Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −8 vs. Q2 2021
- Shares held
- 13.1M
- +288.2K (+2.3%) vs. Q2 2021
- Total value
- $27.1M
- −$11.2M (−29.2%) vs. Q2 2021
- New holders
- 6
- 11 more added
- Sold out
- 14
- 21 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| O'Shaughnessy Asset Management, LLC | 159 | $0 | 0.00% | −63−28.4% | Reduced |
| Harbour Investments, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 850 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,326 | $5.00K | 0.00% | −4,613−66.5% | Reduced |
| Banque Cantonale Vaudoise | 3,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 1,900 | $6.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 4,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,200 | $8.69K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,560 | $11.0K | 0.00% | +2,780+100.0% | Added |
| Spire Wealth Management | 5,800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 7,974 | $16.0K | 0.00% | −4,642−36.8% | Reduced |
| Wells Fargo & Company | 8,926 | $19.0K | 0.00% | −12−0.1% | Reduced |
| Brewin Dolphin Ltd | 10,000 | $20.7K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 11,197 | $23.0K | 0.00% | −6,200−35.6% | Reduced |
| Qube Research & Technologies Ltd | 11,377 | $24.0K | 0.00% | +11,377 | New |
| Royal Bank of Canada | 12,265 | $25.0K | 0.00% | −5,312−30.2% | Reduced |
| Jane Street Group, LLC | 12,421 | $26.0K | 0.00% | −71,113−85.1% | Reduced |
| LPL Financial LLC | 14,382 | $30.0K | 0.00% | −1,000−6.5% | Reduced |
| Brown Advisory Inc | 14,500 | $30.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $31.0K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 15,000 | $32.0K | 0.01% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 18,250 | $38.0K | 0.03% | −665−3.5% | Reduced |
| HighTower Advisors, LLC | 19,570 | $41.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 21,228 | $44.0K | 0.00% | +21,228 | New |
| Charles Schwab Investment Management Inc | 23,651 | $49.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $53.0K | 0.00% | −139−0.5% | Reduced |
| White Pine Capital LLC | 28,000 | $58.0K | 0.02% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $60.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 28,915 | $62.0K | 0.00% | −29,052−50.1% | Reduced |
| Bank of New York Mellon Corp | 30,608 | $63.0K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 32,060 | $66.0K | 0.02% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 33,086 | $68.0K | 0.00% | +22,512+212.9% | Added |
| National Asset Management, Inc. | 34,200 | $71.0K | 0.00% | −15,800−31.6% | Reduced |
| Goldman Sachs Group Inc | 35,091 | $73.0K | 0.00% | −1,614−4.4% | Reduced |
| Sigma Planning Corp | 41,045 | $85.0K | 0.00% | −205−0.5% | Reduced |
| Cetera Advisor Networks LLC | 43,000 | $89.0K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 46,282 | $96.0K | 0.00% | +46,282 | New |
| AWM Investment Company, Inc. | 55,474 | $115.0K | 0.01% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 61,700 | $128.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 82,138 | $170.0K | 0.00% | +82,138 | New |
| UBS Group AG | 84,199 | $174.0K | 0.00% | +523+0.6% | Added |
| Simplex Trading, LLC | 60,716 | $177.0K | 0.01% | −15,873−20.7% | Reduced |
| Golden Green, Inc. | 112,577 | $233.0K | 0.18% | −2,048−1.8% | Reduced |
| Susquehanna International Group, LLP | 126,616 | $262.0K | 0.00% | −502,885−79.9% | Reduced |
| Northern Trust Corp | 133,051 | $275.0K | 0.00% | −8,408−5.9% | Reduced |
| Bank of Montreal | 141,426 | $301.0K | 0.00% | +141,426 | New |
| Citadel Advisors LLC | 150,513 | $312.0K | 0.00% | −17,597−10.5% | Reduced |
| Two Sigma Investments, LP | 198,582 | $411.0K | 0.00% | +198,582 | New |
| State Street Corp | 231,524 | $479.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 245,565 | $508.0K | 0.00% | +15,500+6.7% | Added |
| Millennium Management LLC | 305,388 | $632.0K | 0.00% | −173,522−36.2% | Reduced |
| Gsa Capital Partners LLP | 345,646 | $715.0K | 0.07% | +209,891+154.6% | Added |
| Morgan Stanley | 520,797 | $1.08M | 0.00% | +443,836+576.7% | Added |
| Group One Trading, L.P. | 539,993 | $1.12M | 0.02% | +179,343+49.7% | Added |
| Geode Capital Management, LLC | 575,498 | $1.19M | 0.00% | +6,016+1.1% | Added |
| BlackRock Inc. | 1,205,665 | $2.50M | 0.00% | −2,978−0.2% | Reduced |
| Ieq Capital, LLC | 1,485,204 | $3.07M | 0.08% | +268,141+22.0% | Added |
| Vanguard Group Inc | 2,863,378 | $5.93M | 0.00% | +2,337+0.1% | Added |
| Baird Financial Group, Inc. | 2,889,166 | $5.98M | 0.02% | +354,617+14.0% | Added |
| Deutsche Bank AG | 0 | $0 | 0.00% | −314,104−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −101,300−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −93,358−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −50,349−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −49,726−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −46,751−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −35,318−100.0% | Sold out |
| IPG Investment Advisors LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,904−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −16,677−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,148−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |