Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Avantax, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- −1 vs. Q1 2022
- Shares held
- 45.6M
- +943.0K (+2.1%) vs. Q1 2022
- Total value
- $842.1M
- −$31.2M (−3.6%) vs. Q1 2022
- New holders
- 18
- 34 more added
- Sold out
- 19
- 67 more reduced
5 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Algert Global LLC | 61,030 | $1.13M | 0.08% | +61,030 | New |
| Price T Rowe Associates Inc | 64,518 | $1.19M | 0.00% | −2,181−3.3% | Reduced |
| CastleKnight Management LP | 66,235 | $1.22M | 0.38% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 71,977 | $1.33M | 0.02% | +12,638+21.3% | Added |
| Goldman Sachs Group Inc | 85,056 | $1.57M | 0.00% | −43,061−33.6% | Reduced |
| Public Sector Pension Investment Board | 87,463 | $1.61M | 0.01% | −3,471−3.8% | Reduced |
| Swiss National Bank | 103,100 | $1.90M | 0.00% | −12,100−10.5% | Reduced |
| New York State Teachers Retirement System | 110,915 | $2.05M | 0.01% | −2,000−1.8% | Reduced |
| Advisory Research Inc | 112,985 | $2.08M | 0.20% | +112,985 | New |
| Federated Hermes, Inc. | 114,102 | $2.11M | 0.01% | −1,124−1.0% | Reduced |
| Employees Retirement System of Texas | 124,000 | $2.29M | 0.03% | 00.0% | Unchanged |
| Rhumbline Advisers | 127,484 | $2.35M | 0.00% | −3,965−3.0% | Reduced |
| Legal & General Group Plc | 134,512 | $2.48M | 0.00% | −2,652−1.9% | Reduced |
| Nuveen Asset Management, LLC | 147,481 | $2.72M | 0.00% | −259,918−63.8% | Reduced |
| Boston Partners | 151,880 | $2.80M | 0.00% | −70,448−31.7% | Reduced |
| Jupiter Asset Management Ltd | 158,600 | $2.93M | 0.04% | +158,600 | New |
| Ameriprise Financial Inc | 194,342 | $3.59M | 0.00% | −5,375−2.7% | Reduced |
| Kestrel Investment Management Corp | 195,850 | $3.62M | 2.08% | −9,400−4.6% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 226,100 | $4.17M | 0.02% | +74,700+49.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 228,998 | $4.23M | 0.01% | +3,124+1.4% | Added |
| Rothschild & Co Asset Management US Inc. | 275,285 | $5.08M | 0.08% | +2,969+1.1% | Added |
| Deutsche Bank AG | 276,237 | $5.10M | 0.00% | −3,604−1.3% | Reduced |
| Two Sigma Advisers, LP | 276,251 | $5.10M | 0.01% | −101,200−26.8% | Reduced |
| Norges Bank | 290,340 | $5.36M | 0.00% | −144,796−33.3% | Reduced |
| Principal Financial Group Inc | 296,859 | $5.48M | 0.00% | −25,141−7.8% | Reduced |
| Charles Schwab Investment Management Inc | 338,294 | $6.25M | 0.00% | −17,569−4.9% | Reduced |
| Bank of New York Mellon Corp | 424,002 | $7.83M | 0.00% | −34,520−7.5% | Reduced |
| Morgan Stanley | 524,779 | $9.69M | 0.00% | +295,480+128.9% | Added |
| Northern Trust Corp | 540,095 | $9.97M | 0.00% | −17,946−3.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 601,007 | $11.1M | 0.09% | +287,659+91.8% | Added |
| D. E. Shaw & Co., Inc. | 629,321 | $11.6M | 0.02% | −407,229−39.3% | Reduced |
| Armistice Capital, LLC | 736,000 | $13.6M | 0.35% | +736,000 | New |
| JPMorgan Chase & Co | 736,620 | $13.6M | 0.00% | +265,298+56.3% | Added |
| Golden Gate Private Equity, Inc. | 751,785 | $13.9M | 10.34% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 825,677 | $15.2M | 0.00% | −42,134−4.9% | Reduced |
| Weiss Asset Management LP | 976,739 | $18.0M | 0.48% | +445,000+83.7% | Added |
| Renaissance Technologies LLC | 987,800 | $18.2M | 0.02% | −23,100−2.3% | Reduced |
| No Street GP LP | 1,000,000 | $18.5M | 2.93% | +1,000,000 | New |
| Russell Investments Group, Ltd. | 1,250,355 | $23.1M | 0.05% | −47,216−3.6% | Reduced |
| Invesco Ltd. | 1,271,680 | $23.5M | 0.01% | +655,632+106.4% | Added |
| State Street Corp | 1,720,697 | $31.8M | 0.00% | −27,988−1.6% | Reduced |
| Newtyn Management, LLC | 1,748,389 | $32.3M | 6.11% | +248,389+16.6% | Added |
| Engine Capital Management, LP | 2,211,613 | $40.8M | 17.09% | +413,485+23.0% | Added |
| Dimensional Fund Advisors LP | 2,278,363 | $42.1M | 0.02% | −128,127−5.3% | Reduced |
| P2 Capital Partners, LLC | 2,300,000 | $42.5M | 4.81% | +500,000+27.8% | Added |
| Hill Path Capital LP | 2,312,749 | $42.7M | 2.42% | 00.0% | Unchanged |
| Van Berkom & Associates Inc. | 3,033,126 | $56.0M | 2.34% | −436,325−12.6% | Reduced |
| Vanguard Group Inc | 5,061,240 | $93.4M | 0.00% | −31,197−0.6% | Reduced |
| BlackRock Inc. | 7,488,825 | $138.2M | 0.00% | −352,747−4.5% | Reduced |
| Phase 2 Partners, LLC | 0 | $0 | 0.00% | −375,962−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −298,113−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −211,444−100.0% | Sold out |
| HN Saltoro Capital, LP | 0 | $0 | 0.00% | −85,000−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −54,069−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −52,775−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −40,463−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −38,745−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −26,038−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −18,464−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −12,918−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −10,820−100.0% | Sold out |
| Econ Financial Services Corp | 0 | $0 | 0.00% | −6,424−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Tarbox Family Office, Inc. | 0 | $0 | 0.00% | −43−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |
| IndexIQ Advisors LLC | – | – | – | – | Not filed |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| Teachers Retirement System of the State of Kentucky | – | – | – | – | Not filed |