Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Apollo Endosurgery, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +29 vs. Q3 2022
- Shares held
- 37.0M
- +5.89M (+18.9%) vs. Q3 2022
- Total value
- $369.0M
- +$197.5M (+115.2%) vs. Q3 2022
- New holders
- 40
- 19 more added
- Sold out
- 11
- 14 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 6,183,603 | $61.7M | 15.48% | +2,219,962+56.0% | Added |
| Nantahala Capital Management, LLC | 4,056,627 | $40.4M | 3.65% | +82,721+2.1% | Added |
| Stonepine Capital Management, LLC | 3,726,584 | $37.2M | 15.63% | +893,953+31.6% | Added |
| Citigroup Inc | 2,386,557 | $23.8M | 0.03% | +376,119+18.7% | Added |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $17.4M | 0.36% | 00.0% | Unchanged |
| Gagnon Securities LLC | 1,703,175 | $17.0M | 3.76% | −83,310−4.7% | Reduced |
| Archon Capital Management LLC | 1,645,443 | $16.4M | 6.31% | −196,641−10.7% | Reduced |
| Vanguard Group Inc | 1,467,367 | $14.6M | 0.00% | +105,589+7.8% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $13.3M | 8.95% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,074,350 | $10.7M | 0.00% | +1,074,350 | New |
| AWM Investment Company, Inc. | 786,809 | $7.84M | 1.13% | −43,288−5.2% | Reduced |
| Woodline Partners LP | 762,800 | $7.61M | 0.10% | +762,800 | New |
| Boone Capital Management LLC | 718,419 | $7.16M | 3.68% | +718,419 | New |
| Berry Street Capital Management LLP | 625,000 | $6.23M | 3.26% | +625,000 | New |
| Russell Investments Group, Ltd. | 593,805 | $5.92M | 0.01% | −358,927−37.7% | Reduced |
| BlackRock Inc. | 512,741 | $5.11M | 0.00% | −59,571−10.4% | Reduced |
| Vivaldi Asset Management, LLC | 474,664 | $4.73M | 0.25% | +474,664 | New |
| Water Island Capital LLC | 449,636 | $4.48M | 0.38% | +449,636 | New |
| Millennium Management LLC | 439,913 | $4.39M | 0.00% | +388,982+763.7% | Added |
| Magnetar Financial LLC | 415,194 | $4.14M | 0.07% | +415,194 | New |
| Gilder Gagnon Howe & Co LLC | 373,005 | $3.72M | 0.07% | −88,582−19.2% | Reduced |
| Geode Capital Management, LLC | 372,329 | $3.71M | 0.00% | +28,878+8.4% | Added |
| Morgan Stanley | 342,647 | $3.42M | 0.00% | +340,695+17,453.6% | Added |
| AIGH Capital Management LLC | 316,436 | $3.15M | 1.04% | −192,100−37.8% | Reduced |
| Federated Hermes, Inc. | 308,000 | $3.07M | 0.01% | +308,000 | New |
| Qube Research & Technologies Ltd | 286,040 | $2.85M | 0.02% | +286,040 | New |
| Gabelli Funds LLC | 277,274 | $2.76M | 0.02% | +277,274 | New |
| Bardin Hill Management Partners LP | 257,312 | $2.57M | 0.56% | +257,312 | New |
| Renaissance Technologies LLC | 209,600 | $2.09M | 0.00% | +114,300+119.9% | Added |
| TIG Advisors, LLC | 196,665 | $1.96M | 0.13% | +196,665 | New |
| Northern Trust Corp | 196,589 | $1.96M | 0.00% | +3,585+1.9% | Added |
| Gabelli & Co Investment Advisers, Inc. | 191,850 | $1.91M | 0.41% | +191,850 | New |
| Bridgeway Capital Management, LLC | 175,200 | $1.75M | 0.05% | 00.0% | Unchanged |
| Apis Capital Advisors, LLC | 170,000 | $1.69M | 1.96% | +30,000+21.4% | Added |
| GWM Asset Management Ltd | 165,691 | $1.65M | 9.83% | +165,691 | New |
| Glazer Capital, LLC | 162,947 | $1.63M | 0.04% | +162,947 | New |
| Susquehanna International Group, LLP | 162,525 | $1.62M | 0.00% | +162,525 | New |
| Goldman Sachs Group Inc | 149,233 | $1.49M | 0.00% | −746,980−83.3% | Reduced |
| BCK Capital Management LP | 139,000 | $1.39M | 1.43% | +139,000 | New |
| Boston Partners | 136,323 | $1.36M | 0.00% | −32,210−19.1% | Reduced |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.30M | 0.21% | 00.0% | Unchanged |
| State Street Corp | 117,966 | $1.18M | 0.00% | +28,600+32.0% | Added |
