Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Avantax, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −7 vs. Q1 2023
- Shares held
- 33.7M
- −2.22M (−6.2%) vs. Q1 2023
- Total value
- $755.5M
- −$191.4M (−20.2%) vs. Q1 2023
- New holders
- 22
- 34 more added
- Sold out
- 29
- 64 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 60,379 | $1.35M | 0.01% | +13,725+29.4% | Added |
| Schroder Investment Management Group | 70,514 | $1.58M | 0.00% | +70,514 | New |
| Wedge Capital Management L L P | 72,118 | $1.61M | 0.03% | +72,118 | New |
| Advisory Research Inc | 72,586 | $1.62M | 0.21% | −116,650−61.6% | Reduced |
| Gsa Capital Partners LLP | 72,691 | $1.63M | 0.16% | +62,701+627.6% | Added |
| Avantax Advisory Services, Inc. | 77,045 | $1.72M | 0.02% | +250.0% | Added |
| Swiss National Bank | 77,500 | $1.73M | 0.00% | +700+0.9% | Added |
| Public Sector Pension Investment Board | 83,905 | $1.88M | 0.01% | −1,524−1.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 90,540 | $2.03M | 0.00% | −15,229−14.4% | Reduced |
| New York State Teachers Retirement System | 91,993 | $2.06M | 0.00% | −6,732−6.8% | Reduced |
| Federated Hermes, Inc. | 101,159 | $2.26M | 0.01% | −25,212−20.0% | Reduced |
| Nomura Holdings Inc | 101,159 | $2.26M | 0.02% | +4,807+5.0% | Added |
| D. E. Shaw & Co., Inc. | 115,285 | $2.58M | 0.00% | −104,884−47.6% | Reduced |
| Legal & General Group Plc | 115,670 | $2.59M | 0.00% | −7,792−6.3% | Reduced |
| Rhumbline Advisers | 124,457 | $2.79M | 0.00% | −7,499−5.7% | Reduced |
| Nuveen Asset Management, LLC | 128,123 | $2.87M | 0.00% | −61,551−32.5% | Reduced |
| Two Sigma Advisers, LP | 129,051 | $2.89M | 0.01% | −146,800−53.2% | Reduced |
| Ameriprise Financial Inc | 137,344 | $3.07M | 0.00% | −34,009−19.8% | Reduced |
| Norges Bank | 144,275 | $3.23M | 0.00% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 144,800 | $3.24M | 0.01% | −58,000−28.6% | Reduced |
| Russell Investments Group, Ltd. | 183,210 | $4.10M | 0.01% | +38,232+26.4% | Added |
| Great Lakes Advisors, LLC | 184,077 | $4.12M | 0.04% | +11,056+6.4% | Added |
| Qube Research & Technologies Ltd | 189,176 | $4.23M | 0.02% | +31,443+19.9% | Added |
| Principal Financial Group Inc | 219,899 | $4.92M | 0.00% | −21,334−8.8% | Reduced |
| Deutsche Bank AG | 247,849 | $5.55M | 0.00% | −15,332−5.8% | Reduced |
| Goldman Sachs Group Inc | 250,370 | $5.60M | 0.00% | +140,502+127.9% | Added |
| Millennium Management LLC | 255,683 | $5.72M | 0.01% | +216,591+554.1% | Added |
| Charles Schwab Investment Management Inc | 298,336 | $6.68M | 0.00% | −21,557−6.7% | Reduced |
| Morgan Stanley | 299,523 | $6.70M | 0.00% | −7,467−2.4% | Reduced |
| JPMorgan Chase & Co | 306,209 | $6.85M | 0.00% | −437,841−58.8% | Reduced |
| Bank of New York Mellon Corp | 342,558 | $7.67M | 0.00% | −30,722−8.2% | Reduced |
| Northern Trust Corp | 433,459 | $9.70M | 0.00% | −55,651−11.4% | Reduced |
| Boston Partners | 480,357 | $11.0M | 0.01% | +5,125+1.1% | Added |
| No Street GP LP | 698,400 | $15.6M | 1.84% | −436,600−38.5% | Reduced |
| Jacobs Levy Equity Management, Inc | 778,517 | $17.4M | 0.10% | +38,543+5.2% | Added |
| Geode Capital Management, LLC | 779,817 | $17.5M | 0.00% | −96,361−11.0% | Reduced |
| NewEdge Wealth, LLC | 847,299 | $19.0M | 0.63% | +407,028+92.4% | Added |
| Engine Capital Management, LP | 874,857 | $19.6M | 4.75% | +874,357+174,871.4% | Added |
| Renaissance Technologies LLC | 916,300 | $20.5M | 0.03% | −132,700−12.7% | Reduced |
| Simcoe Capital Management, LLC | 1,260,573 | $28.2M | 3.60% | −451,002−26.4% | Reduced |
| State Street Corp | 1,511,041 | $33.8M | 0.00% | −54,193−3.5% | Reduced |
| Dimensional Fund Advisors LP | 1,645,915 | $36.8M | 0.01% | −130,983−7.4% | Reduced |
| Invesco Ltd. | 2,068,754 | $46.3M | 0.01% | −65,334−3.1% | Reduced |
| Van Berkom & Associates Inc. | 2,197,578 | $49.2M | 1.78% | +409,581+22.9% | Added |
| P2 Capital Partners, LLC | 2,300,000 | $51.5M | 5.99% | 00.0% | Unchanged |
| Vanguard Group Inc | 4,281,518 | $95.8M | 0.00% | −282,789−6.2% | Reduced |
| BlackRock Inc. | 6,294,995 | $140.9M | 0.00% | −526,766−7.7% | Reduced |
| Newtyn Management, LLC | 0 | $0 | 0.00% | −400,000−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −319,600−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −162,309−100.0% | Sold out |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −79,340−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −60,380−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −29,228−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −18,491−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −18,213−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −17,154−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −15,334−100.0% | Sold out |
| Natixis Advisors, L.P. | 0 | $0 | 0.00% | −14,237−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −12,264−100.0% | Sold out |
| Moran Wealth Management, LLC | 0 | $0 | 0.00% | −12,020−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −10,913−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −8,944−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −8,900−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −8,317−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −8,254−100.0% | Sold out |
| Mutual of America Capital Management LLC | 0 | $0 | 0.00% | −8,199−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −16,607−100.0% | Sold out |
| Cornerstone Management, Inc. | 0 | $0 | 0.00% | −1,940−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −324−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −306−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −236−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −98−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −83−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Ten Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Kula Investments, LLC | – | – | – | – | Not filed |