Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Apollo Endosurgery, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +9 vs. Q2 2021
- Shares held
- 17.5M
- +1.93M (+12.3%) vs. Q2 2021
- Total value
- $159.0M
- +$32.4M (+25.6%) vs. Q2 2021
- New holders
- 11
- 19 more added
- Sold out
- 2
- 11 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 1 | $9 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 124 | $1.00K | 0.00% | +38+44.2% | Added |
| Sugarloaf Wealth Management, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 396 | $3.00K | 0.00% | −3,332−89.4% | Reduced |
| Federated Hermes, Inc. | 282 | $3.00K | 0.00% | +160+131.1% | Added |
| Tower Research Capital LLC (TRC) | 418 | $4.00K | 0.00% | −2,308−84.7% | Reduced |
| Cutler Group LP | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 1,141 | $10.0K | 0.00% | +1,141 | New |
| Macquarie Group Ltd | 1,982 | $18.0K | 0.00% | +1,982 | New |
| Morgan Stanley | 3,295 | $30.0K | 0.00% | +486+17.3% | Added |
| Lazard Asset Management LLC | 3,906 | $35.0K | 0.00% | +3,906 | New |
| Barclays PLC | 6,772 | $61.0K | 0.00% | +5,373+384.1% | Added |
| Dorsey Wright & Associates | 8,325 | $75.0K | 0.02% | +652+8.5% | Added |
| Acadian Asset Management LLC | 9,868 | $87.0K | 0.00% | +9,868 | New |
| Kercheville Advisors, LLC | 10,682 | $97.0K | 0.05% | 00.0% | Unchanged |
| Trexquant Investment LP | 11,557 | $105.0K | 0.01% | +11,557 | New |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $141.0K | 0.08% | 00.0% | Unchanged |
| Marshall Wace North America L.P. | 16,203 | $147.0K | 0.00% | −3,259−16.7% | Reduced |
| Jump Financial, LLC | 20,100 | $182.0K | 0.01% | +20,100 | New |
| Citadel Advisors LLC | 26,192 | $237.0K | 0.00% | −15,048−36.5% | Reduced |
| Raymond James & Associates | 28,392 | $257.0K | 0.00% | +28,392 | New |
| Susquehanna International Group, LLP | 31,418 | $285.0K | 0.00% | +31,418 | New |
| Ameriprise Financial Inc | 37,402 | $339.0K | 0.00% | −2,300−5.8% | Reduced |
| State Street Corp | 39,000 | $353.0K | 0.00% | +7,100+22.3% | Added |
| Neuberger Berman Group LLC | 50,000 | $453.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 52,051 | $472.0K | 0.00% | −3,304−6.0% | Reduced |
| Geode Capital Management, LLC | 123,823 | $1.12M | 0.00% | +4,086+3.4% | Added |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.18M | 0.16% | 00.0% | Unchanged |
| Marshall Wace, LLP | 149,022 | $1.35M | 0.01% | +8,198+5.8% | Added |
| Adage Capital Partners GP, L.L.C. | 155,968 | $1.41M | 0.00% | +155,968 | New |
| Northern Trust Corp | 164,269 | $1.49M | 0.00% | +10,446+6.8% | Added |
| Bridgeway Capital Management, LLC | 188,300 | $1.71M | 0.03% | +37,200+24.6% | Added |
| EAM Investors, LLC | 209,706 | $1.90M | 0.32% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 214,053 | $1.94M | 0.01% | +55,717+35.2% | Added |
| Assenagon Asset Management S.A. | 235,946 | $2.14M | 0.01% | +7,971+3.5% | Added |
| Manatuck Hill Partners, LLC | 238,500 | $2.16M | 0.75% | −103,100−30.2% | Reduced |
| Essex Investment Management Co LLC | 242,651 | $2.20M | 0.27% | −1,546−0.6% | Reduced |
| Hillsdale Investment Management Inc. | 259,721 | $2.35M | 0.18% | +45,070+21.0% | Added |
| Parametric Portfolio Associates LLC | 293,914 | $2.66M | 0.00% | −1,680−0.6% | Reduced |
| Invesco Ltd. | 294,649 | $2.67M | 0.00% | +294,649 | New |
| Renaissance Technologies LLC | 409,700 | $3.71M | 0.00% | −41,800−9.3% | Reduced |
| King Luther Capital Management Corp | 545,454 | $4.94M | 0.02% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 641,971 | $5.82M | 0.00% | +4,716+0.7% | Added |
| Archon Capital Management LLC | 756,154 | $6.85M | 1.45% | 00.0% | Unchanged |
| Vanguard Group Inc | 773,307 | $7.01M | 0.00% | +105,595+15.8% | Added |
| Parian Global Management LP | 820,388 | $7.43M | 5.32% | +820,388 | New |
| Parkman Healthcare Partners LLC | 831,214 | $7.53M | 1.91% | +140,000+20.3% | Added |
| Stonepine Capital Management, LLC | 912,125 | $8.26M | 3.76% | +149,942+19.7% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $12.0M | 4.78% | 00.0% | Unchanged |
| Gagnon Securities LLC | 1,540,928 | $14.0M | 2.07% | −29,691−1.9% | Reduced |
| Nantahala Capital Management, LLC | 2,514,328 | $22.8M | 1.34% | +196,837+8.5% | Added |
| CPMG Inc | 3,194,871 | $28.9M | 3.19% | +25,026+0.8% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −35,648−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,975−100.0% | Sold out |