Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Avantax, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 156
- +7 vs. Q2 2022
- Shares held
- 44.6M
- −987.1K (−2.2%) vs. Q2 2022
- Total value
- $863.4M
- +$21.2M (+2.5%) vs. Q2 2022
- New holders
- 25
- 62 more added
- Sold out
- 18
- 43 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Great West Life Assurance Co | 58,980 | $1.14M | 0.00% | +12,816+27.8% | Added |
| SEI Investments Co | 59,529 | $1.15M | 0.00% | +1,143+2.0% | Added |
| Credit Suisse AG | 62,408 | $1.21M | 0.00% | +3,699+6.3% | Added |
| Algert Global LLC | 64,932 | $1.26M | 0.08% | +3,902+6.4% | Added |
| Gsa Capital Partners LLP | 66,039 | $1.28M | 0.17% | +8,917+15.6% | Added |
| EAM Investors, LLC | 71,348 | $1.38M | 0.30% | +71,348 | New |
| Avantax Advisory Services, Inc. | 72,312 | $1.40M | 0.02% | +335+0.5% | Added |
| Public Sector Pension Investment Board | 87,500 | $1.69M | 0.01% | +370.0% | Added |
| Swiss National Bank | 100,800 | $1.95M | 0.00% | −2,300−2.2% | Reduced |
| Boston Partners | 101,216 | $1.96M | 0.00% | −50,664−33.4% | Reduced |
| EAM Global Investors LLC | 104,626 | $2.02M | 0.54% | +104,626 | New |
| Golden Gate Private Equity, Inc. | 106,080 | $2.05M | 0.95% | −645,705−85.9% | Reduced |
| New York State Teachers Retirement System | 110,595 | $2.14M | 0.01% | −320−0.3% | Reduced |
| Voss Capital, LLC | 129,013 | $2.50M | 0.71% | +129,013 | New |
| Mirae Asset Global Investments Co., Ltd. | 133,102 | $2.58M | 0.01% | −95,896−41.9% | Reduced |
| Legal & General Group Plc | 136,096 | $2.63M | 0.00% | +1,584+1.2% | Added |
| Rhumbline Advisers | 136,980 | $2.65M | 0.00% | +9,496+7.4% | Added |
| Federated Hermes, Inc. | 138,222 | $2.67M | 0.01% | +24,120+21.1% | Added |
| Nuveen Asset Management, LLC | 144,354 | $2.79M | 0.00% | −3,127−2.1% | Reduced |
| Millennium Management LLC | 155,262 | $3.00M | 0.00% | +104,602+206.5% | Added |
| Advisory Research Inc | 186,018 | $3.60M | 0.35% | +73,033+64.6% | Added |
| Kestrel Investment Management Corp | 190,650 | $3.69M | 2.34% | −5,200−2.7% | Reduced |
| Goldman Sachs Group Inc | 198,183 | $3.83M | 0.00% | +113,127+133.0% | Added |
| Ameriprise Financial Inc | 216,228 | $4.18M | 0.00% | +21,886+11.3% | Added |
| Two Sigma Advisers, LP | 220,651 | $4.27M | 0.01% | −55,600−20.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 251,900 | $4.87M | 0.02% | +25,800+11.4% | Added |
| Deutsche Bank AG | 271,511 | $5.25M | 0.00% | −4,726−1.7% | Reduced |
| Jupiter Asset Management Ltd | 281,024 | $5.43M | 0.08% | +122,424+77.2% | Added |
| Rothschild & Co Asset Management US Inc. | 295,711 | $5.72M | 0.10% | +20,426+7.4% | Added |
| Principal Financial Group Inc | 296,456 | $5.73M | 0.00% | −403−0.1% | Reduced |
| Morgan Stanley | 313,725 | $6.07M | 0.00% | −211,054−40.2% | Reduced |
| Bank of Montreal | 309,631 | $6.22M | 0.00% | +309,631 | New |
| Charles Schwab Investment Management Inc | 350,419 | $6.78M | 0.00% | +12,125+3.6% | Added |
| Portolan Capital Management, LLC | 399,648 | $7.73M | 0.82% | +399,648 | New |
| Norges Bank | 404,940 | $7.83M | 0.00% | +114,600+39.5% | Added |
| Bank of New York Mellon Corp | 436,208 | $8.44M | 0.00% | +12,206+2.9% | Added |
| Russell Investments Group, Ltd. | 482,938 | $9.34M | 0.02% | −767,417−61.4% | Reduced |
| D. E. Shaw & Co., Inc. | 516,232 | $9.98M | 0.02% | −113,089−18.0% | Reduced |
| Northern Trust Corp | 538,893 | $10.4M | 0.00% | −1,202−0.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 548,779 | $10.6M | 0.08% | −52,228−8.7% | Reduced |
| Weiss Asset Management LP | 710,739 | $13.7M | 0.36% | −266,000−27.2% | Reduced |
| JPMorgan Chase & Co | 776,950 | $15.0M | 0.00% | +40,330+5.5% | Added |
| Geode Capital Management, LLC | 845,304 | $16.3M | 0.00% | +19,627+2.4% | Added |
| Renaissance Technologies LLC | 909,100 | $17.6M | 0.02% | −78,700−8.0% | Reduced |
| No Street GP LP | 1,100,000 | $21.3M | 3.34% | +100,000+10.0% | Added |
| Invesco Ltd. | 1,275,402 | $24.7M | 0.01% | +3,722+0.3% | Added |
| Simcoe Capital Management, LLC | 1,551,178 | $30.0M | 4.33% | +1,551,178 | New |
| Newtyn Management, LLC | 1,576,303 | $30.5M | 6.69% | −172,086−9.8% | Reduced |
| State Street Corp | 1,653,861 | $32.0M | 0.00% | −66,836−3.9% | Reduced |
| Engine Capital Management, LP | 1,786,452 | $34.5M | 11.47% | −425,161−19.2% | Reduced |
| Dimensional Fund Advisors LP | 2,075,969 | $40.1M | 0.02% | −202,394−8.9% | Reduced |
| P2 Capital Partners, LLC | 2,300,000 | $44.5M | 5.49% | 00.0% | Unchanged |
| Hill Path Capital LP | 2,312,749 | $44.7M | 2.53% | 00.0% | Unchanged |
| Van Berkom & Associates Inc. | 2,585,521 | $50.0M | 2.38% | −447,605−14.8% | Reduced |
| Vanguard Group Inc | 5,216,544 | $100.9M | 0.00% | +155,304+3.1% | Added |
| BlackRock Inc. | 7,496,494 | $145.0M | 0.00% | +7,669+0.1% | Added |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −736,000−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −124,000−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −58,000−100.0% | Sold out |
| Archon Capital Management LLC | 0 | $0 | 0.00% | −56,208−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −40,193−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −35,280−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −13,234−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| Delphia (USA) Inc. | 0 | $0 | 0.00% | −12,724−100.0% | Sold out |
| Corton Capital Inc. | 0 | $0 | 0.00% | −11,593−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −10,558−100.0% | Sold out |
| First Citizens Bank & Trust Co | 0 | $0 | 0.00% | −10,126−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −10,157−100.0% | Sold out |
| Skylands Capital, LLC | 0 | $0 | 0.00% | −8,400−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −7,773−100.0% | Sold out |
| Counterpoint Mutual Funds LLC | 0 | $0 | 0.00% | −7,237−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −2,831−100.0% | Sold out |
| Sageworth Trust Co of South Dakota | 0 | $0 | 0.00% | −26−100.0% | Sold out |