Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Cathay General Bancorp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 289
- +30 vs. Q4 2025
- Shares held
- 48.3M
- +7.41M (+18.1%) vs. Q4 2025
- Total value
- $2.40B
- +$426.2M (+21.5%) vs. Q4 2025
- New holders
- 55
- 114 more added
- Sold out
- 25
- 86 more reduced
10 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Illinois Municipal Retirement Fund | 36,078 | $1.80M | 0.02% | +424+1.2% | Added |
| State of Alaska, Department of Revenue | 36,189 | $1.80M | 0.02% | −1,500−4.0% | Reduced |
| Mercer Global Advisors Inc | 36,304 | $1.81M | 0.00% | +320+0.9% | Added |
| Russell Investments Group, Ltd. | 37,771 | $1.88M | 0.00% | −180−0.5% | Reduced |
| Quantinno Capital Management LP | 39,542 | $1.97M | 0.00% | +5,609+16.5% | Added |
| HSBC Holdings PLC | 39,469 | $1.97M | 0.00% | −113,622−74.2% | Reduced |
| Point72 Asset Management, L.P. | 39,904 | $1.99M | 0.00% | +39,904 | New |
| Willner & Heller, LLC | 41,973 | $2.09M | 1.56% | −466−1.1% | Reduced |
| Vanguard Global Advisers, LLC | 42,494 | $2.12M | 0.00% | +42,494 | New |
| Brevan Howard Capital Management LP | 43,061 | $2.15M | 0.02% | +43,061 | New |
| Y-Intercept (Hong Kong) Ltd | 43,419 | $2.16M | 0.04% | +26,091+150.6% | Added |
| Weiss Asset Management LP | 43,628 | $2.18M | 0.04% | +43,628 | New |
| Mitsubishi UFJ Trust & Banking Corp | 43,763 | $2.18M | 0.01% | +668+1.6% | Added |
| Convergence Investment Partners, LLC | 44,316 | $2.21M | 0.36% | +13,223+42.5% | Added |
| Thrivent Financial for Lutherans | 45,786 | $2.28M | 0.00% | −1,896−4.0% | Reduced |
| Rafferty Asset Management, LLC | 47,346 | $2.36M | 0.01% | −7,554−13.8% | Reduced |
| Dana Investment Advisors, Inc. | 48,534 | $2.42M | 0.07% | −512−1.0% | Reduced |
| Voya Investment Management LLC | 49,926 | $2.49M | 0.00% | −5,146−9.3% | Reduced |
| Kondo Wealth Advisors, Inc. | 50,481 | $2.52M | 0.95% | −500−1.0% | Reduced |
| Susquehanna International Group, LLP | 52,774 | $2.63M | 0.00% | +20,686+64.5% | Added |
| Deutsche Bank AG | 54,269 | $2.71M | 0.00% | −1,290−2.3% | Reduced |
| Great West Life Assurance Co | 54,573 | $2.72M | 0.00% | −3,073−5.3% | Reduced |
| Citigroup Inc | 54,642 | $2.72M | 0.00% | −9,132−14.3% | Reduced |
| NorthCrest Asset Manangement, LLC | 54,596 | $2.76M | 0.09% | +160+0.3% | Added |
| Vanguard Asset Management, Ltd | 56,380 | $2.81M | 0.00% | +56,380 | New |
| Virginia Retirement Systems Et Al | 58,187 | $2.90M | 0.02% | +20,400+54.0% | Added |
| Barclays PLC | 60,923 | $3.04M | 0.00% | −62,375−50.6% | Reduced |
| Wedge Capital Management L L P | 61,518 | $3.07M | 0.06% | −1,887−3.0% | Reduced |
| New York State Common Retirement Fund | 63,487 | $3.17M | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 68,258 | $3.40M | 0.00% | +7,361+12.1% | Added |
| Price T Rowe Associates Inc | 68,519 | $3.42M | 0.00% | +7,879+13.0% | Added |
| Citadel Advisors LLC | 72,180 | $3.60M | 0.00% | −146,146−66.9% | Reduced |
| Bessemer Group Inc | 72,303 | $3.60M | 0.01% | +98+0.1% | Added |
| Alliancebernstein L.P. | 79,552 | $3.85M | 0.00% | −10,679−11.8% | Reduced |
| Moody Aldrich Partners LLC | 81,799 | $4.08M | 0.74% | 00.0% | Unchanged |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 97,183 | $4.85M | 0.01% | +301+0.3% | Added |
| JPMorgan Chase & Co | 102,085 | $4.99M | 0.00% | −63,700−38.4% | Reduced |
| New York State Teachers Retirement System | 101,585 | $5.07M | 0.01% | −18,715−15.6% | Reduced |
| NFJ Investment Group, LLC | 103,201 | $5.15M | 0.20% | −11,482−10.0% | Reduced |
| UBS Group AG | 107,018 | $5.34M | 0.00% | +11,434+12.0% | Added |
| Prudential Financial Inc | 115,845 | $5.78M | 0.01% | +24,815+27.3% | Added |
| HRT Financial LP | 116,852 | $5.83M | 0.01% | +116,852 | New |
| Wellington Management Group LLP | 119,504 | $5.96M | 0.00% | −140,512−54.0% | Reduced |
| Balyasny Asset Management LLC | 120,634 | $6.01M | 0.01% | +89,583+288.5% | Added |
| AQR Capital Management LLC | 124,148 | $6.15M | 0.00% | +44,625+56.1% | Added |
| UBS Asset Management Americas Inc | 123,720 | $6.17M | 0.00% | −4,364−3.4% | Reduced |
| First Trust Advisors LP | 127,143 | $6.34M | 0.00% | +16,003+14.4% | Added |
| Warren Averett Asset Management, LLC | 127,850 | $6.37M | 0.05% | +127,850 | New |
| Swiss National Bank | 127,900 | $6.38M | 0.00% | −1,200−0.9% | Reduced |
| Two Sigma Investments, LP | 129,398 | $6.45M | 0.01% | +100,320+345.0% | Added |
| Nordea Investment Management AB | 152,380 | $7.51M | 0.01% | −7,309−4.6% | Reduced |
| Legal & General Group Plc | 155,020 | $7.73M | 0.00% | −12,028−7.2% | Reduced |
| Jane Street Group, LLC | 156,021 | $7.78M | 0.01% | +104,362+202.0% | Added |
| Denali Advisors LLC | 159,062 | $7.93M | 0.88% | +600+0.4% | Added |
| Ameriprise Financial Inc | 195,742 | $9.76M | 0.00% | +42,465+27.7% | Added |
| CSM Advisors, LLC | 197,372 | $9.84M | 0.24% | +17,489+9.7% | Added |
| Rhumbline Advisers | 207,287 | $10.3M | 0.01% | −428−0.2% | Reduced |
| Victory Capital Management Inc | 214,121 | $10.7M | 0.01% | +129,956+154.4% | Added |
| Millennium Management LLC | 218,006 | $10.9M | 0.01% | −43,924−16.8% | Reduced |
| Franklin Resources Inc | 239,622 | $11.9M | 0.00% | +151,420+171.7% | Added |
| Hotchkis & Wiley Capital Management LLC | 249,120 | $12.4M | 0.04% | +53,138+27.1% | Added |
| Edgestream Partners, L.P. | 254,118 | $12.7M | 0.42% | −6,036−2.3% | Reduced |
| Public Sector Pension Investment Board | 306,348 | $15.3M | 0.05% | +28,439+10.2% | Added |
| Glenmede Trust Co NA | 322,793 | $16.1M | 0.08% | −29,720−8.4% | Reduced |
| Principal Financial Group Inc | 326,562 | $16.3M | 0.01% | +2,230+0.7% | Added |
| Bank of America Corp | 351,195 | $17.5M | 0.00% | +91,820+35.4% | Added |
| Nuveen, LLC | 417,757 | $20.8M | 0.01% | +3,478+0.8% | Added |
| Vanguard Fiduciary Trust Co | 430,084 | $21.4M | 0.01% | +430,084 | New |
| D. E. Shaw & Co., Inc. | 452,038 | $22.5M | 0.02% | +114,019+33.7% | Added |
| Qube Research & Technologies Ltd | 460,733 | $23.0M | 0.03% | +380,185+472.0% | Added |
| Boston Trust Walden Corp | 525,817 | $26.2M | 0.22% | −76,486−12.7% | Reduced |
| William Blair Investment Management, LLC | 533,448 | $26.6M | 0.09% | +533,448 | New |
| Morgan Stanley | 612,452 | $30.5M | 0.00% | −60,245−9.0% | Reduced |
| Bank of New York Mellon Corp | 641,506 | $32.0M | 0.01% | −28,021−4.2% | Reduced |
| GW&K Investment Management, LLC | 664,920 | $33.2M | 0.29% | +63,737+10.6% | Added |
| LSV Asset Management | 678,200 | $33.8M | 0.07% | +29,300+4.5% | Added |
| Goldman Sachs Group Inc | 705,016 | $35.2M | 0.00% | +124,978+21.5% | Added |
| Northern Trust Corp | 809,789 | $40.4M | 0.01% | +11,576+1.5% | Added |
| Charles Schwab Investment Management Inc | 905,202 | $45.1M | 0.01% | −2,031,070−69.2% | Reduced |
| Massachusetts Financial Services Co | 915,083 | $45.6M | 0.02% | −46,091−4.8% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,095,393 | $54.6M | 0.04% | −4,025−0.4% | Reduced |
| American Century Companies Inc | 1,606,886 | $80.1M | 0.04% | +259,212+19.2% | Added |
| Invesco Ltd. | 1,687,452 | $84.1M | 0.01% | +2,249+0.1% | Added |
| Geode Capital Management, LLC | 1,739,638 | $86.8M | 0.01% | +14,897+0.9% | Added |
| Vanguard Capital Management LLC | 2,897,536 | $144.5M | 0.00% | +2,897,536 | New |
| State Street Corp | 3,457,812 | $172.4M | 0.01% | +50,842+1.5% | Added |
| Dimensional Fund Advisors LP | 4,050,007 | $201.9M | 0.04% | +17,444+0.4% | Added |
| Vanguard Portfolio Management LLC | 4,071,259 | $203.0M | 0.01% | +4,071,259 | New |
| BlackRock, Inc. | 9,745,583 | $485.9M | 0.01% | +37,499+0.4% | Added |
| CIBC World Markets Inc. | 0 | $0 | 0.00% | −131,335−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −61,509−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −31,697−100.0% | Sold out |
| Quest Partners LLC | 0 | $0 | 0.00% | −26,470−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −15,404−100.0% | Sold out |
| Horizon Investments, LLC | 0 | $0 | 0.00% | −15,392−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −15,285−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −12,439−100.0% | Sold out |
| Ak Global Asset Management, LLC | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −7,955−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −7,800−100.0% | Sold out |