Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Cathay General Bancorp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 269
- +13 vs. Q3 2025
- Shares held
- 49.6M
- −24.7K (0.0%) vs. Q3 2025
- Total value
- $2.40B
- +$17.9M (+0.8%) vs. Q3 2025
- New holders
- 40
- 81 more added
- Sold out
- 27
- 102 more reduced
4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dunhill Financial, LLC | 1 | $65 | 0.00% | +1 | New |
| Ankerstar Wealth, LLC | 4 | $194 | 0.00% | +4 | New |
| Gilpin Wealth Management, LLC | 5 | $242 | 0.00% | +5 | New |
| HFM Investment Advisors, LLC | 6 | $291 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 8 | $388 | 0.00% | 00.0% | Unchanged |
| Bay Harbor Wealth Management, LLC | 9 | $435 | 0.00% | +5+125.0% | Added |
| DiNuzzo Private Wealth, Inc. | 15 | $726 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 17 | $823 | 0.00% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 23 | $1.11K | 0.00% | +14+155.6% | Added |
| Fortitude Family Office, LLC | 24 | $1.16K | 0.00% | 00.0% | Unchanged |
| Essential Partners LLC | 25 | $1.21K | 0.00% | −11−30.6% | Reduced |
| Glen Eagle Advisors, LLC | 25 | $1.22K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 33 | $1.60K | 0.00% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 33 | $1.60K | 0.00% | +2+6.5% | Added |
| Parkside Financial Bank & Trust | 41 | $1.98K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 43 | $2.08K | 0.00% | +39+975.0% | Added |
| JFS Wealth Advisors, LLC | 45 | $2.18K | 0.00% | +31+221.4% | Added |
| Huntington National Bank | 48 | $2.32K | 0.00% | −9−15.8% | Reduced |
| IFP Advisors, Inc | 56 | $2.71K | 0.00% | −68−54.8% | Reduced |
| SageView Advisory Group, LLC | 65 | $3.15K | 0.00% | +65 | New |
| Elyxium Wealth, LLC | 70 | $3.39K | 0.00% | +70 | New |
| High Note Wealth, LLC | 76 | $3.68K | 0.00% | +20+35.7% | Added |
| Private Wealth Management Group, LLC | 78 | $3.77K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 80 | $3.87K | 0.00% | −7−8.0% | Reduced |
| Optiver Holding B.V. | 99 | $4.79K | 0.00% | −172−63.5% | Reduced |
| Manchester Capital Management LLC | 105 | $5.08K | 0.00% | 00.0% | Unchanged |
| CBIZ Investment Advisory Services, LLC | 110 | $5.32K | 0.00% | +110 | New |
| Ares Financial Consulting, LLC | 110 | $5.32K | 0.01% | +110 | New |
| Basecamp Wealth Advisors LLC | 118 | $5.71K | 0.00% | +118 | New |
| Rothschild Investment LLC | 128 | $6.19K | 0.00% | +8+6.7% | Added |
| Quarry LP | 128 | $6.19K | 0.00% | +95+287.9% | Added |
| Bare Financial Services, Inc | 139 | $6.73K | 0.00% | −13−8.6% | Reduced |
| Larson Financial Group LLC | 152 | $7.36K | 0.00% | 00.0% | Unchanged |
| Keating Financial Advisory Services, Inc. | 165 | $7.98K | 0.00% | +165 | New |
| Bell Investment Advisors, Inc | 169 | $8.18K | 0.00% | +18+11.9% | Added |
| Massmutual Trust Co FSB | 172 | $8.32K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 201 | $9.71K | 0.00% | +196+3,920.0% | Added |
| Root Financial Partners, LLC | 276 | $13.4K | 0.00% | +37+15.5% | Added |
| Smithfield Trust Co | 280 | $14.0K | 0.00% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 307 | $15.0K | 0.00% | −5−1.6% | Reduced |
| Westside Investment Management, Inc. | 344 | $16.7K | 0.00% | 00.0% | Unchanged |
| Eurizon Capital SGR S.p.A. | 357 | $17.3K | 0.00% | +357 | New |
| Versant Capital Management, Inc | 375 | $18.1K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 392 | $19.0K | 0.00% | +16+4.3% | Added |
| Umb Bank N A | 405 | $19.6K | 0.00% | +22+5.7% | Added |
| Los Angeles Capital Management LLC | 443 | $20.2K | 0.00% | −10,200−95.8% | Reduced |
| EverSource Wealth Advisors, LLC | 457 | $22.1K | 0.00% | −25−5.2% | Reduced |
| Global Retirement Partners, LLC | 485 | $23.5K | 0.00% | +484+48,400.0% | Added |
| Allworth Financial LP | 553 | $26.8K | 0.00% | −3−0.5% | Reduced |
| SRS Capital Advisors, Inc. | 554 | $26.8K | 0.00% | −832−60.0% | Reduced |
| Palouse Capital Management, Inc. | 600 | $29.0K | 0.02% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 684 | $33.7K | 0.00% | −213−23.7% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 778 | $38.0K | 0.00% | +222+39.9% | Added |
| Fifth Third Bancorp | 839 | $40.6K | 0.00% | +29+3.6% | Added |
| Nomura Asset Management Co Ltd | 850 | $41.1K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 990 | $47.9K | 0.00% | −3−0.3% | Reduced |
| Danske Bank A/S | 1,000 | $48.4K | 0.00% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 1,161 | $56.2K | 0.01% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,188 | $57.5K | 0.00% | −17−1.4% | Reduced |
| Assetmark, Inc | 1,219 | $59.0K | 0.00% | +178+17.1% | Added |
| Covestor Ltd | 1,436 | $70.0K | 0.04% | −7−0.5% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 1,523 | $73.7K | 0.01% | +1,523 | New |
| Hantz Financial Services, Inc. | 1,525 | $74.0K | 0.00% | +546+55.8% | Added |
| Nisa Investment Advisors, LLC | 1,568 | $75.9K | 0.00% | +98+6.7% | Added |
| Torren Management, LLC | 1,570 | $76.0K | 0.04% | +1,570 | New |
| Exchange Traded Concepts, LLC | 1,648 | $79.7K | 0.00% | +1,648 | New |
| Rockefeller Capital Management L.P. | 1,809 | $87.5K | 0.00% | +1,108+158.1% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $95.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,168 | $104.9K | 0.00% | −380−14.9% | Reduced |
| KBC Group NV | 2,191 | $106.0K | 0.00% | 00.0% | Unchanged |
| EMC Capital Management | 2,520 | $122.0K | 0.05% | −445−15.0% | Reduced |
| Parallel Advisors, LLC | 2,646 | $128.1K | 0.00% | −142−5.1% | Reduced |
| GAMMA Investing LLC | 3,083 | $149.2K | 0.01% | +442+16.7% | Added |
| US Bancorp | 3,122 | $151.1K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,993 | $152.0K | 0.01% | +2,993 | New |
| CWM, LLC | 3,710 | $180.0K | 0.00% | −100−2.6% | Reduced |
| Highline Wealth Partners LLC | 3,786 | $183.2K | 0.05% | +25+0.7% | Added |
| STRS Ohio | 4,000 | $193.6K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 4,189 | $202.7K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 4,223 | $205.7K | 0.00% | −236−5.3% | Reduced |
| HighTower Advisors, LLC | 4,255 | $205.9K | 0.00% | +4,255 | New |
| Tiaa Trust, National Association | 4,279 | $207.1K | 0.00% | 00.0% | Unchanged |
| CIBC World Markets Corp | 4,401 | $213.0K | 0.00% | +4,401 | New |
| Ensign Peak Advisors, Inc | 4,775 | $231.1K | 0.00% | −10,000−67.7% | Reduced |
| Lighthouse Financial Services Inc | 4,992 | $241.6K | 0.06% | +4,992 | New |
| Smartleaf Asset Management LLC | 5,073 | $247.6K | 0.01% | +1,590+45.7% | Added |
| Raymond James Financial Inc | 5,226 | $252.9K | 0.00% | −1,539−22.7% | Reduced |
| Xponance, Inc. | 5,278 | $255.4K | 0.00% | −27−0.5% | Reduced |
| Royal Bank of Canada | 5,336 | $258.0K | 0.00% | +1,185+28.5% | Added |
| Ameritas Investment Partners, Inc. | 5,401 | $261.4K | 0.01% | −231−4.1% | Reduced |
| Abel Hall, LLC | 5,433 | $262.9K | 0.06% | +5,433 | New |
| Caxton Associates LLP | 5,474 | $264.9K | 0.01% | 00.0% | Unchanged |
| Farringdon Capital, Ltd. | 5,575 | $269.8K | 0.07% | +5,575 | New |
| The PNC Financial Services Group, Inc. | 5,585 | $270.3K | 0.00% | −642−10.3% | Reduced |
| Bank of Montreal | 5,733 | $277.4K | 0.00% | −299−5.0% | Reduced |
| Fiduciary Trust Co | 5,812 | $281.2K | 0.00% | −15−0.3% | Reduced |
| Prime Capital Investment Advisors, LLC | 6,060 | $293.2K | 0.00% | 00.0% | Unchanged |
| DRW Securities, LLC | 6,365 | $308.0K | 0.02% | +6,365 | New |
| Squarepoint Ops LLC | 6,662 | $322.4K | 0.00% | +6,662 | New |
| CIBC Asset Management Inc | 6,781 | $328.1K | 0.00% | +2,317+51.9% | Added |