Skip to main content

Apollo Endosurgery, Inc.

APENDelisted Apr 4, 2023
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001251769

Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in Apollo Endosurgery, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
42
No complete 13F data for Q4 2020
Shares held
13.5M
No complete 13F data for Q4 2020
Total value
$74.3M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 42 institutions
Q1 2021: 42 institutionsQ2 2021: 46 institutionsQ3 2021: 55 institutionsQ4 2021: 72 institutionsQ1 2022: 71 institutionsQ2 2022: 63 institutionsQ3 2022: 53 institutionsQ4 2022: 81 institutionsQ1 2023: 90 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $74.3M
Q1 2021: $74.3MQ2 2021: $126.5MQ3 2021: $159.0MQ4 2021: $238.8MQ1 2022: $178.8MQ2 2022: $110.4MQ3 2022: $174.3MQ4 2022: $369.0MQ1 2023: $442.4MQ2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding APEN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 202390$442.4M
Q4 202281$369.0M
Q3 202253$174.3M
Q2 202263$110.4M
Q1 202271$178.8M
Q4 202172$238.8M
Q3 202155$159.0M
Q2 202146$126.5M
Q1 202142$74.3M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding APEN in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
CPMG Inc3,169,845$17.5M3.34%––
Nantahala Capital Management, LLC2,279,970$12.6M0.71%––
Gagnon Securities LLC1,566,794$8.63M1.31%––
Stonepine Capital Management, LLC1,448,868$7.98M4.31%––
Gagnon Advisors, LLC1,200,769$6.62M2.72%––
Goldman Sachs Group Inc644,191$3.55M0.00%––
King Luther Capital Management Corp545,454$3.00M0.02%––
Vanguard Group Inc538,008$2.96M0.00%––
Renaissance Technologies LLC405,000$2.23M0.00%––
Marshall Wace, LLP375,299$2.07M0.01%––
Manatuck Hill Partners, LLC251,900$1.39M0.47%––
Northern Trust Corp159,714$880.0K0.00%––
SG Capital Management LLC149,397$823.0K0.26%––
Bridgeway Capital Management, LLC134,400$741.0K0.01%––
NJ State Employees Deferred Compensation Plan130,000$716.0K0.10%––
Geode Capital Management, LLC97,606$537.0K0.00%––
Parkman Healthcare Partners LLC75,000$413.0K0.10%––
Millennium Management LLC60,745$335.0K0.00%––
Neuberger Berman Group LLC50,000$276.0K0.00%––
Tower Research Capital LLC (TRC)48,754$269.0K0.00%––
BlackRock Inc.43,715$241.0K0.00%––
Citadel Advisors LLC27,431$151.0K0.00%––
University of Texas/Texas Am Investment Managment Co15,601$86.0K0.05%––
Cubist Systematic Strategies, LLC14,882$82.0K0.00%––
Marshall Wace North America L.P.13,548$75.0K0.00%––
Kercheville Advisors, LLC10,682$59.0K0.03%––
Invesco Ltd.10,477$58.0K0.00%––
Acadian Asset Management LLC10,169$56.0K0.00%––
Dorsey Wright & Associates7,673$42.3K0.50%––
Morgan Stanley2,526$14.0K0.00%––
UBS Group AG1,296$7.00K0.00%––
Total Clarity Wealth Management, Inc.1,141$6.00K0.00%––
Barclays PLC499$3.00K0.00%––
Valeo Financial Advisors, LLC276$2.00K0.00%––
Cutler Group LP300$1.00K0.00%––
Brewin Dolphin Ltd1$60.00%––
Wells Fargo & Company84$00.00%––
Ancora Advisors, LLC18$00.00%––
Nelson, Van Denburg & Campbell Wealth Management Group, LLC12$00.00%––
Sugarloaf Wealth Management, LLC65$00.00%––
Pacitti Group Inc.2$00.00%––
Valley Brook Capital Group2$00.00%––