Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Apollo Endosurgery, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
APEN is no longer listed, so this page shows Q1 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 90
- +9 vs. Q4 2022
- Shares held
- 43.6M
- +6.59M (+17.8%) vs. Q4 2022
- Total value
- $442.4M
- +$73.4M (+19.9%) vs. Q4 2022
- New holders
- 30
- 33 more added
- Sold out
- 21
- 20 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 6,183,603 | $61.3M | 12.37% | 00.0% | Unchanged |
| Nantahala Capital Management, LLC | 4,575,021 | $45.4M | 4.35% | +518,394+12.8% | Added |
| Highland Capital Management Fund Advisors, L.P. | 3,613,419 | $35.8M | 3.93% | +3,599,519+25,895.8% | Added |
| Citigroup Inc | 2,000,000 | $19.8M | 0.03% | −386,557−16.2% | Reduced |
| Millennium Management LLC | 1,851,473 | $18.4M | 0.02% | +1,411,560+320.9% | Added |
| Woodline Partners LP | 1,809,001 | $17.9M | 0.25% | +1,046,201+137.2% | Added |
| Vanguard Group Inc | 1,794,761 | $17.8M | 0.00% | +327,394+22.3% | Added |
| Schonfeld Strategic Advisors LLC | 1,739,807 | $17.3M | 0.17% | +1,712,876+6,360.2% | Added |
| Gardner Lewis Asset Management L P | 1,428,884 | $14.2M | 5.01% | +1,428,884 | New |
| Ergoteles LLC | 1,414,792 | $14.0M | 0.55% | +1,414,792 | New |
| JPMorgan Chase & Co | 1,338,150 | $13.3M | 0.00% | +263,800+24.6% | Added |
| Gabelli Funds LLC | 1,221,882 | $12.1M | 0.09% | +944,608+340.7% | Added |
| Man Group plc | – | $9.92M | 0.04% | – | New |
| Trium Capital LLP | 992,046 | $9.84M | 4.16% | +959,558+2,953.6% | Added |
| Gabelli & Co Investment Advisers, Inc. | 791,772 | $7.85M | 1.51% | +599,922+312.7% | Added |
| Federated Hermes, Inc. | 721,000 | $7.15M | 0.02% | +413,000+134.1% | Added |
| BlackRock Inc. | 671,529 | $6.66M | 0.00% | +158,788+31.0% | Added |
| Flow State Investments, L.P. | 550,520 | $5.46M | 4.52% | +550,520 | New |
| Capula Management Ltd | 546,965 | $5.43M | 0.47% | +546,965 | New |
| Qube Research & Technologies Ltd | 536,288 | $5.32M | 0.03% | +250,248+87.5% | Added |
| AWM Investment Company, Inc. | 486,761 | $4.83M | 0.65% | −300,048−38.1% | Reduced |
| Vivaldi Asset Management, LLC | 474,664 | $4.71M | 0.20% | 00.0% | Unchanged |
| Bardin Hill Management Partners LP | 443,848 | $4.40M | 1.09% | +186,536+72.5% | Added |
| New York Life Investment Management LLC | 430,063 | $4.27M | 0.05% | +430,063 | New |
| Vazirani Asset Management LLC | 425,000 | $4.22M | 7.97% | +425,000 | New |
| Susquehanna International Group, LLP | 420,511 | $4.17M | 0.01% | +257,986+158.7% | Added |
| Prelude Capital Management, LLC | 420,413 | $4.17M | 0.28% | +420,413 | New |
| Magnetar Financial LLC | 417,191 | $4.14M | 0.08% | +1,997+0.5% | Added |
| Morgan Stanley | 416,826 | $4.13M | 0.00% | +74,179+21.6% | Added |
| Arena Investors LP | 391,467 | $3.88M | 3.64% | +391,467 | New |
| Gilder Gagnon Howe & Co LLC | 371,653 | $3.69M | 0.06% | −1,352−0.4% | Reduced |
| Stonepine Capital Management, LLC | 370,000 | $3.67M | 1.23% | −3,356,584−90.1% | Reduced |
| Geode Capital Management, LLC | 360,480 | $3.58M | 0.00% | −11,849−3.2% | Reduced |
| Crystalline Management Inc. | 308,646 | $3.03M | 2.35% | +271,327+727.0% | Added |
| Syquant Capital SAS | 300,000 | $2.98M | 7.08% | +300,000 | New |
| Goldman Sachs Group Inc | 267,308 | $2.65M | 0.00% | +118,075+79.1% | Added |
| Bank of America Corp | 257,485 | $2.55M | 0.00% | +216,520+528.5% | Added |
| Verition Fund Management LLC | 247,210 | $2.45M | 0.04% | +234,210+1,801.6% | Added |
| Yakira Capital Management, Inc. | 196,615 | $1.95M | 0.50% | +196,615 | New |
| Northern Trust Corp | 190,420 | $1.89M | 0.00% | −6,169−3.1% | Reduced |
| Bridgeway Capital Management, LLC | 175,200 | $1.74M | 0.05% | 00.0% | Unchanged |
| Sagefield Capital LP | 154,500 | $1.53M | 0.35% | +154,500 | New |
| Gamco Investors, Inc. Et Al | 150,777 | $1.50M | 0.02% | +106,770+242.6% | Added |
| GAM Holding AG | 147,220 | $1.46M | 0.10% | +147,220 | New |
| Wolverine Asset Management LLC | 145,847 | $1.45M | 0.03% | +139,123+2,069.1% | Added |
| CSS LLC | 141,980 | $1.41M | 0.11% | +91,765+182.7% | Added |
