Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Avantax, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +4 vs. Q4 2021
- Shares held
- 44.9M
- −478.7K (−1.1%) vs. Q4 2021
- Total value
- $877.3M
- +$92.1M (+11.7%) vs. Q4 2021
- New holders
- 16
- 45 more added
- Sold out
- 12
- 63 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 66,699 | $1.30M | 0.00% | +8,442+14.5% | Added |
| BNP Paribas Arbitrage, SA | 71,526 | $1.40M | 0.00% | +43,942+159.3% | Added |
| Verition Fund Management LLC | 75,000 | $1.47M | 0.03% | −2,079−2.7% | Reduced |
| HN Saltoro Capital, LP | 85,000 | $1.66M | 1.74% | +85,000 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 85,500 | $1.67M | 0.01% | +16,500+23.9% | Added |
| Public Sector Pension Investment Board | 90,934 | $1.78M | 0.01% | −8,120−8.2% | Reduced |
| Millennium Management LLC | 106,283 | $2.08M | 0.00% | −69,477−39.5% | Reduced |
| Engineers Gate Manager LP | 108,911 | $2.13M | 0.08% | +88,591+436.0% | Added |
| New York State Teachers Retirement System | 112,915 | $2.21M | 0.00% | +100+0.1% | Added |
| Swiss National Bank | 115,200 | $2.25M | 0.00% | +9,000+8.5% | Added |
| Federated Hermes, Inc. | 115,226 | $2.25M | 0.01% | +32,930+40.0% | Added |
| Employees Retirement System of Texas | 124,000 | $2.42M | 0.03% | +62,000+100.0% | Added |
| Goldman Sachs Group Inc | 128,117 | $2.50M | 0.00% | +55,877+77.3% | Added |
| Rhumbline Advisers | 131,449 | $2.57M | 0.00% | −1,394−1.0% | Reduced |
| Parametric Portfolio Associates LLC | 134,712 | $2.63M | 0.00% | +7,717+6.1% | Added |
| Legal & General Group Plc | 137,164 | $2.68M | 0.00% | −1,152−0.8% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 151,400 | $2.96M | 0.01% | +151,400 | New |
| Ameriprise Financial Inc | 199,717 | $3.90M | 0.00% | −1,205−0.6% | Reduced |
| Kestrel Investment Management Corp | 205,250 | $4.01M | 1.90% | −3,700−1.8% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 211,444 | $4.13M | 0.10% | −37,393−15.0% | Reduced |
| Boston Partners | 222,328 | $4.35M | 0.01% | +69,331+45.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 225,874 | $4.42M | 0.01% | −43,380−16.1% | Reduced |
| Morgan Stanley | 229,299 | $4.48M | 0.00% | +11,143+5.1% | Added |
| Ancora Advisors, LLC | 251,762 | $4.92M | 0.12% | −1,437,460−85.1% | Reduced |
| Rothschild & Co Asset Management US Inc. | 272,316 | $5.32M | 0.07% | +189,447+228.6% | Added |
| Deutsche Bank AG | 279,841 | $5.47M | 0.00% | −21,882−7.3% | Reduced |
| Two Sigma Investments, LP | 298,113 | $5.83M | 0.02% | +254,103+577.4% | Added |
| Jacobs Levy Equity Management, Inc | 313,348 | $6.13M | 0.04% | −193,868−38.2% | Reduced |
| Principal Financial Group Inc | 322,000 | $6.29M | 0.00% | −2,468−0.8% | Reduced |
| Charles Schwab Investment Management Inc | 355,863 | $6.96M | 0.00% | −149,006−29.5% | Reduced |
| Phase 2 Partners, LLC | 375,962 | $7.35M | 4.80% | +375,962 | New |
| Two Sigma Advisers, LP | 377,451 | $7.38M | 0.02% | +151,300+66.9% | Added |
| Nuveen Asset Management, LLC | 407,399 | $7.83M | 0.00% | −9,149−2.2% | Reduced |
| Norges Bank | 435,136 | $8.51M | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 458,522 | $8.96M | 0.00% | −4,149−0.9% | Reduced |
| JPMorgan Chase & Co | 471,322 | $9.21M | 0.00% | −6,294−1.3% | Reduced |
| Archon Capital Management LLC | 487,348 | $9.53M | 2.46% | −198,056−28.9% | Reduced |
| Weiss Asset Management LP | 531,739 | $10.4M | 0.23% | +437,049+461.6% | Added |
| Northern Trust Corp | 558,041 | $10.9M | 0.00% | −17,064−3.0% | Reduced |
| Invesco Ltd. | 616,048 | $12.0M | 0.00% | +2,105+0.3% | Added |
| Golden Gate Private Equity, Inc. | 751,785 | $14.7M | 6.74% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 867,811 | $17.0M | 0.00% | +28,314+3.4% | Added |
| Renaissance Technologies LLC | 1,010,900 | $19.8M | 0.02% | −95,800−8.7% | Reduced |
| D. E. Shaw & Co., Inc. | 1,036,550 | $20.3M | 0.03% | −159,903−13.4% | Reduced |
| Russell Investments Group, Ltd. | 1,297,571 | $25.4M | 0.04% | −225,093−14.8% | Reduced |
| Newtyn Management, LLC | 1,500,000 | $29.3M | 7.02% | +900,000+150.0% | Added |
| State Street Corp | 1,748,685 | $34.2M | 0.00% | −9,460−0.5% | Reduced |
| Engine Capital Management, LP | 1,798,128 | $35.2M | 10.13% | +1,112,420+162.2% | Added |
| P2 Capital Partners, LLC | 1,800,000 | $35.2M | 3.33% | −500,000−21.7% | Reduced |
| Hill Path Capital LP | 2,312,749 | $45.2M | 1.72% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 2,406,490 | $47.0M | 0.01% | −249,366−9.4% | Reduced |
| Van Berkom & Associates Inc. | 3,469,451 | $67.8M | 2.43% | −462,843−11.8% | Reduced |
| Vanguard Group Inc | 5,092,437 | $99.6M | 0.00% | +86,278+1.7% | Added |
| BlackRock Inc. | 7,841,572 | $153.3M | 0.00% | +7,717+0.1% | Added |
| Advisor Group Holdings, Inc. | 360 | – | – | +105+41.2% | Added |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −332,458−100.0% | Sold out |
| Benefit Street Partners LLC | 0 | $0 | 0.00% | −59,100−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −53,201−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −43,255−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −38,282−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −11,650−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −7,094−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −363−100.0% | Sold out |
| Fuller & Thaler Asset Management, Inc. | 0 | $0 | 0.00% | −123−100.0% | Sold out |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −128−100.0% | Sold out |
| Sageworth Trust Co | 0 | $0 | 0.00% | −46−100.0% | Sold out |