Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Cathay General Bancorp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 255
- +31 vs. Q4 2023
- Shares held
- 52.3M
- −2.07M (−3.8%) vs. Q4 2023
- Total value
- $1.98B
- −$445.2M (−18.4%) vs. Q4 2023
- New holders
- 48
- 66 more added
- Sold out
- 17
- 100 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bridgeway Capital Management, LLC | 75,500 | $2.86M | 0.06% | +75,500 | New |
| Edgestream Partners, L.P. | 77,311 | $2.92M | 0.15% | +36,172+87.9% | Added |
| Victory Capital Management Inc | 78,160 | $2.96M | 0.00% | −25,125−24.3% | Reduced |
| HRT Financial LP | 82,885 | $3.13M | 0.02% | +82,885 | New |
| Comerica Bank | 83,316 | $3.15M | 0.01% | −2,798−3.2% | Reduced |
| UBS Group AG | 83,568 | $3.16M | 0.00% | +36,854+78.9% | Added |
| UBS Asset Management Americas Inc | 85,067 | $3.22M | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 88,076 | $3.33M | 0.00% | −10,410−10.6% | Reduced |
| HSBC Holdings PLC | 90,442 | $3.42M | 0.00% | +34,791+62.5% | Added |
| Credit Suisse AG | 99,544 | $3.77M | 0.00% | +387+0.4% | Added |
| Citadel Advisors LLC | 102,746 | $3.89M | 0.00% | +97,750+1,956.6% | Added |
| Citigroup Inc | 103,517 | $3.92M | 0.00% | −5,480−5.0% | Reduced |
| Millennium Management LLC | 105,095 | $3.98M | 0.00% | +105,095 | New |
| Barclays PLC | 114,575 | $4.33M | 0.00% | −49,782−30.3% | Reduced |
| Prudential Financial Inc | 120,747 | $4.57M | 0.01% | −2,266−1.8% | Reduced |
| Arrowstreet Capital, Limited Partnership | 130,546 | $4.94M | 0.00% | −76,360−36.9% | Reduced |
| Wedge Capital Management L L P | 132,390 | $5.01M | 0.08% | +2,150+1.7% | Added |
| Swiss National Bank | 135,800 | $5.14M | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 143,914 | $5.44M | 0.01% | −3,300−2.2% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 145,395 | $5.50M | 0.02% | −77,310−34.7% | Reduced |
| Public Sector Pension Investment Board | 148,917 | $5.63M | 0.04% | −1,840−1.2% | Reduced |
| Congress Asset Management Co | 155,818 | $5.89M | 0.04% | −3,743−2.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 167,334 | $6.33M | 0.05% | +167,334 | New |
| Nordea Investment Management AB | 181,928 | $6.98M | 0.01% | +3,478+1.9% | Added |
| Brandywine Global Investment Management, LLC | 194,252 | $7.35M | 0.05% | −1,371−0.7% | Reduced |
| Legal & General Group Plc | 195,522 | $7.40M | 0.00% | −644−0.3% | Reduced |
| Stieven Capital Advisors, L.P. | 204,563 | $7.74M | 1.61% | −31,028−13.2% | Reduced |
| First Trust Advisors LP | 227,980 | $8.62M | 0.01% | −633,384−73.5% | Reduced |
| Ameriprise Financial Inc | 242,334 | $9.17M | 0.00% | −513,100−67.9% | Reduced |
| Rhumbline Advisers | 243,079 | $9.20M | 0.01% | −700.0% | Reduced |
| JPMorgan Chase & Co | 247,413 | $9.36M | 0.00% | +42,888+21.0% | Added |
| Bank of America Corp | 264,071 | $9.99M | 0.00% | −10,366−3.8% | Reduced |
| Jupiter Asset Management Ltd | 319,430 | $12.1M | 0.12% | −11,292−3.4% | Reduced |
| Principal Financial Group Inc | 390,170 | $14.8M | 0.01% | −1,099,344−73.8% | Reduced |
| Holocene Advisors, LP | 417,906 | $15.8M | 0.06% | +116,129+38.5% | Added |
| Glenmede Trust Co NA | 441,164 | $16.7M | 0.08% | +28,498+6.9% | Added |
| Norges Bank | 693,805 | $26.2M | 0.00% | −81,676−10.5% | Reduced |
| Boston Trust Walden Corp | 707,759 | $26.8M | 0.19% | −262,778−27.1% | Reduced |
| GW&K Investment Management, LLC | 782,976 | $29.6M | 0.26% | −15,873−2.0% | Reduced |
| Nuveen Asset Management, LLC | 809,276 | $30.6M | 0.01% | −20,843−2.5% | Reduced |
| Goldman Sachs Group Inc | 828,259 | $31.3M | 0.01% | −459,162−35.7% | Reduced |
| Bank of New York Mellon Corp | 867,881 | $32.8M | 0.01% | −32,827−3.6% | Reduced |
| LSV Asset Management | 946,593 | $35.8M | 0.07% | −106,747−10.1% | Reduced |
| Northern Trust Corp | 954,186 | $36.1M | 0.01% | −66,521−6.5% | Reduced |
| Morgan Stanley | 1,026,945 | $38.8M | 0.00% | +277,580+37.0% | Added |
| American Century Companies Inc | 1,054,371 | $39.9M | 0.03% | +185,852+21.4% | Added |
| Invesco Ltd. | 1,173,954 | $44.4M | 0.01% | +79,481+7.3% | Added |
| T. Rowe Price Investment Management, Inc. | 1,217,442 | $46.1M | 0.03% | +10,946+0.9% | Added |
| Massachusetts Financial Services Co | 1,304,580 | $49.4M | 0.01% | −252,053−16.2% | Reduced |
| Geode Capital Management, LLC | 1,632,015 | $61.7M | 0.01% | +44,470+2.8% | Added |
| Charles Schwab Investment Management Inc | 2,612,563 | $98.8M | 0.02% | +559,158+27.2% | Added |
| State Street Corp | 3,403,777 | $128.8M | 0.01% | −283,570−7.7% | Reduced |
| Dimensional Fund Advisors LP | 4,018,017 | $152.0M | 0.04% | +167,661+4.4% | Added |
| Vanguard Group Inc | 8,232,220 | $311.4M | 0.01% | −22,596−0.3% | Reduced |
| BlackRock Inc. | 10,698,632 | $404.7M | 0.01% | +42,038+0.4% | Added |
| M&T Bank Corp | 0 | $0 | 0.00% | −24,629−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −21,598−100.0% | Sold out |
| Virtus Investment Advisers, Inc. | 0 | $0 | 0.00% | −14,116−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −11,782−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −7,997−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −7,997−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −5,649−100.0% | Sold out |
| CBOE Vest Financial, LLC | 0 | $0 | 0.00% | −5,369−100.0% | Sold out |
| Weil Company, Inc. | 0 | $0 | 0.00% | −5,350−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −5,138−100.0% | Sold out |
| Capstone Capital Wealth Advisors | 0 | $0 | 0.00% | −5,053−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| SYSTM Wealth Solutions LLC | 0 | $0 | 0.00% | −245−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −213−100.0% | Sold out |
| Psagot Value Holdings Ltd. / (Israel) | 0 | $0 | 0.00% | −124−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −101−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Smith, Graham & Co., Investment Advisors, LP | – | – | – | – | Not filed |
| Putnam Investments LLC | – | – | – | – | Not filed |