Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Aqua Metals, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- −3 vs. Q4 2021
- Shares held
- 12.2M
- −1.67M (−12.0%) vs. Q4 2021
- Total value
- $18.5M
- +$1.43M (+8.3%) vs. Q4 2021
- New holders
- 5
- 15 more added
- Sold out
- 8
- 20 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 56 | $0 | 0.00% | −6,752−99.2% | Reduced |
| HM Payson & Co | 300 | $0 | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 100 | $0 | 0.00% | +100 | New |
| US Bancorp | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,050 | $2.00K | 0.00% | +1,050 | New |
| UBS Group AG | 1,875 | $3.00K | 0.00% | −95,344−98.1% | Reduced |
| Huntington National Bank | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,913 | $4.00K | 0.00% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 3,000 | $5.00K | 0.00% | +3,000 | New |
| American Portfolios Advisors | 4,200 | $6.34K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,723 | $7.00K | 0.00% | −6,659−58.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,796 | $7.00K | 0.00% | +4,696+4,696.0% | Added |
| Westside Investment Management, Inc. | 5,500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,560 | $8.00K | 0.00% | 00.0% | Unchanged |
| David R. Rahn & Associates Inc. | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,960 | $15.0K | 0.00% | +32+0.3% | Added |
| Mutual Advisors, LLC | 10,000 | $15.0K | 0.00% | +10,000 | New |
| Commonwealth Equity Services, LLC | 11,197 | $16.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 11,341 | $17.0K | 0.01% | −1,810−13.8% | Reduced |
| Goldman Sachs Group Inc | 12,815 | $19.0K | 0.00% | −42,099−76.7% | Reduced |
| Wolverine Trading, LLC | 13,814 | $20.0K | 0.00% | −24,617−64.1% | Reduced |
| LPL Financial LLC | 13,382 | $20.0K | 0.00% | −1,600−10.7% | Reduced |
| Ledge Wealth Management, Inc. | 14,005 | $21.0K | 0.01% | +14,005 | New |
| Gsa Capital Partners LLP | 14,337 | $22.0K | 0.00% | −36,140−71.6% | Reduced |
| Brown Advisory Inc | 14,500 | $22.0K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 15,785 | $24.0K | 0.02% | −1,159−6.8% | Reduced |
| Royal Bank of Canada | 17,565 | $26.0K | 0.00% | −9,950−36.2% | Reduced |
| Bank of America Corp | 17,235 | $26.0K | 0.00% | +16,664+2,918.4% | Added |
| Creative Planning | 21,792 | $33.0K | 0.00% | 00.0% | Unchanged |
| White Pine Capital LLC | 22,000 | $33.0K | 0.01% | +3,000+15.8% | Added |
| Royal Capital Wealth Management, LLC | 23,000 | $35.0K | 0.03% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 23,651 | $36.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 23,676 | $36.0K | 0.00% | +4,106+21.0% | Added |
| Two Sigma Securities, LLC | 25,114 | $38.0K | 0.01% | −3,634−12.6% | Reduced |
| Dimensional Fund Advisors LP | 25,774 | $39.0K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $44.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $46.0K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 32,060 | $48.0K | 0.02% | 00.0% | Unchanged |
| Quantum Private Wealth, LLC | 33,449 | $50.0K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 34,744 | $53.0K | 0.00% | −124,700−78.2% | Reduced |
| Marathon Capital Management | 35,000 | $53.0K | 0.02% | +15,000+75.0% | Added |
| National Asset Management, Inc. | 35,750 | $54.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 40,690 | $61.0K | 0.00% | −355−0.9% | Reduced |
| Cetera Advisor Networks LLC | 43,000 | $65.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 45,336 | $68.0K | 0.00% | −36,120−44.3% | Reduced |
| AWM Investment Company, Inc. | 55,474 | $84.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 30,000 | $100.0K | 0.00% | +15,000+100.0% | Added |
| Morgan Stanley | 73,351 | $111.0K | 0.00% | −771,063−91.3% | Reduced |
| Two Sigma Advisers, LP | 90,038 | $136.0K | 0.00% | −75,300−45.5% | Reduced |
| Price T Rowe Associates Inc | 90,500 | $137.0K | 0.00% | +61,200+208.9% | Added |
| Susquehanna International Group, LLP | 100,182 | $151.0K | 0.00% | −7,399−6.9% | Reduced |
| Group One Trading, L.P. | 100,357 | $152.0K | 0.00% | −357,776−78.1% | Reduced |
| Northern Trust Corp | 124,673 | $188.0K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, Ltd. | 150,037 | $227.0K | 0.05% | +67,297+81.3% | Added |
| Millennium Management LLC | 170,967 | $258.0K | 0.00% | −258,968−60.2% | Reduced |
| State Street Corp | 250,234 | $378.0K | 0.00% | +18,710+8.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 470,015 | $710.0K | 0.00% | +172,300+57.9% | Added |
| Geode Capital Management, LLC | 646,753 | $976.0K | 0.00% | +71,255+12.4% | Added |
| BlackRock Inc. | 1,198,749 | $1.81M | 0.00% | +4,181+0.4% | Added |
| Ieq Capital, LLC | 1,822,044 | $2.75M | 0.07% | +336,840+22.7% | Added |
| Vanguard Group Inc | 2,334,562 | $3.52M | 0.00% | −434,310−15.7% | Reduced |
| Baird Financial Group, Inc. | 3,784,878 | $5.71M | 0.01% | +384,871+11.3% | Added |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −211,714−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −117,484−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −80,425−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −52,519−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −11,073−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Tri-Star Advisors Inc. | 0 | $0 | 0.00% | −10,212−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |