Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Apollo Endosurgery, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +9 vs. Q2 2021
- Shares held
- 17.5M
- +1.93M (+12.3%) vs. Q2 2021
- Total value
- $159.0M
- +$32.4M (+25.6%) vs. Q2 2021
- New holders
- 11
- 19 more added
- Sold out
- 2
- 11 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 3,194,871 | $28.9M | 3.19% | +25,026+0.8% | Added |
| Nantahala Capital Management, LLC | 2,514,328 | $22.8M | 1.34% | +196,837+8.5% | Added |
| Gagnon Securities LLC | 1,540,928 | $14.0M | 2.07% | −29,691−1.9% | Reduced |
| Gagnon Advisors, LLC | 1,329,354 | $12.0M | 4.78% | 00.0% | Unchanged |
| Stonepine Capital Management, LLC | 912,125 | $8.26M | 3.76% | +149,942+19.7% | Added |
| Parkman Healthcare Partners LLC | 831,214 | $7.53M | 1.91% | +140,000+20.3% | Added |
| Parian Global Management LP | 820,388 | $7.43M | 5.32% | +820,388 | New |
| Vanguard Group Inc | 773,307 | $7.01M | 0.00% | +105,595+15.8% | Added |
| Archon Capital Management LLC | 756,154 | $6.85M | 1.45% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 641,971 | $5.82M | 0.00% | +4,716+0.7% | Added |
| King Luther Capital Management Corp | 545,454 | $4.94M | 0.02% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 409,700 | $3.71M | 0.00% | −41,800−9.3% | Reduced |
| Invesco Ltd. | 294,649 | $2.67M | 0.00% | +294,649 | New |
| Parametric Portfolio Associates LLC | 293,914 | $2.66M | 0.00% | −1,680−0.6% | Reduced |
| Hillsdale Investment Management Inc. | 259,721 | $2.35M | 0.18% | +45,070+21.0% | Added |
| Essex Investment Management Co LLC | 242,651 | $2.20M | 0.27% | −1,546−0.6% | Reduced |
| Manatuck Hill Partners, LLC | 238,500 | $2.16M | 0.75% | −103,100−30.2% | Reduced |
| Assenagon Asset Management S.A. | 235,946 | $2.14M | 0.01% | +7,971+3.5% | Added |
| Gilder Gagnon Howe & Co LLC | 214,053 | $1.94M | 0.01% | +55,717+35.2% | Added |
| EAM Investors, LLC | 209,706 | $1.90M | 0.32% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 188,300 | $1.71M | 0.03% | +37,200+24.6% | Added |
| Northern Trust Corp | 164,269 | $1.49M | 0.00% | +10,446+6.8% | Added |
| Adage Capital Partners GP, L.L.C. | 155,968 | $1.41M | 0.00% | +155,968 | New |
| Marshall Wace, LLP | 149,022 | $1.35M | 0.01% | +8,198+5.8% | Added |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.18M | 0.16% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 123,823 | $1.12M | 0.00% | +4,086+3.4% | Added |
| BlackRock Inc. | 52,051 | $472.0K | 0.00% | −3,304−6.0% | Reduced |
| Neuberger Berman Group LLC | 50,000 | $453.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 39,000 | $353.0K | 0.00% | +7,100+22.3% | Added |
| Ameriprise Financial Inc | 37,402 | $339.0K | 0.00% | −2,300−5.8% | Reduced |
| Susquehanna International Group, LLP | 31,418 | $285.0K | 0.00% | +31,418 | New |
| Raymond James & Associates | 28,392 | $257.0K | 0.00% | +28,392 | New |
| Citadel Advisors LLC | 26,192 | $237.0K | 0.00% | −15,048−36.5% | Reduced |
| Jump Financial, LLC | 20,100 | $182.0K | 0.01% | +20,100 | New |
| Marshall Wace North America L.P. | 16,203 | $147.0K | 0.00% | −3,259−16.7% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $141.0K | 0.08% | 00.0% | Unchanged |
| Trexquant Investment LP | 11,557 | $105.0K | 0.01% | +11,557 | New |
| Kercheville Advisors, LLC | 10,682 | $97.0K | 0.05% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 9,868 | $87.0K | 0.00% | +9,868 | New |
| Dorsey Wright & Associates | 8,325 | $75.0K | 0.02% | +652+8.5% | Added |
| Barclays PLC | 6,772 | $61.0K | 0.00% | +5,373+384.1% | Added |
| Lazard Asset Management LLC | 3,906 | $35.0K | 0.00% | +3,906 | New |
| Morgan Stanley | 3,295 | $30.0K | 0.00% | +486+17.3% | Added |
| Macquarie Group Ltd | 1,982 | $18.0K | 0.00% | +1,982 | New |
| Total Clarity Wealth Management, Inc. | 1,141 | $10.0K | 0.00% | +1,141 | New |
| Tower Research Capital LLC (TRC) | 418 | $4.00K | 0.00% | −2,308−84.7% | Reduced |
| Cutler Group LP | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 396 | $3.00K | 0.00% | −3,332−89.4% | Reduced |
| Federated Hermes, Inc. | 282 | $3.00K | 0.00% | +160+131.1% | Added |
| Wells Fargo & Company | 124 | $1.00K | 0.00% | +38+44.2% | Added |
| Sugarloaf Wealth Management, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 1 | $9 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −35,648−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,975−100.0% | Sold out |