.00% | +834+4.4% | Added |
| State of Wyoming | 20,976 | $202.2K | 0.04% | +20,976 | New |
| Commonwealth Equity Services, LLC | 21,636 | $209.0K | 0.00% | +9,099+72.6% | Added |
| Jane Street Group, LLC | 22,519 | $217.1K | 0.00% | +22,519 | New |
| Dynamic Technology Lab Private Ltd | 23,702 | $228.0K | 0.02% | +23,702 | New |
| Quantbot Technologies LP | 24,269 | $234.0K | 0.02% | +19,908+456.5% | Added |
| International Assets Investment Management, LLC | 24,186 | $235.3K | 0.03% | −88,500−78.5% | Reduced |
| United Capital Financial Advisers, LLC | 31,000 | $298.8K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 32,752 | $315.7K | 0.00% | +32,509+13,378.2% | Added |
| Koshinski Asset Management, Inc. | 34,168 | $329.4K | 0.04% | −1,003−2.9% | Reduced |
| Ausdal Financial Partners, Inc. | 36,525 | $352.1K | 0.05% | +467+1.3% | Added |
| Great West Life Assurance Co | 38,677 | $372.0K | 0.00% | +4,519+13.2% | Added |
| Royal Bank of Canada | 44,257 | $427.0K | 0.00% | +1,190+2.8% | Added |
| Advisor Group Holdings, Inc. | 44,806 | $431.9K | 0.00% | +6,688+17.5% | Added |
| Cetera Advisors LLC | 47,001 | $453.1K | 0.01% | +2,757+6.2% | Added |
| D. E. Shaw & Co., Inc. | 47,160 | $454.6K | 0.00% | +23,464+99.0% | Added |
| Shulman DeMeo Asset Management LLC | 47,194 | $454.9K | 0.15% | −40.0% | Reduced |
| Qube Research & Technologies Ltd | 47,622 | $459.1K | 0.00% | +47,622 | New |
| Cubist Systematic Strategies, LLC | 51,190 | $493.5K | 0.01% | +51,190 | New |
| BNP Paribas Arbitrage, SA | 52,047 | $501.7K | 0.00% | +44,047+550.6% | Added |
| Advisory Research Inc | 52,950 | $510.4K | 0.07% | +1,804+3.5% | Added |
| Virtus ETF Advisers LLC | 54,860 | $528.9K | 0.32% | +24,802+82.5% | Added |
| Novare Capital Management LLC | 60,577 | $584.0K | 0.07% | −4,215−6.5% | Reduced |
| Jump Financial, LLC | 62,855 | $605.9K | 0.02% | +38,155+154.5% | Added |
| Trexquant Investment LP | 65,626 | $632.6K | 0.02% | +49,127+297.8% | Added |
| Kovack Advisors, Inc. | 66,768 | $643.6K | 0.09% | +1,997+3.1% | Added |
| McKinley Capital Management LLC /Delaware | 81,139 | $782.2K | 0.11% | −4,673−5.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 91,400 | $881.1K | 0.01% | +91,400 | New |
| Wells Fargo & Company | 112,210 | $1.08M | 0.00% | +54,267+93.7% | Added |
| BlackRock Inc. | 124,695 | $1.20M | 0.00% | −54,914−30.6% | Reduced |
| Legacy Capital Wealth Partners, LLC | 127,164 | $1.23M | 0.34% | +127,164 | New |
| DnB Asset Management AS | 133,303 | $1.29M | 0.01% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 168,011 | $1.62M | 0.02% | −18,718−10.0% | Reduced |
| Quadrature Capital Ltd | 186,784 | $1.80M | 0.04% | +166,935+841.0% | Added |
| Morgan Stanley | 223,922 | $2.16M | 0.00% | +47,063+26.6% | Added |
| Scoggin Management LP | 232,076 | $2.24M | 3.02% | +232,076 | New |
| Legal & General Group Plc | 273,697 | $2.64M | 0.00% | +12,749+4.9% | Added |
| Two Sigma Advisers, LP | 323,558 | $3.12M | 0.01% | +103,200+46.8% | Added |
| Advisors Asset Management, Inc. | 334,461 | $3.22M | 0.07% | +27,084+8.8% | Added |
| LPL Financial LLC | 363,351 | $3.50M | 0.00% | +15,119+4.3% | Added |
| Citadel Advisors LLC | 416,105 | $4.01M | 0.00% | +416,105 | New |
| Two Sigma Investments, LP | 499,889 | $4.82M | 0.01% | +265,140+112.9% | Added |
| Marshall Wace, LLP | 685,225 | $6.61M | 0.01% | +513,029+297.9% | Added |
| Millennium Management LLC | 1,091,641 | $10.5M | 0.01% | +475,796+77.3% | Added |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −53,787−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −30,777−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −12,971−100.0% | Sold out |
| Triumph Capital Management | 0 | $0 | 0.00% | −10,816−100.0% | Sold out |
| ZRC Wealth Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| MRP Capital Investments, LLC | 0 | $0 | 0.00% | −405−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −100−100.0% | Sold out |