Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Apollo Endosurgery, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −10 vs. Q2 2022
- Shares held
- 31.6M
- +1.49M (+4.9%) vs. Q2 2022
- Total value
- $174.3M
- +$64.0M (+58.0%) vs. Q2 2022
- New holders
- 7
- 21 more added
- Sold out
- 17
- 14 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 3,973,906 | $21.9M | 2.15% | +250,896+6.7% | Added |
| CPMG Inc | 3,963,641 | $21.8M | 4.28% | +58,416+1.5% | Added |
| Stonepine Capital Management, LLC | 2,832,631 | $15.6M | 7.02% | +670,632+31.0% | Added |
| Citigroup Inc | 2,010,438 | $11.1M | 0.02% | +410,438+25.7% | Added |
| Archon Capital Management LLC | 1,842,084 | $10.2M | 4.19% | +887,388+92.9% | Added |
| Gagnon Securities LLC | 1,786,485 | $9.84M | 2.16% | −10,015−0.6% | Reduced |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $9.64M | 0.19% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,361,778 | $7.50M | 0.00% | +15,400+1.1% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $7.33M | 4.74% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 1,137,105 | $6.26M | 0.85% | −2,131,843−65.2% | Reduced |
| Silverarc Capital Management, LLC | 1,136,206 | $6.26M | 2.65% | +61,327+5.7% | Added |
| Russell Investments Group, Ltd. | 952,732 | $5.25M | 0.01% | +952,732 | New |
| Goldman Sachs Group Inc | 896,213 | $4.94M | 0.00% | +123,495+16.0% | Added |
| AWM Investment Company, Inc. | 830,097 | $4.57M | 0.70% | +473,288+132.6% | Added |
| Parkman Healthcare Partners LLC | 657,690 | $3.62M | 1.03% | +7,690+1.2% | Added |
| BlackRock Inc. | 572,312 | $3.15M | 0.00% | +138,134+31.8% | Added |
| Parian Global Management LP | 527,126 | $2.90M | 9.44% | −205,840−28.1% | Reduced |
| AIGH Capital Management LLC | 508,536 | $2.80M | 1.10% | +508,536 | New |
| Gilder Gagnon Howe & Co LLC | 461,587 | $2.54M | 0.04% | −1,302−0.3% | Reduced |
| Pura Vida Investments, LLC | 427,057 | $2.35M | 0.35% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 400,573 | $2.21M | 0.35% | +11,159+2.9% | Added |
| Geode Capital Management, LLC | 343,451 | $1.89M | 0.00% | +63,995+22.9% | Added |
| Assenagon Asset Management S.A. | 207,842 | $1.15M | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 193,004 | $1.06M | 0.00% | +12,399+6.9% | Added |
| Bridgeway Capital Management, LLC | 175,200 | $965.0K | 0.03% | −58,000−24.9% | Reduced |
| Boston Partners | 168,533 | $929.0K | 0.00% | +168,533 | New |
| Apis Capital Advisors, LLC | 140,000 | $771.0K | 1.16% | +140,000 | New |
| NJ State Employees Deferred Compensation Plan | 130,000 | $716.0K | 0.12% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 126,535 | $697.0K | 0.44% | +2,135+1.7% | Added |
| Renaissance Technologies LLC | 95,300 | $525.0K | 0.00% | −19,500−17.0% | Reduced |
| State Street Corp | 89,366 | $492.0K | 0.00% | 00.0% | Unchanged |
| 1492 Capital Management LLC | 74,265 | $409.0K | 0.29% | −240.0% | Reduced |
| Thompson Davis & Co., Inc. | 74,078 | $408.0K | 0.55% | −3,972−5.1% | Reduced |
| Dimensional Fund Advisors LP | 66,389 | $366.0K | 0.00% | +32,062+93.4% | Added |
| Citadel Advisors LLC | 66,027 | $363.0K | 0.00% | −3,780−5.4% | Reduced |
| Millennium Management LLC | 50,931 | $281.0K | 0.00% | −25,301−33.2% | Reduced |
| Neuberger Berman Group LLC | 50,000 | $276.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 48,347 | $267.0K | 0.00% | +388+0.8% | Added |
| Bank of America Corp | 39,207 | $216.0K | 0.00% | +1,554+4.1% | Added |
| University of Texas/Texas Am Investment Managment Co | 31,202 | $172.0K | 0.06% | +15,601+100.0% | Added |
| Atom Investors LP | 30,783 | $170.0K | 0.06% | −59,467−65.9% | Reduced |
| Ameriprise Financial Inc | 22,002 | $121.0K | 0.00% | −4,400−16.7% | Reduced |
| Charles Schwab Investment Management Inc | 17,198 | $95.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 15,385 | $85.0K | 0.01% | −25,499−62.4% | Reduced |
| Jump Financial, LLC | 11,200 | $62.0K | 0.00% | +11,200 | New |
| Lazard Asset Management LLC | 10,904 | $60.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,555 | $20.0K | 0.00% | +526+17.4% | Added |
| Morgan Stanley | 1,952 | $11.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,158 | $6.00K | 0.00% | +1,158 | New |
| BNP Paribas Arbitrage, SA | 500 | $2.75K | 0.00% | +500 | New |
| Tower Research Capital LLC (TRC) | 264 | $1.00K | 0.00% | −8,386−96.9% | Reduced |
| Wells Fargo & Company | 252 | $1.00K | 0.00% | +42+20.0% | Added |
| Sugarloaf Wealth Management, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| King Luther Capital Management Corp | 0 | $0 | 0.00% | −272,727−100.0% | Sold out |
| RTW Investments, LP | 0 | $0 | 0.00% | −258,064−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −159,200−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −90,176−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −58,923−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −21,424−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,848−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −18,538−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −17,726−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −12,381−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −12,056−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −12,187−100.0% | Sold out |
| Morris Financial Concepts, Inc. | 0 | $0 | 0.00% | −11,149−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −6,241−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,351−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −95−100.0% | Sold out |
| Ancora Advisors, LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |