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Livermore
ZHEN

Apollo Endosurgery, Inc.

APENDelisted Apr 4, 2023
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001251769

Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.

Q4 2022 vs. Q3 2022

How the institutions holding Apollo Endosurgery, Inc. changed between Q3 2022 and Q4 2022.

All holders in Q4 2022All holders in Q3 2022

13F holders of APEN: Q3 2022 compared with Q4 2022
MeasureQ3 2022Of which not filed for Q4 2022Q4 2022Change
Holders53181+29
Shares31.6M527.1K37.0M+5.89M (+18.9%)
Value$174.3M$2.90M$369.0M+$197.5M (+115.2%)

1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (40)

Institutions that held Apollo Endosurgery, Inc. at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to APEN in Q4 2022
InstitutionSharesValue% of portfolio
JPMorgan Chase & Co1,074,350$10.7M0.00%
Woodline Partners LP762,800$7.61M0.10%
Boone Capital Management LLC718,419$7.16M3.68%
Berry Street Capital Management LLP625,000$6.23M3.26%
Vivaldi Asset Management, LLC474,664$4.73M0.25%
Water Island Capital LLC449,636$4.48M0.38%
Magnetar Financial LLC415,194$4.14M0.07%
Federated Hermes, Inc.308,000$3.07M0.01%
Qube Research & Technologies Ltd286,040$2.85M0.02%
Gabelli Funds LLC277,274$2.76M0.02%
Bardin Hill Management Partners LP257,312$2.57M0.56%
TIG Advisors, LLC196,665$1.96M0.13%
Gabelli & Co Investment Advisers, Inc.191,850$1.91M0.41%
GWM Asset Management Ltd165,691$1.65M9.83%
Glazer Capital, LLC162,947$1.63M0.04%
Susquehanna International Group, LLP162,525$1.62M0.00%
BCK Capital Management LP139,000$1.39M1.43%
HRT Financial LP80,598$803.0K0.01%
CSS LLC50,215$500.6K0.03%
Harvest Management LLC50,000$498.5K0.57%
Trexquant Investment LP48,973$488.3K0.01%
Gamco Investors, Inc. Et Al44,007$438.8K0.00%
Maven Securities LTD43,751$436.2K0.09%
Jane Street Group, LLC41,559$414.3K0.00%
Crystalline Management Inc.37,319$372.1K0.19%
Trium Capital LLP32,488$324.0K0.15%
Schonfeld Strategic Advisors LLC26,931$268.5K0.00%
Quantbot Technologies LP24,125$240.5K0.02%
Cubist Systematic Strategies, LLC19,623$195.6K0.00%
Lighthouse Investment Partners, LLC16,065$160.2K0.03%
Highland Capital Management Fund Advisors, L.P.13,900$138.6K0.01%
Verition Fund Management LLC13,000$129.6K0.00%
Balyasny Asset Management LLC12,706$126.7K0.00%
Squarepoint Ops LLC12,658$126.2K0.00%
Mirabella Financial Services LLP12,120$120.8K0.01%
Morris Financial Concepts, Inc.11,149$111.2K0.09%
Wolverine Asset Management LLC6,724$67.0K0.00%
Cutler Group LP1,300$12.0K0.00%
Group One Trading, L.P.360$3.59K0.00%
FMR LLC155$1.54K0.00%

Sold out (11)

Institutions that held Apollo Endosurgery, Inc. at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of APEN in Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Soleus Capital Management, L.P.1,137,105$6.26M
Silverarc Capital Management, LLC1,136,206$6.26M
Parkman Healthcare Partners LLC657,690$3.62M
Pura Vida Investments, LLC427,057$2.35M
Essex Investment Management Co LLC400,573$2.21M
Assenagon Asset Management S.A.207,842$1.15M
1492 Capital Management LLC74,265$409.0K
Atom Investors LP30,783$170.0K
Ameriprise Financial Inc22,002$121.0K
Engineers Gate Manager LP15,385$85.0K
BNP Paribas Arbitrage, SA500$2.75K

Not filed for Q4 2022 yet (1)

Institutions that held Apollo Endosurgery, Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding APEN in Q3 2022 that haven't filed for Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Parian Global Management LP527,126$2.90M