Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Apollo Endosurgery, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +4 vs. Q1 2021
- Shares held
- 15.6M
- +2.13M (+15.8%) vs. Q1 2021
- Total value
- $126.5M
- +$52.2M (+70.2%) vs. Q1 2021
- New holders
- 11
- 17 more added
- Sold out
- 7
- 6 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 3,169,845 | $25.7M | 4.24% | 00.0% | Unchanged |
| Nantahala Capital Management, LLC | 2,317,491 | $18.8M | 1.04% | +37,521+1.6% | Added |
| Gagnon Securities LLC | 1,570,619 | $12.7M | 1.81% | +3,825+0.2% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $10.8M | 4.09% | +128,585+10.7% | Added |
| Stonepine Capital Management, LLC | 762,183 | $6.17M | 3.23% | −686,685−47.4% | Reduced |
| Archon Capital Management LLC | 756,154 | $6.13M | 1.30% | +756,154 | New |
| Parkman Healthcare Partners LLC | 691,214 | $5.60M | 1.22% | +616,214+821.6% | Added |
| Vanguard Group Inc | 667,712 | $5.41M | 0.00% | +129,704+24.1% | Added |
| Goldman Sachs Group Inc | 637,255 | $5.16M | 0.00% | −6,936−1.1% | Reduced |
| King Luther Capital Management Corp | 545,454 | $4.42M | 0.02% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 451,500 | $3.66M | 0.00% | +46,500+11.5% | Added |
| Manatuck Hill Partners, LLC | 341,600 | $2.77M | 0.84% | +89,700+35.6% | Added |
| Parametric Portfolio Associates LLC | 295,594 | $2.39M | 0.00% | +295,594 | New |
| Essex Investment Management Co LLC | 244,197 | $1.98M | 0.23% | +244,197 | New |
| Assenagon Asset Management S.A. | 227,975 | $1.85M | 0.01% | +227,975 | New |
| Hillsdale Investment Management Inc. | 214,651 | $1.74M | 0.14% | +214,651 | New |
| EAM Investors, LLC | 209,706 | $1.70M | 0.26% | +209,706 | New |
| Gilder Gagnon Howe & Co LLC | 158,336 | $1.28M | 0.01% | +158,336 | New |
| Northern Trust Corp | 153,823 | $1.25M | 0.00% | −5,891−3.7% | Reduced |
| Bridgeway Capital Management, LLC | 151,100 | $1.22M | 0.02% | +16,700+12.4% | Added |
| Marshall Wace, LLP | 140,824 | $1.14M | 0.01% | −234,475−62.5% | Reduced |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.05M | 0.14% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 119,737 | $969.0K | 0.00% | +22,131+22.7% | Added |
| BlackRock Inc. | 55,355 | $449.0K | 0.00% | +11,640+26.6% | Added |
| Neuberger Berman Group LLC | 50,000 | $405.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 41,240 | $335.0K | 0.00% | +13,809+50.3% | Added |
| Ameriprise Financial Inc | 39,702 | $322.0K | 0.00% | +39,702 | New |
| Millennium Management LLC | 35,648 | $289.0K | 0.00% | −25,097−41.3% | Reduced |
| State Street Corp | 31,900 | $258.0K | 0.00% | +31,900 | New |
| Marshall Wace North America L.P. | 19,462 | $158.0K | 0.00% | +5,914+43.7% | Added |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $126.0K | 0.10% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 13,975 | $113.0K | 0.03% | +13,975 | New |
| Kercheville Advisors, LLC | 10,682 | $87.0K | 0.04% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 7,673 | $62.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 3,728 | $30.0K | 0.00% | +2,432+187.7% | Added |
| Morgan Stanley | 2,809 | $23.0K | 0.00% | +283+11.2% | Added |
| Tower Research Capital LLC (TRC) | 2,726 | $22.0K | 0.00% | −46,028−94.4% | Reduced |
| Barclays PLC | 1,399 | $11.0K | 0.00% | +900+180.4% | Added |
| Cutler Group LP | 500 | $4.00K | 0.00% | +200+66.7% | Added |
| Wells Fargo & Company | 86 | $1.00K | 0.00% | +2+2.4% | Added |
| Sugarloaf Wealth Management, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 122 | $1.00K | 0.00% | +122 | New |
| Brewin Dolphin Ltd | 1 | $8 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| SG Capital Management LLC | 0 | $0 | 0.00% | −149,397−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,882−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −10,477−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −10,169−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,141−100.0% | Sold out |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −276−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −2−100.0% | Sold out |