Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
Key figures
- Insider buys
- 0
- Open market, last 90 days
- Insider sells
- 0
- Open market, last 90 days
- 13F holders
- 90
- Q1 2023, +9 vs. previous quarter
- 13F value
- $442.4M
- Reported value at the end of Q1 2023
- Superinvestors holding
- 0
- At the end of Q1 2023
Superinvestors holding APEN, Q1 2023
No superinvestor reported holding APEN at the end of Q1 2023.
Latest insider trades
Open-market purchases and sales by Apollo Endosurgery, Inc. insiders from Form 4, newest first.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 (view filing) | Feb 25-Mar 1 | 4 days | Black Jeffrey G.Chief Financial Officer | PPurchase | +40.0K | $5.73 | +$229.1K | +17.8%265.0K after | 3 lots |
| Oct 19, 2021 (view filing) | Oct 15 | 4 days | CPMG Inc10% Owner | PPurchaseClass A common stock | +683.9K | $7.75 | +$5.30M | +46.6%2.15M after | 3 lotsDuplicate filing |
| Oct 19, 2021 (view filing) | Oct 15 | 4 days | McGaughy R Kent JrDirector, 10% Owner | PPurchaseClass A common stock | +683.9K | $7.75 | +$5.30M | +46.6%2.15M after | 3 lots |
| Aug 20, 2021 (view filing) | Aug 18-20 | 2 days | McKhann ChasPresident and CEO | SSale | −63.5K | $7.95 | −$504.2K | −9.0%643.8K after | Amended3 lots |
| Aug 11, 2021 (view filing) | Aug 11 | Same day | Black Jeffrey G.Chief Financial Officer | PPurchase | +25.0K | $8.75 | +$218.8K | New position25.0K after |
Top 10 13F holders, Q1 2023
The largest institutional positions in Apollo Endosurgery, Inc. at the end of Q1 2023; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 6,183,603 | $61.3M | 12.37% | 00.0% | Unchanged |
| Nantahala Capital Management, LLC | 4,575,021 | $45.4M | 4.35% | +518,394+12.8% | Added |
| Highland Capital Management Fund Advisors, L.P. | 3,613,419 | $35.8M | 3.93% | +3,599,519+25,895.8% | Added |
| Citigroup Inc | 2,000,000 | $19.8M | 0.03% | −386,557−16.2% | Reduced |
| Millennium Management LLC | 1,851,473 | $18.4M | 0.02% | +1,411,560+320.9% | Added |
| Woodline Partners LP | 1,809,001 | $17.9M | 0.25% | +1,046,201+137.2% | Added |
| Vanguard Group Inc | 1,794,761 | $17.8M | 0.00% | +327,394+22.3% | Added |
| Schonfeld Strategic Advisors LLC | 1,739,807 | $17.3M | 0.17% | +1,712,876+6,360.2% | Added |
| Gardner Lewis Asset Management L P | 1,428,884 | $14.2M | 5.01% | +1,428,884 | New |
| Ergoteles LLC | 1,414,792 | $14.0M | 0.55% | +1,414,792 | New |
Congress trades
1 member of Congress reported 3 trades in Apollo Endosurgery, Inc. since 2020. Newest filings:
| Filed | Member | Type | Amount |
|---|---|---|---|
| Aug 26, 2021 | Tom MalinowskiDemocrat · House · NJ | Buy | $1K-$15K |
| Mar 5, 2021 | Tom MalinowskiDemocrat · House · NJ | Buy | $1K-$15K |
| Mar 5, 2021 | Tom MalinowskiDemocrat · House · NJ | Sell | $1K-$15K |
Democrat · House · NJ · Aug 26, 2021
Buy$1K-$15K
Democrat · House · NJ · Mar 5, 2021
Buy$1K-$15K
Democrat · House · NJ · Mar 5, 2021
Sell$1K-$15K