| BCK Capital Management LP | 141,222 | $1.40M | 1.22% | +2,222+1.6% | Added |
| State Street Corp | 140,566 | $1.39M | 0.00% | +22,600+19.2% | Added |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.29M | 0.20% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 123,100 | $1.22M | 0.00% | −86,500−41.3% | Reduced |
| Russell Investments Group, Ltd. | 103,124 | $1.02M | 0.00% | −490,681−82.6% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 100,000 | $992.0K | 0.01% | +100,000 | New |
| Jane Street Group, LLC | 99,609 | $988.1K | 0.00% | +58,050+139.7% | Added |
| Virtu Financial LLC | 68,454 | $679.0K | 0.07% | +68,454 | New |
| Water Island Capital LLC | 67,123 | $665.9K | 0.05% | −382,513−85.1% | Reduced |
| Gagnon Securities LLC | 66,957 | $664.2K | 0.14% | −1,636,218−96.1% | Reduced |
| Maven Securities LTD | 58,500 | $580.3K | 0.09% | +14,749+33.7% | Added |
| Landscape Capital Management, L.L.C. | 57,037 | $565.8K | 0.08% | +57,037 | New |
| Bank of New York Mellon Corp | 55,737 | $552.9K | 0.00% | −204−0.4% | Reduced |
| Neuberger Berman Group LLC | 50,000 | $496.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 48,933 | $485.0K | 0.01% | +48,933 | New |
| Boston Partners | 32,403 | $321.4K | 0.00% | −103,920−76.2% | Reduced |
| Harvest Management LLC | 30,000 | $297.6K | 0.27% | −20,000−40.0% | Reduced |
| CenterBook Partners LP | 29,628 | $293.9K | 0.04% | +29,628 | New |
| LMR Partners LLP | 26,184 | $259.7K | 0.01% | +26,184 | New |
| Alpine Global Management, LLC | 25,269 | $250.7K | 0.10% | +25,269 | New |
| Jump Financial, LLC | 25,167 | $249.7K | 0.01% | −10,415−29.3% | Reduced |
| Thompson Davis & Co., Inc. | 25,000 | $248.0K | 0.32% | −2,000−7.4% | Reduced |
| Black Maple Capital Management LP | 24,461 | $242.7K | 0.30% | +24,461 | New |
| Voloridge Investment Management, LLC | 21,770 | $216.0K | 0.00% | +21,770 | New |
| FNY Investment Advisers, LLC | 18,030 | $178.0K | 0.21% | +18,030 | New |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $155.0K | 0.06% | −15,601−50.0% | Reduced |
| Jefferies Financial Group Inc. | 15,365 | $152.4K | 0.00% | +15,365 | New |
| State of Wyoming | 14,860 | $147.4K | 0.05% | +14,860 | New |
| Balyasny Asset Management LLC | 14,622 | $145.1K | 0.00% | +1,916+15.1% | Added |
| Charles Schwab Investment Management Inc | 13,931 | $138.2K | 0.00% | −3,267−19.0% | Reduced |
| Citadel Advisors LLC | 13,615 | $135.1K | 0.00% | +3,198+30.7% | Added |
| Hunting Hill Global Capital, LLC | 12,911 | $128.1K | 0.15% | +12,911 | New |
| Morris Financial Concepts, Inc. | 11,149 | $110.6K | 0.08% | 00.0% | Unchanged |
| Barclays PLC | 7,047 | $69.9K | 0.00% | −10,715−60.3% | Reduced |
| FMR LLC | 6,369 | $63.2K | 0.00% | +6,214+4,009.0% | Added |
| Tower Research Capital LLC (TRC) | 6,069 | $60.0K | 0.00% | +2,574+73.6% | Added |
| Sunbelt Securities, Inc. | 2,799 | $27.8K | 0.00% | +2,799 | New |
| Cutler Group LP | 1,400 | $13.0K | 0.00% | +100+7.7% | Added |
| Aquatic Capital Management LLC | 1,300 | $13.0K | 0.00% | +1,300 | New |
| Royal Bank of Canada | 569 | $6.00K | 0.00% | +569 | New |
| Wells Fargo & Company | 236 | $2.34K | 0.00% | −28−10.6% | Reduced |
| UBS Group AG | 223 | $2.21K | 0.00% | −35,105−99.4% | Reduced |
| Belpointe Asset Management LLC | 100 | $992 | 0.00% | +100 | New |
| Sugarloaf Wealth Management, LLC | 65 | $645 | 0.00% | 00.0% | Unchanged |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −1,750,000−100.0% | Sold out |
| Archon Capital Management LLC | 0 | $0 | 0.00% | −1,645,443−100.0% | Sold out |
| Gagnon Advisors, LLC | 0 | $0 | 0.00% | −1,329,354−100.0% | Sold out |
| Boone Capital Management LLC | 0 | $0 | 0.00% | −718,419−100.0% | Sold out |
| Berry Street Capital Management LLP | 0 | $0 | 0.00% | −625,000−100.0% | Sold out |
| AIGH Capital Management LLC | 0 | $0 | 0.00% | −316,436−100.0% | Sold out |
| TIG Advisors, LLC | 0 | $0 | 0.00% | −196,665−100.0% | Sold out |
| Apis Capital Advisors, LLC | 0 | $0 | 0.00% | −170,000−100.0% | Sold out |
| GWM Asset Management Ltd | 0 | $0 | 0.00% | −165,691−100.0% | Sold out |
| Glazer Capital, LLC | 0 | $0 | 0.00% | −162,947−100.0% | Sold out |