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Cathay General Bancorp

CATY
Exchange
Nasdaq
Industry
State Commercial Banks
SEC CIK
0000861842

In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Cathay General Bancorp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
217
−3 vs. Q2 2023
Shares held
54.5M
+3.81M (+7.5%) vs. Q2 2023
Total value
$1.90B
+$262.3M (+16.1%) vs. Q2 2023
New holders
32
82 more added
Sold out
35
69 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 217 institutions
Q1 2021: 213 institutionsQ2 2021: 215 institutionsQ3 2021: 226 institutionsQ4 2021: 236 institutionsQ1 2022: 253 institutionsQ2 2022: 252 institutionsQ3 2022: 246 institutionsQ4 2022: 252 institutionsQ1 2023: 244 institutionsQ2 2023: 221 institutionsQ3 2023: 217 institutionsQ4 2023: 226 institutionsQ1 2024: 255 institutionsQ2 2024: 237 institutionsQ3 2024: 248 institutionsQ4 2024: 245 institutionsQ1 2025: 260 institutionsQ2 2025: 273 institutionsQ3 2025: 260 institutionsQ4 2025: 269 institutionsQ1 2026: 289 institutionsQ2 2026: 305 institutions
Value heldQ3 2023: $1.90B
Q1 2021: $2.29BQ2 2021: $2.15BQ3 2021: $2.22BQ4 2021: $2.24BQ1 2022: $2.33BQ2 2022: $2.02BQ3 2022: $1.95BQ4 2022: $2.07BQ1 2023: $1.74BQ2 2023: $1.63BQ3 2023: $1.90BQ4 2023: $2.43BQ1 2024: $1.98BQ2 2024: $1.95BQ3 2024: $2.24BQ4 2024: $2.53BQ1 2025: $2.26BQ2 2025: $2.36BQ3 2025: $2.40BQ4 2025: $2.40BQ1 2026: $2.40BQ2 2026: $3.19B
Institutions holding CATY and their total value by quarter
QuarterHoldersValue
Q2 2026305$3.19B
Q1 2026289$2.40B
Q4 2025269$2.40B
Q3 2025260$2.40B
Q2 2025273$2.36B
Q1 2025260$2.26B
Q4 2024245$2.53B
Q3 2024248$2.24B
Q2 2024237$1.95B
Q1 2024255$1.98B
Q4 2023226$2.43B
Q3 2023217$1.90B
Q2 2023221$1.63B
Q1 2023244$1.74B
Q4 2022252$2.07B
Q3 2022246$1.95B
Q2 2022252$2.02B
Q1 2022253$2.33B
Q4 2021236$2.24B
Q3 2021226$2.22B
Q2 2021215$2.15B
Q1 2021213$2.29B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2023.

Institutions holding CATY in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
GW&K Investment Management, LLC852,117$29.6M0.30%+10,154+1.2%Added
Bank of New York Mellon Corp884,739$30.8M0.01%−74,742−7.8%Reduced
Invesco Ltd.927,544$32.2M0.01%−370,837−28.6%Reduced
Nuveen Asset Management, LLC937,820$32.6M0.01%+43,298+4.8%Added
Boston Trust Walden Corp967,152$33.6M0.28%+58,727+6.5%Added
Northern Trust Corp1,014,573$35.3M0.01%−143,759−12.4%Reduced
T. Rowe Price Investment Management, Inc.1,115,031$38.8M0.03%+14,016+1.3%Added
LSV Asset Management1,143,840$39.8M0.09%−82,900−6.8%Reduced
Geode Capital Management, LLC1,518,641$52.8M0.01%+23,333+1.6%Added
Principal Financial Group Inc1,540,402$53.5M0.04%+124,851+8.8%Added
Massachusetts Financial Services Co1,654,350$57.5M0.02%+75,749+4.8%Added
Charles Schwab Investment Management Inc2,027,984$70.5M0.02%+82,525+4.2%Added
Goldman Sachs Group Inc2,541,301$88.3M0.02%+2,027,697+394.8%Added
State Street Corp3,162,283$109.9M0.01%+19,090+0.6%Added
Dimensional Fund Advisors LP3,700,025$128.6M0.04%+118,253+3.3%Added
Vanguard Group Inc8,058,670$280.1M0.01%+749,370+10.3%Added
BlackRock Inc.9,585,763$333.2M0.01%+569,570+6.3%Added
Dark Forest Capital Management LP0$00.00%−100,730−100.0%Sold out
Retirement Systems of Alabama0$00.00%−93,477−100.0%Sold out
Gsa Capital Partners LLP0$00.00%−48,400−100.0%Sold out
Millennium Management LLC0$00.00%−40,736−100.0%Sold out
Two Sigma Investments, LP0$00.00%−40,333−100.0%Sold out
Jane Street Group, LLC0$00.00%−29,204−100.0%Sold out
Occudo Quantitative Strategies LP0$00.00%−19,870−100.0%Sold out
State of Michigan Retirement System0$00.00%−17,830−100.0%Sold out
Trexquant Investment LP0$00.00%−16,538−100.0%Sold out
Northwestern Mutual Investment Management Company, LLC0$00.00%−16,120−100.0%Sold out
Squarepoint Ops LLC0$00.00%−15,234−100.0%Sold out
New Mexico Educational Retirement Board0$00.00%−14,900−100.0%Sold out
National Asset Management, Inc.0$00.00%−13,230−100.0%Sold out
Pacer Advisors, Inc.0$00.00%−12,700−100.0%Sold out
Allianz Asset Management GmbH0$00.00%−10,645−100.0%Sold out
Xponance, Inc.0$00.00%−10,469−100.0%Sold out
Federated Hermes, Inc.0$00.00%−10,193−100.0%Sold out
Quadrature Capital Ltd0$00.00%−10,046−100.0%Sold out
Teza Capital Management LLC0$00.00%−8,744−100.0%Sold out
Mraz, Amerine & Associates, Inc.0$00.00%−8,295−100.0%Sold out
Prelude Capital Management, LLC0$00.00%−7,466−100.0%Sold out
Keebeck Alpha, LP0$00.00%−7,427−100.0%Sold out
Aigen Investment Management, LP0$00.00%−7,384−100.0%Sold out
Securian Asset Management, Inc0$00.00%−6,461−100.0%Sold out
GW Henssler & Associates Ltd0$00.00%−6,260−100.0%Sold out
Elequin Capital LP0$00.00%−4,158−100.0%Sold out
Laffer Tengler Investments0$00.00%−3,996−100.0%Sold out
Acadian Asset Management LLC0$00.00%−625−100.0%Sold out
Quarry LP0$00.00%−497−100.0%Sold out
Aquatic Capital Management LLC0$00.00%−300−100.0%Sold out
Foster Dykema Cabot & Co Inc0$00.00%−153−100.0%Sold out
Fisher Asset Management, LLC0$00.00%−143−100.0%Sold out
Disciplined Investments, LLC0$00.00%−15−100.0%Sold out
Hexagon Capital Partners LLC0$00.00%−4−100.0%Sold out
Newbridge Financial Services Group, Inc.0$00.00%−2−100.0%Sold out
Pictet Asset Management SA––––Not filed