Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Aqua Metals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- +5 vs. Q3 2021
- Shares held
- 13.9M
- +838.4K (+6.4%) vs. Q3 2021
- Total value
- $17.1M
- −$10.0M (−36.9%) vs. Q3 2021
- New holders
- 14
- 18 more added
- Sold out
- 9
- 15 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HM Payson & Co | 300 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 100 | $0 | 0.00% | +100 | New |
| Bank of America Corp | 571 | $1.00K | 0.00% | −1,755−75.5% | Reduced |
| Harbour Investments, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 800 | $1.00K | 0.00% | +800 | New |
| Huntington National Bank | 2,000 | $2.00K | 0.00% | +2,000 | New |
| Advisor Group Holdings, Inc. | 2,913 | $3.00K | 0.00% | +2,063+242.7% | Added |
| American Portfolios Advisors | 4,200 | $5.17K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,560 | $6.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $6.00K | 0.00% | +1,500+37.5% | Added |
| Cutler Group LP | 6,808 | $8.00K | 0.00% | −1,166−14.6% | Reduced |
| Barclays PLC | 10,000 | $12.0K | 0.00% | −11,228−52.9% | Reduced |
| David R. Rahn & Associates Inc. | 10,000 | $12.0K | 0.01% | +10,000 | New |
| Tri-Star Advisors Inc. | 10,212 | $12.0K | 0.01% | +10,212 | New |
| Commonwealth Equity Services, LLC | 11,197 | $13.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,928 | $13.0K | 0.00% | +1,002+11.2% | Added |
| Walleye Capital LLC | 11,073 | $14.0K | 0.00% | −35,209−76.1% | Reduced |
| Tower Research Capital LLC (TRC) | 11,382 | $14.0K | 0.00% | −21,704−65.6% | Reduced |
| XTX Topco Ltd | 13,151 | $16.0K | 0.01% | +13,151 | New |
| IFP Advisors, Inc | 15,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 14,982 | $18.0K | 0.00% | +600+4.2% | Added |
| HighMark Wealth Management LLC | 16,944 | $21.0K | 0.01% | −1,306−7.2% | Reduced |
| White Pine Capital LLC | 19,000 | $23.0K | 0.01% | −9,000−32.1% | Reduced |
| HighTower Advisors, LLC | 19,570 | $24.0K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 20,000 | $25.0K | 0.01% | +5,000+33.3% | Added |
| Creative Planning | 21,792 | $27.0K | 0.00% | +21,792 | New |
| Royal Capital Wealth Management, LLC | 23,000 | $28.0K | 0.03% | +23,000 | New |
| Charles Schwab Investment Management Inc | 23,651 | $30.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $32.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 27,515 | $34.0K | 0.00% | +15,250+124.3% | Added |
| Two Sigma Securities, LLC | 28,748 | $35.0K | 0.01% | +28,748 | New |
| Price T Rowe Associates Inc | 29,300 | $36.0K | 0.00% | −32,400−52.5% | Reduced |
| Williams Jones Wealth Management, LLC. | 29,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $38.0K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 32,060 | $39.0K | 0.01% | 00.0% | Unchanged |
| Quantum Private Wealth, LLC | 33,449 | $41.0K | 0.02% | +33,449 | New |
| National Asset Management, Inc. | 35,750 | $44.0K | 0.00% | +1,550+4.5% | Added |
| Wolverine Trading, LLC | 38,431 | $48.0K | 0.00% | +9,516+32.9% | Added |
| Sigma Planning Corp | 41,045 | $50.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 43,000 | $53.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 50,477 | $62.0K | 0.01% | −295,169−85.4% | Reduced |
| Jane Street Group, LLC | 52,519 | $65.0K | 0.00% | +40,098+322.8% | Added |
| AWM Investment Company, Inc. | 55,474 | $68.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 54,914 | $68.0K | 0.00% | +19,823+56.5% | Added |
| Prescott Group Capital Management, L.L.C. | 80,000 | $98.0K | 0.02% | +80,000 | New |
| Two Sigma Investments, LP | 80,425 | $99.0K | 0.00% | −118,157−59.5% | Reduced |
| Simplex Trading, LLC | 81,456 | $100.0K | 0.00% | +20,740+34.2% | Added |
| Titleist Asset Management, Ltd. | 82,740 | $102.0K | 0.02% | +82,740 | New |
| UBS Group AG | 97,219 | $119.0K | 0.00% | +13,020+15.5% | Added |
| Susquehanna International Group, LLP | 107,581 | $133.0K | 0.00% | −19,035−15.0% | Reduced |
| Virtu Financial LLC | 117,484 | $145.0K | 0.01% | +117,484 | New |
| Northern Trust Corp | 124,673 | $153.0K | 0.00% | −8,378−6.3% | Reduced |
| Citadel Advisors LLC | 159,444 | $196.0K | 0.00% | +8,931+5.9% | Added |
| Two Sigma Advisers, LP | 165,338 | $203.0K | 0.00% | +83,200+101.3% | Added |
| BNP Paribas Arbitrage, SA | 211,714 | $260.4K | 0.00% | +211,714 | New |
| State Street Corp | 231,524 | $285.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 297,715 | $366.0K | 0.00% | +52,150+21.2% | Added |
| Millennium Management LLC | 429,935 | $529.0K | 0.00% | +124,547+40.8% | Added |
| Group One Trading, L.P. | 458,133 | $564.0K | 0.01% | −81,860−15.2% | Reduced |
| Geode Capital Management, LLC | 575,498 | $707.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 844,414 | $1.04M | 0.00% | +323,617+62.1% | Added |
| BlackRock Inc. | 1,194,568 | $1.47M | 0.00% | −11,097−0.9% | Reduced |
| Ieq Capital, LLC | 1,485,204 | $1.83M | 0.04% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,768,872 | $3.41M | 0.00% | −94,506−3.3% | Reduced |
| Baird Financial Group, Inc. | 3,400,007 | $4.18M | 0.01% | +510,841+17.7% | Added |
| Bank of Montreal | 0 | $0 | 0.00% | −141,426−100.0% | Sold out |
| Golden Green, Inc. | 0 | $0 | 0.00% | −112,577−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −11,377−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −5,800−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Firestone Capital Management | 0 | $0 | 0.00% | −1,900−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −159−100.0% | Sold out |