Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Avantax, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 151
- +10 vs. Q3 2021
- Shares held
- 45.4M
- +1.58M (+3.6%) vs. Q3 2021
- Total value
- $785.2M
- +$103.0M (+15.1%) vs. Q3 2021
- New holders
- 24
- 42 more added
- Sold out
- 14
- 58 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| California State Teachers Retirement System | 67,546 | $1.17M | 0.00% | +1,677+2.5% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 69,000 | $1.20M | 0.01% | +69,000 | New |
| Goldman Sachs Group Inc | 72,240 | $1.25M | 0.00% | −4,371−5.7% | Reduced |
| Verition Fund Management LLC | 77,079 | $1.33M | 0.02% | +1,589+2.1% | Added |
| Bank of America Corp | 77,727 | $1.35M | 0.00% | +21,573+38.4% | Added |
| Tudor Investment Corp Et Al | 81,305 | $1.41M | 0.03% | +68+0.1% | Added |
| Federated Hermes, Inc. | 82,296 | $1.43M | 0.00% | +82,296 | New |
| Rothschild & Co Asset Management US Inc. | 82,869 | $1.44M | 0.02% | −4,020−4.6% | Reduced |
| Weiss Asset Management LP | 94,690 | $1.64M | 0.04% | +94,690 | New |
| Public Sector Pension Investment Board | 99,054 | $1.72M | 0.01% | −39,057−28.3% | Reduced |
| Swiss National Bank | 106,200 | $1.84M | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 112,815 | $1.95M | 0.00% | −1,000−0.9% | Reduced |
| Parametric Portfolio Associates LLC | 126,995 | $2.20M | 0.00% | +17,665+16.2% | Added |
| Rhumbline Advisers | 132,843 | $2.30M | 0.00% | −404−0.3% | Reduced |
| Legal & General Group Plc | 138,316 | $2.40M | 0.00% | +3,809+2.8% | Added |
| Boston Partners | 152,997 | $2.65M | 0.00% | +24,457+19.0% | Added |
| Millennium Management LLC | 175,760 | $3.04M | 0.00% | +5,056+3.0% | Added |
| Ameriprise Financial Inc | 200,922 | $3.48M | 0.00% | −2,853−1.4% | Reduced |
| Kestrel Investment Management Corp | 208,950 | $3.62M | 1.63% | −2,900−1.4% | Reduced |
| Morgan Stanley | 218,156 | $3.78M | 0.00% | −25,954−10.6% | Reduced |
| Two Sigma Advisers, LP | 226,151 | $3.92M | 0.01% | +4,300+1.9% | Added |
| Weiss Multi-Strategy Advisers LLC | 248,837 | $4.31M | 0.10% | −135,892−35.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 269,254 | $4.66M | 0.01% | +10,194+3.9% | Added |
| Deutsche Bank AG | 301,723 | $5.22M | 0.00% | +51,377+20.5% | Added |
| Principal Financial Group Inc | 324,468 | $5.62M | 0.00% | −7,912−2.4% | Reduced |
| Balyasny Asset Management LLC | 332,458 | $5.76M | 0.02% | −255,224−43.4% | Reduced |
| Arrowstreet Capital, Limited Partnership | 353,699 | $6.13M | 0.01% | +309,277+696.2% | Added |
| Nuveen Asset Management, LLC | 416,548 | $6.99M | 0.00% | −97,253−18.9% | Reduced |
| Norges Bank | 435,136 | $7.54M | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 462,671 | $8.01M | 0.00% | +27,074+6.2% | Added |
| JPMorgan Chase & Co | 477,616 | $8.27M | 0.00% | −13,374−2.7% | Reduced |
| Charles Schwab Investment Management Inc | 504,869 | $8.74M | 0.00% | +53,421+11.8% | Added |
| Jacobs Levy Equity Management, Inc | 507,216 | $8.79M | 0.06% | −32,360−6.0% | Reduced |
| Northern Trust Corp | 575,105 | $9.96M | 0.00% | −19,229−3.2% | Reduced |
| Newtyn Management, LLC | 600,000 | $10.4M | 2.76% | +600,000 | New |
| Invesco Ltd. | 613,943 | $10.6M | 0.00% | −16,965−2.7% | Reduced |
| Archon Capital Management LLC | 685,404 | $11.9M | 2.67% | 00.0% | Unchanged |
| Engine Capital Management, LP | 685,708 | $11.9M | 3.15% | +685,708 | New |
| Golden Gate Private Equity, Inc. | 751,785 | $13.0M | 2.62% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 839,497 | $14.5M | 0.00% | +42,980+5.4% | Added |
| Renaissance Technologies LLC | 1,106,700 | $19.2M | 0.02% | −307,196−21.7% | Reduced |
| D. E. Shaw & Co., Inc. | 1,196,453 | $20.7M | 0.03% | −291,937−19.6% | Reduced |
| Russell Investments Group, Ltd. | 1,522,664 | $26.4M | 0.04% | −96,307−5.9% | Reduced |
| Ancora Advisors, LLC | 1,689,222 | $29.3M | 0.70% | +20,990+1.3% | Added |
| State Street Corp | 1,758,145 | $30.5M | 0.00% | +89,001+5.3% | Added |
| P2 Capital Partners, LLC | 2,300,000 | $39.8M | 3.11% | 00.0% | Unchanged |
| Hill Path Capital LP | 2,312,749 | $40.1M | 1.76% | +1,831,249+380.3% | Added |
| Dimensional Fund Advisors LP | 2,655,856 | $46.0M | 0.01% | −446,601−14.4% | Reduced |
| Van Berkom & Associates Inc. | 3,932,294 | $68.1M | 2.01% | −41,822−1.1% | Reduced |
| Vanguard Group Inc | 5,006,159 | $86.7M | 0.00% | +67,865+1.4% | Added |
| BlackRock Inc. | 7,833,855 | $135.7M | 0.00% | +208,972+2.7% | Added |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −268,291−100.0% | Sold out |
| SCW Capital Management, LP | 0 | $0 | 0.00% | −235,141−100.0% | Sold out |
| CM Management, LLC | 0 | $0 | 0.00% | −65,000−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −41,871−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −27,363−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −25,350−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −15,074−100.0% | Sold out |
| Wedge Capital Management L L P | 0 | $0 | 0.00% | −11,595−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −8,559−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −5,798−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −627−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −30−100.0% | Sold out |