Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Cathay General Bancorp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 248
- +13 vs. Q2 2024
- Shares held
- 52.0M
- +10.9M (+26.6%) vs. Q2 2024
- Total value
- $2.24B
- +$684.8M (+44.2%) vs. Q2 2024
- New holders
- 34
- 83 more added
- Sold out
- 21
- 85 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thrivent Financial for Lutherans | 81,708 | $3.51M | 0.01% | −29,475−26.5% | Reduced |
| Jane Street Group, LLC | 90,419 | $3.88M | 0.01% | +24,529+37.2% | Added |
| Franklin Resources Inc | 88,310 | $3.94M | 0.00% | −4,808−5.2% | Reduced |
| Alliancebernstein L.P. | 92,138 | $3.96M | 0.00% | +20.0% | Added |
| Qube Research & Technologies Ltd | 101,162 | $4.34M | 0.01% | +51,710+104.6% | Added |
| Prudential Financial Inc | 117,764 | $5.06M | 0.01% | −1,529−1.3% | Reduced |
| New York State Teachers Retirement System | 132,070 | $5.67M | 0.01% | −6,244−4.5% | Reduced |
| Swiss National Bank | 135,100 | $5.80M | 0.00% | −700−0.5% | Reduced |
| Citigroup Inc | 135,681 | $5.83M | 0.01% | +12,132+9.8% | Added |
| Nordea Investment Management AB | 144,273 | $6.20M | 0.01% | −7,654−5.0% | Reduced |
| Barclays PLC | 145,690 | $6.26M | 0.00% | +74,394+104.3% | Added |
| Pure Portfolios Holdings LLC | 146,002 | $6.27M | 2.37% | +146,002 | New |
| UBS Asset Management Americas Inc | 149,305 | $6.41M | 0.00% | −15,260−9.3% | Reduced |
| Congress Asset Management Co | 150,938 | $6.48M | 0.04% | +1,457+1.0% | Added |
| Public Sector Pension Investment Board | 153,141 | $6.58M | 0.04% | −7,100−4.4% | Reduced |
| JPMorgan Chase & Co | 156,125 | $6.71M | 0.00% | +9,724+6.6% | Added |
| Hotchkis & Wiley Capital Management LLC | 156,425 | $6.72M | 0.02% | −14,080−8.3% | Reduced |
| Foundry Partners, LLC | 174,453 | $7.49M | 0.37% | +174,453 | New |
| Brandywine Global Investment Management, LLC | 180,369 | $8.05M | 0.05% | −5,000−2.7% | Reduced |
| Legal & General Group Plc | 194,289 | $8.34M | 0.00% | −1,564−0.8% | Reduced |
| Ameriprise Financial Inc | 215,913 | $9.27M | 0.00% | −16,198−7.0% | Reduced |
| Rhumbline Advisers | 228,938 | $9.83M | 0.01% | −12,750−5.3% | Reduced |
| Stieven Capital Advisors, L.P. | 256,404 | $11.0M | 2.08% | +72,300+39.3% | Added |
| First Trust Advisors LP | 258,449 | $11.1M | 0.01% | −68,184−20.9% | Reduced |
| Bank of America Corp | 296,125 | $12.7M | 0.00% | −469−0.2% | Reduced |
| Citadel Advisors LLC | 316,730 | $13.6M | 0.01% | +1,997+0.6% | Added |
| Principal Financial Group Inc | 340,483 | $14.6M | 0.01% | −18,827−5.2% | Reduced |
| Glenmede Trust Co NA | 438,405 | $18.8M | 0.09% | −5,438−1.2% | Reduced |
| Millennium Management LLC | 473,727 | $20.3M | 0.02% | +466,773+6,712.3% | Added |
| Boston Trust Walden Corp | 690,242 | $29.6M | 0.21% | −46,485−6.3% | Reduced |
| Norges Bank | 693,805 | $29.8M | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 706,400 | $30.3M | 0.01% | +150,218+27.0% | Added |
| GW&K Investment Management, LLC | 722,935 | $31.1M | 0.27% | −33,155−4.4% | Reduced |
| Nuveen Asset Management, LLC | 732,911 | $31.5M | 0.01% | −149,489−16.9% | Reduced |
| Bank of New York Mellon Corp | 788,790 | $33.9M | 0.01% | −68,966−8.0% | Reduced |
| Morgan Stanley | 818,879 | $35.2M | 0.00% | +53,110+6.9% | Added |
| LSV Asset Management | 846,393 | $36.4M | 0.08% | −90,700−9.7% | Reduced |
| Northern Trust Corp | 935,718 | $40.2M | 0.01% | −17,532−1.8% | Reduced |
| Massachusetts Financial Services Co | 1,084,947 | $46.6M | 0.01% | −30,046−2.7% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,261,949 | $54.2M | 0.03% | −28,955−2.2% | Reduced |
| American Century Companies Inc | 1,398,534 | $60.1M | 0.03% | +135,564+10.7% | Added |
| Invesco Ltd. | 1,433,479 | $61.6M | 0.01% | +89,222+6.6% | Added |
| Geode Capital Management, LLC | 1,713,650 | $73.6M | 0.01% | +20,840+1.2% | Added |
| Charles Schwab Investment Management Inc | 2,758,777 | $118.5M | 0.02% | +87,847+3.3% | Added |
| State Street Corp | 3,626,274 | $155.7M | 0.01% | −64,971−1.8% | Reduced |
| Dimensional Fund Advisors LP | 4,218,038 | $181.2M | 0.04% | +23,806+0.6% | Added |
| Vanguard Group Inc | 8,127,833 | $349.1M | 0.01% | −44,921−0.5% | Reduced |
| BlackRock, Inc. | 10,719,012 | $460.4M | 0.01% | +10,719,012 | New |
| Jupiter Asset Management Ltd | 0 | $0 | 0.00% | −223,575−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −87,222−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −61,924−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −30,700−100.0% | Sold out |
| Capstone Investment Advisors, LLC | 0 | $0 | 0.00% | −13,593−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −13,456−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −13,290−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −13,149−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −10,696−100.0% | Sold out |
| Cornercap Investment Counsel Inc | 0 | $0 | 0.00% | −9,694−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −9,231−100.0% | Sold out |
| Entropy Technologies, LP | 0 | $0 | 0.00% | −8,875−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −8,637−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −7,588−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −5,600−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −765−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −601−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −599−100.0% | Sold out |
| Innealta Capital, LLC | 0 | $0 | 0.00% | −474−100.0% | Sold out |
| Front Row Advisors LLC | 0 | $0 | 0.00% | −54−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |
| JJJ Advisors Inc. | – | – | – | – | Not filed |