Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Cathay General Bancorp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q3 2023
- Shares held
- 54.5M
- +34.0K (+0.1%) vs. Q3 2023
- Total value
- $2.43B
- +$536.0M (+28.3%) vs. Q3 2023
- New holders
- 35
- 64 more added
- Sold out
- 22
- 92 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 274,437 | $12.2M | 0.00% | +56,248+25.8% | Added |
| Holocene Advisors, LP | 301,777 | $13.5M | 0.05% | +201,451+200.8% | Added |
| Jupiter Asset Management Ltd | 330,722 | $14.7M | 0.15% | −3,956−1.2% | Reduced |
| Glenmede Trust Co NA | 412,666 | $18.4M | 0.10% | −11,248−2.7% | Reduced |
| Morgan Stanley | 749,365 | $33.4M | 0.00% | −74,524−9.0% | Reduced |
| Ameriprise Financial Inc | 755,434 | $33.7M | 0.01% | −84,981−10.1% | Reduced |
| Norges Bank | 775,481 | $34.6M | 0.01% | +134,717+21.0% | Added |
| GW&K Investment Management, LLC | 798,849 | $35.6M | 0.33% | −53,268−6.3% | Reduced |
| Nuveen Asset Management, LLC | 830,119 | $37.0M | 0.01% | −107,701−11.5% | Reduced |
| First Trust Advisors LP | 861,364 | $38.4M | 0.04% | +133,852+18.4% | Added |
| American Century Companies Inc | 868,519 | $38.7M | 0.03% | +129,732+17.6% | Added |
| Bank of New York Mellon Corp | 900,708 | $40.1M | 0.01% | +15,969+1.8% | Added |
| Boston Trust Walden Corp | 970,537 | $43.3M | 0.33% | +3,385+0.3% | Added |
| Northern Trust Corp | 1,020,707 | $45.5M | 0.01% | +6,134+0.6% | Added |
| LSV Asset Management | 1,053,340 | $46.9M | 0.10% | −90,500−7.9% | Reduced |
| Invesco Ltd. | 1,094,473 | $48.8M | 0.01% | +166,929+18.0% | Added |
| T. Rowe Price Investment Management, Inc. | 1,206,496 | $53.8M | 0.03% | +91,465+8.2% | Added |
| Goldman Sachs Group Inc | 1,287,421 | $57.4M | 0.01% | −1,253,880−49.3% | Reduced |
| Principal Financial Group Inc | 1,489,514 | $66.4M | 0.04% | −50,888−3.3% | Reduced |
| Massachusetts Financial Services Co | 1,556,633 | $69.4M | 0.02% | −97,717−5.9% | Reduced |
| Geode Capital Management, LLC | 1,587,545 | $70.8M | 0.01% | +68,904+4.5% | Added |
| Charles Schwab Investment Management Inc | 2,053,405 | $91.5M | 0.02% | +25,421+1.3% | Added |
| State Street Corp | 3,687,347 | $164.3M | 0.01% | +525,064+16.6% | Added |
| Dimensional Fund Advisors LP | 3,850,356 | $171.6M | 0.05% | +150,331+4.1% | Added |
| Vanguard Group Inc | 8,254,816 | $367.9M | 0.01% | +196,146+2.4% | Added |
| BlackRock Inc. | 10,656,594 | $475.0M | 0.01% | +1,070,831+11.2% | Added |
| National Bank of Canada | 0 | $0 | 0.00% | −177,000−100.0% | Sold out |
| Canada Pension Plan Investment Board | 0 | $0 | 0.00% | −173,000−100.0% | Sold out |
| Omers Administration Corp | 0 | $0 | 0.00% | −46,436−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −32,606−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −30,687−100.0% | Sold out |
| Affinity Investment Advisors, LLC | 0 | $0 | 0.00% | −18,873−100.0% | Sold out |
| First Hawaiian Bank | 0 | $0 | 0.00% | −11,890−100.0% | Sold out |
| National Wealth Management Group, LLC | 0 | $0 | 0.00% | −11,847−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −10,612−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −8,807−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −6,778−100.0% | Sold out |
| Berkeley, Inc | 0 | $0 | 0.00% | −6,648−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −6,569−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −6,263−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −3,559−100.0% | Sold out |
| Caldwell Sutter Capital, Inc. | 0 | $0 | 0.00% | −2,350−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −1,056−100.0% | Sold out |
| Private Trust Co NA | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Front Row Advisors LLC | 0 | $0 | 0.00% | −54−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| Avion Wealth | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |
| Steward Financial Group LLC | – | – | – | – | Not filed |