Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Apollo Endosurgery, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
APEN is no longer listed, and 13F filings after Q1 2023 list far fewer holders. See Q1 2023
- Institutional holders
- 0
- −90 vs. Q1 2023
- Shares held
- 0
- −43.6M (−100.0%) vs. Q1 2023
- Total value
- $0
- −$442.4M (−100.0%) vs. Q1 2023
- New holders
- 0
- 0 more added
- Sold out
- 90
- 0 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 0 | $0 | 0.00% | −6,183,603−100.0% | Sold out |
| Nantahala Capital Management, LLC | 0 | $0 | 0.00% | −4,575,021−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −3,613,419−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −2,000,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −1,851,473−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −1,809,001−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −1,794,761−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −1,739,807−100.0% | Sold out |
| Gardner Lewis Asset Management L P | 0 | $0 | 0.00% | −1,428,884−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −1,414,792−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,338,150−100.0% | Sold out |
| Gabelli Funds LLC | 0 | $0 | 0.00% | −1,221,882−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | – | Sold out |
| Trium Capital LLP | 0 | $0 | 0.00% | −992,046−100.0% | Sold out |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −791,772−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −721,000−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −671,529−100.0% | Sold out |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −550,520−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −546,965−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −536,288−100.0% | Sold out |
| AWM Investment Company, Inc. | 0 | $0 | 0.00% | −486,761−100.0% | Sold out |
| Vivaldi Asset Management, LLC | 0 | $0 | 0.00% | −474,664−100.0% | Sold out |
| Bardin Hill Management Partners LP | 0 | $0 | 0.00% | −443,848−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −430,063−100.0% | Sold out |
| Vazirani Asset Management LLC | 0 | $0 | 0.00% | −425,000−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −420,511−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −420,413−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −417,191−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −416,826−100.0% | Sold out |
| Arena Investors LP | 0 | $0 | 0.00% | −391,467−100.0% | Sold out |
| Gilder Gagnon Howe & Co LLC | 0 | $0 | 0.00% | −371,653−100.0% | Sold out |
| Stonepine Capital Management, LLC | 0 | $0 | 0.00% | −370,000−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −360,480−100.0% | Sold out |
| Crystalline Management Inc. | 0 | $0 | 0.00% | −308,646−100.0% | Sold out |
| Syquant Capital SAS | 0 | $0 | 0.00% | −300,000−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −267,308−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −257,485−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −247,210−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −196,615−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −190,420−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −175,200−100.0% | Sold out |
| Sagefield Capital LP | 0 | $0 | 0.00% | −154,500−100.0% | Sold out |
| Gamco Investors, Inc. Et Al | 0 | $0 | 0.00% | −150,777−100.0% | Sold out |
| GAM Holding AG | 0 | $0 | 0.00% | −147,220−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −145,847−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −141,980−100.0% | Sold out |
| BCK Capital Management LP | 0 | $0 | 0.00% | −141,222−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −140,566−100.0% | Sold out |
| NJ State Employees Deferred Compensation Plan | 0 | $0 | 0.00% | −130,000−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −123,100−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −103,124−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −99,609−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −68,454−100.0% | Sold out |
| Water Island Capital LLC | 0 | $0 | 0.00% | −67,123−100.0% | Sold out |
| Gagnon Securities LLC | 0 | $0 | 0.00% | −66,957−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −58,500−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −57,037−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −55,737−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −48,933−100.0% | Sold out |
| Boston Partners | 0 | $0 | 0.00% | −32,403−100.0% | Sold out |
| Harvest Management LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −29,628−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −26,184−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −25,269−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −25,167−100.0% | Sold out |
| Thompson Davis & Co., Inc. | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Black Maple Capital Management LP | 0 | $0 | 0.00% | −24,461−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −21,770−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −18,030−100.0% | Sold out |
| University of Texas/Texas Am Investment Managment Co | 0 | $0 | 0.00% | −15,601−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −15,365−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −14,860−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −14,622−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −13,931−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −13,615−100.0% | Sold out |
| Hunting Hill Global Capital, LLC | 0 | $0 | 0.00% | −12,911−100.0% | Sold out |
| Morris Financial Concepts, Inc. | 0 | $0 | 0.00% | −11,149−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −7,047−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −6,369−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −6,069−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −2,799−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −569−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −236−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −223−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Sugarloaf Wealth Management, LLC | 0 | $0 | 0.00% | −65−100.0% | Sold out |