| HRT Financial LP | 80,598 | $803.0K | 0.01% | +80,598 | New |
| Worth Venture Partners, LLC | 77,696 | $774.6K | 0.46% | −48,839−38.6% | Reduced |
| Dimensional Fund Advisors LP | 61,247 | $611.0K | 0.00% | −5,142−7.7% | Reduced |
| Bank of New York Mellon Corp | 55,941 | $557.7K | 0.00% | +7,594+15.7% | Added |
| CSS LLC | 50,215 | $500.6K | 0.03% | +50,215 | New |
| Neuberger Berman Group LLC | 50,000 | $498.5K | 0.00% | 00.0% | Unchanged |
| Harvest Management LLC | 50,000 | $498.5K | 0.57% | +50,000 | New |
| Trexquant Investment LP | 48,973 | $488.3K | 0.01% | +48,973 | New |
| Gamco Investors, Inc. Et Al | 44,007 | $438.8K | 0.00% | +44,007 | New |
| Maven Securities LTD | 43,751 | $436.2K | 0.09% | +43,751 | New |
| Jane Street Group, LLC | 41,559 | $414.3K | 0.00% | +41,559 | New |
| Bank of America Corp | 40,965 | $408.4K | 0.00% | +1,758+4.5% | Added |
| Crystalline Management Inc. | 37,319 | $372.1K | 0.19% | +37,319 | New |
| Jump Financial, LLC | 35,582 | $354.8K | 0.02% | +24,382+217.7% | Added |
| UBS Group AG | 35,328 | $352.2K | 0.00% | +31,773+893.8% | Added |
| Trium Capital LLP | 32,488 | $324.0K | 0.15% | +32,488 | New |
| University of Texas/Texas Am Investment Managment Co | 31,202 | $311.0K | 0.12% | 00.0% | Unchanged |
| Thompson Davis & Co., Inc. | 27,000 | $269.2K | 0.38% | −47,078−63.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 26,931 | $268.5K | 0.00% | +26,931 | New |
| Quantbot Technologies LP | 24,125 | $240.5K | 0.02% | +24,125 | New |
| Cubist Systematic Strategies, LLC | 19,623 | $195.6K | 0.00% | +19,623 | New |
| Barclays PLC | 17,762 | $177.1K | 0.00% | +16,604+1,433.9% | Added |
| Charles Schwab Investment Management Inc | 17,198 | $171.5K | 0.00% | 00.0% | Unchanged |
| Lighthouse Investment Partners, LLC | 16,065 | $160.2K | 0.03% | +16,065 | New |
| Highland Capital Management Fund Advisors, L.P. | 13,900 | $138.6K | 0.01% | +13,900 | New |
| Verition Fund Management LLC | 13,000 | $129.6K | 0.00% | +13,000 | New |
| Balyasny Asset Management LLC | 12,706 | $126.7K | 0.00% | +12,706 | New |
| Squarepoint Ops LLC | 12,658 | $126.2K | 0.00% | +12,658 | New |
| Mirabella Financial Services LLP | 12,120 | $120.8K | 0.01% | +12,120 | New |
| Morris Financial Concepts, Inc. | 11,149 | $111.2K | 0.09% | +11,149 | New |
| Citadel Advisors LLC | 10,417 | $103.9K | 0.00% | −55,610−84.2% | Reduced |
| Wolverine Asset Management LLC | 6,724 | $67.0K | 0.00% | +6,724 | New |
| Lazard Asset Management LLC | 5,701 | $56.0K | 0.00% | −5,203−47.7% | Reduced |
| Tower Research Capital LLC (TRC) | 3,495 | $35.0K | 0.00% | +3,231+1,223.9% | Added |
| Cutler Group LP | 1,300 | $12.0K | 0.00% | +1,300 | New |
| Group One Trading, L.P. | 360 | $3.59K | 0.00% | +360 | New |
| Wells Fargo & Company | 264 | $2.63K | 0.00% | +12+4.8% | Added |
| FMR LLC | 155 | $1.54K | 0.00% | +155 | New |
| Sugarloaf Wealth Management, LLC | 65 | $648 | 0.00% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −1,137,105−100.0% | Sold out |
| Silverarc Capital Management, LLC | 0 | $0 | 0.00% | −1,136,206−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −657,690−100.0% | Sold out |
| Pura Vida Investments, LLC | 0 | $0 | 0.00% | −427,057−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −400,573−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −207,842−100.0% | Sold out |
| 1492 Capital Management LLC | 0 | $0 | 0.00% | −74,265−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −30,783−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −22,002−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −15,385−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Parian Global Management LP | – | – | – | – | Not filed |