Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Cathay General Bancorp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 260
- −9 vs. Q2 2025
- Shares held
- 50.0M
- −971.8K (−1.9%) vs. Q2 2025
- Total value
- $2.40B
- +$79.1M (+3.4%) vs. Q2 2025
- New holders
- 20
- 90 more added
- Sold out
- 29
- 109 more reduced
4 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dean Capital Management | 68,344 | $3.28M | 1.28% | +16,563+32.0% | Added |
| AQR Capital Management LLC | 69,733 | $3.35M | 0.00% | +7,789+12.6% | Added |
| Rafferty Asset Management, LLC | 70,089 | $3.36M | 0.01% | +11,682+20.0% | Added |
| Citigroup Inc | 73,280 | $3.52M | 0.00% | −35,177−32.4% | Reduced |
| Prudential Financial Inc | 76,301 | $3.66M | 0.00% | +3,775+5.2% | Added |
| Dark Forest Capital Management LP | 81,434 | $3.91M | 0.15% | +81,434 | New |
| Moody Aldrich Partners LLC | 81,799 | $3.93M | 0.74% | +40,214+96.7% | Added |
| Victory Capital Management Inc | 81,849 | $3.93M | 0.00% | +1,451+1.8% | Added |
| Dean Investment Associates, LLC | 82,789 | $3.97M | 0.56% | +18,482+28.7% | Added |
| Franklin Resources Inc | 85,631 | $4.11M | 0.00% | +1,636+1.9% | Added |
| Alliancebernstein L.P. | 87,295 | $4.19M | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 93,282 | $4.48M | 0.01% | +81,236+674.4% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 97,460 | $4.68M | 0.01% | +3,034+3.2% | Added |
| Algert Global LLC | 100,976 | $4.85M | 0.08% | +15,370+18.0% | Added |
| Barclays PLC | 100,983 | $4.85M | 0.00% | −52,055−34.0% | Reduced |
| Jane Street Group, LLC | 117,973 | $5.66M | 0.01% | −28,776−19.6% | Reduced |
| ExodusPoint Capital Management, LP | 118,317 | $5.68M | 0.08% | +118,317 | New |
| First Trust Advisors LP | 118,352 | $5.68M | 0.00% | −392,334−76.8% | Reduced |
| New York State Teachers Retirement System | 122,591 | $5.89M | 0.01% | +3,038+2.5% | Added |
| UBS Asset Management Americas Inc | 126,755 | $6.09M | 0.00% | −94,929−42.8% | Reduced |
| Pure Portfolios Holdings LLC | 127,579 | $6.13M | 1.92% | −16,388−11.4% | Reduced |
| Swiss National Bank | 129,100 | $6.20M | 0.00% | +2,100+1.7% | Added |
| JPMorgan Chase & Co | 150,601 | $7.23M | 0.00% | +42,868+39.8% | Added |
| Two Sigma Investments, LP | 152,802 | $7.34M | 0.01% | +76,620+100.6% | Added |
| Denali Advisors LLC | 153,474 | $7.37M | 0.83% | +5,228+3.5% | Added |
| Brandywine Global Investment Management, LLC | 153,759 | $7.38M | 0.05% | −5,688−3.6% | Reduced |
| Citadel Advisors LLC | 159,885 | $7.68M | 0.01% | −21,919−12.1% | Reduced |
| Ameriprise Financial Inc | 164,787 | $7.91M | 0.00% | −18,209−10.0% | Reduced |
| CSM Advisors, LLC | 170,906 | $8.21M | 0.23% | +15,477+10.0% | Added |
| Legal & General Group Plc | 176,466 | $8.47M | 0.00% | −10,202−5.5% | Reduced |
| Nordea Investment Management AB | 181,351 | $8.65M | 0.01% | +6,364+3.6% | Added |
| Hotchkis & Wiley Capital Management LLC | 197,969 | $9.50M | 0.03% | +31,270+18.8% | Added |
| Rhumbline Advisers | 216,990 | $10.4M | 0.01% | −973−0.4% | Reduced |
| D. E. Shaw & Co., Inc. | 234,399 | $11.3M | 0.01% | +192,653+461.5% | Added |
| Edgestream Partners, L.P. | 246,948 | $11.9M | 0.35% | +44,371+21.9% | Added |
| UBS Group AG | 273,027 | $13.1M | 0.00% | −45,236−14.2% | Reduced |
| Public Sector Pension Investment Board | 305,043 | $14.6M | 0.05% | +24,615+8.8% | Added |
| Principal Financial Group Inc | 333,639 | $16.0M | 0.01% | −13,938−4.0% | Reduced |
| Glenmede Investment Management, LP | 383,140 | $18.4M | 0.09% | −23,581−5.8% | Reduced |
| Bank of America Corp | 386,291 | $18.5M | 0.00% | +77,228+25.0% | Added |
| Millennium Management LLC | 420,509 | $20.2M | 0.02% | +331,997+375.1% | Added |
| Nuveen, LLC | 421,272 | $20.2M | 0.01% | −16,677−3.8% | Reduced |
| Goldman Sachs Group Inc | 512,140 | $24.6M | 0.00% | −51,839−9.2% | Reduced |
| GW&K Investment Management, LLC | 612,930 | $29.4M | 0.26% | −16,834−2.7% | Reduced |
| Morgan Stanley | 616,301 | $29.6M | 0.00% | −33,380−5.1% | Reduced |
| Bank of New York Mellon Corp | 621,493 | $29.8M | 0.01% | −19,965−3.1% | Reduced |
| Boston Trust Walden Corp | 640,416 | $30.7M | 0.23% | −11,025−1.7% | Reduced |
| Wellington Management Group LLP | 665,961 | $32.0M | 0.01% | −96,725−12.7% | Reduced |
| LSV Asset Management | 683,703 | $32.8M | 0.07% | −25,800−3.6% | Reduced |
| Northern Trust Corp | 866,554 | $41.6M | 0.01% | −5,025−0.6% | Reduced |
| Massachusetts Financial Services Co | 1,022,315 | $49.1M | 0.02% | −23,394−2.2% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,268,776 | $60.9M | 0.04% | −6230.0% | Reduced |
| American Century Companies Inc | 1,292,815 | $62.1M | 0.03% | −16,709−1.3% | Reduced |
| Invesco Ltd. | 1,579,719 | $75.8M | 0.01% | +53,621+3.5% | Added |
| Geode Capital Management, LLC | 1,739,771 | $83.5M | 0.01% | +1,943+0.1% | Added |
| Charles Schwab Investment Management Inc | 2,935,049 | $140.9M | 0.02% | −19,972−0.7% | Reduced |
| State Street Corp | 3,479,977 | $167.1M | 0.01% | −29,381−0.8% | Reduced |
| Dimensional Fund Advisors LP | 4,068,002 | $195.3M | 0.04% | −18,241−0.4% | Reduced |
| Vanguard Group Inc | 7,576,062 | $363.7M | 0.01% | −223,977−2.9% | Reduced |
| BlackRock, Inc. | 9,969,641 | $478.6M | 0.01% | −196,421−1.9% | Reduced |
| Erste Asset Management GmbH | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −90,145−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −69,737−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −59,771−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −31,228−100.0% | Sold out |
| CBOE Vest Financial, LLC | 0 | $0 | 0.00% | −22,819−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −16,670−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −14,723−100.0% | Sold out |
| Horizon Investments, LLC | 0 | $0 | 0.00% | −13,610−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −13,322−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −8,547−100.0% | Sold out |
| Jain Global LLC | 0 | $0 | 0.00% | −7,794−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −7,623−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −6,922−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| Mission Wealth Management, LP | 0 | $0 | 0.00% | −6,286−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −5,550−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −5,335−100.0% | Sold out |
| Polymer Capital Management (US) LLC | 0 | $0 | 0.00% | −5,264−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −4,618−100.0% | Sold out |
| Skopos Labs, Inc. | 0 | $0 | 0.00% | −720−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −352−100.0% | Sold out |
| Investment Management Corp | 0 | $0 | 0.00% | −239−100.0% | Sold out |
| Twin Peaks Wealth Advisors, LLC | 0 | $0 | 0.00% | −197−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Kestra Investment Management, LLC | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| LGT Financial Advisors LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Stephens Consulting, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Norges Bank | – | – | – | – | Not filed |
| CIBC World Markets Corp | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |
| Parkworth Wealth Management, Inc. | – | – | – | – | Not filed |