Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Apollo Endosurgery, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −8 vs. Q1 2022
- Shares held
- 30.2M
- +591.5K (+2.0%) vs. Q1 2022
- Total value
- $110.4M
- −$68.5M (−38.3%) vs. Q1 2022
- New holders
- 11
- 21 more added
- Sold out
- 19
- 16 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 3,905,225 | $14.3M | 2.86% | 00.0% | Unchanged |
| Nantahala Capital Management, LLC | 3,723,010 | $13.6M | 1.18% | −1,889−0.1% | Reduced |
| Soleus Capital Management, L.P. | 3,268,948 | $11.9M | 1.91% | +375,848+13.0% | Added |
| Stonepine Capital Management, LLC | 2,161,999 | $7.89M | 3.67% | +468,165+27.6% | Added |
| Gagnon Securities LLC | 1,796,500 | $6.56M | 1.37% | +266,588+17.4% | Added |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $6.39M | 0.13% | 00.0% | Unchanged |
| Citigroup Inc | 1,600,000 | $5.84M | 0.01% | +453,985+39.6% | Added |
| Vanguard Group Inc | 1,346,378 | $4.91M | 0.00% | 00.0% | Unchanged |
| Gagnon Advisors, LLC | 1,329,354 | $4.85M | 2.94% | 00.0% | Unchanged |
| Silverarc Capital Management, LLC | 1,074,879 | $3.92M | 1.84% | +70,480+7.0% | Added |
| Archon Capital Management LLC | 954,696 | $3.48M | 1.25% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 772,718 | $2.82M | 0.00% | −49,269−6.0% | Reduced |
| Parian Global Management LP | 732,966 | $2.67M | 12.25% | −6,199−0.8% | Reduced |
| Parkman Healthcare Partners LLC | 650,000 | $2.37M | 0.87% | −160,411−19.8% | Reduced |
| Gilder Gagnon Howe & Co LLC | 462,889 | $1.69M | 0.03% | −43,469−8.6% | Reduced |
| BlackRock Inc. | 434,178 | $1.58M | 0.00% | +19,832+4.8% | Added |
| Pura Vida Investments, LLC | 427,057 | $1.56M | 0.25% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 389,414 | $1.42M | 0.23% | +13,161+3.5% | Added |
| AWM Investment Company, Inc. | 356,809 | $1.30M | 0.21% | +56,761+18.9% | Added |
| Geode Capital Management, LLC | 279,456 | $1.02M | 0.00% | +16,463+6.3% | Added |
| King Luther Capital Management Corp | 272,727 | $995.0K | 0.01% | −272,727−50.0% | Reduced |
| RTW Investments, LP | 258,064 | $942.0K | 0.02% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 233,200 | $851.0K | 0.02% | +98,800+73.5% | Added |
| Assenagon Asset Management S.A. | 207,842 | $759.0K | 0.00% | −820.0% | Reduced |
| Bank of Montreal | 159,200 | $716.0K | 0.00% | +159,200 | New |
| Northern Trust Corp | 180,605 | $660.0K | 0.00% | +1,228+0.7% | Added |
| Worth Venture Partners, LLC | 124,400 | $631.0K | 0.38% | +124,400 | New |
| NJ State Employees Deferred Compensation Plan | 130,000 | $475.0K | 0.08% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 114,800 | $419.0K | 0.00% | −21,900−16.0% | Reduced |
| Atom Investors LP | 90,250 | $329.0K | 0.14% | +1,879+2.1% | Added |
| Prosight Management, LP | 90,176 | $329.0K | 0.27% | +90,176 | New |
| State Street Corp | 89,366 | $326.0K | 0.00% | 00.0% | Unchanged |
| Thompson Davis & Co., Inc. | 78,050 | $285.0K | 0.47% | −74,271−48.8% | Reduced |
| Millennium Management LLC | 76,232 | $278.0K | 0.00% | −20,907−21.5% | Reduced |
| 1492 Capital Management LLC | 74,289 | $271.0K | 0.18% | +357+0.5% | Added |
| Citadel Advisors LLC | 69,807 | $255.0K | 0.00% | +39,466+130.1% | Added |
| Marshall Wace, LLP | 58,923 | $215.0K | 0.00% | −18,503−23.9% | Reduced |
| Neuberger Berman Group LLC | 50,000 | $183.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 47,959 | $175.0K | 0.00% | −351−0.7% | Reduced |
| Engineers Gate Manager LP | 40,884 | $149.0K | 0.01% | +21,752+113.7% | Added |
| Bank of America Corp | 37,653 | $137.0K | 0.00% | +6,303+20.1% | Added |
| Dimensional Fund Advisors LP | 34,327 | $125.0K | 0.00% | +34,327 | New |
| Ameriprise Financial Inc | 26,402 | $96.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 21,424 | $78.0K | 0.00% | +21,424 | New |
| Jane Street Group, LLC | 19,848 | $72.0K | 0.00% | −14,987−43.0% | Reduced |
| HRT Financial LP | 18,538 | $67.0K | 0.00% | +18,538 | New |
| Old Mission Capital LLC | 17,726 | $65.0K | 0.00% | +17,726 | New |
| Charles Schwab Investment Management Inc | 17,198 | $63.0K | 0.00% | 00.0% | Unchanged |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $57.0K | 0.02% | 00.0% | Unchanged |
| Laurion Capital Management LP | 12,381 | $45.0K | 0.00% | −37,719−75.3% | Reduced |
| Balyasny Asset Management LLC | 12,056 | $44.0K | 0.00% | +12,056 | New |
| Walleye Capital LLC | 12,187 | $44.0K | 0.00% | +12,187 | New |
| Morris Financial Concepts, Inc. | 11,149 | $41.0K | 0.04% | +11,149 | New |
| Lazard Asset Management LLC | 10,904 | $39.0K | 0.00% | +4,762+77.5% | Added |
| Tower Research Capital LLC (TRC) | 8,650 | $32.0K | 0.00% | +8,579+12,083.1% | Added |
| Acadian Asset Management LLC | 6,241 | $23.0K | 0.00% | +1,698+37.4% | Added |
| UBS Group AG | 3,029 | $11.0K | 0.00% | +1,378+83.5% | Added |
| Morgan Stanley | 1,952 | $7.00K | 0.00% | −19,085−90.7% | Reduced |
| Total Clarity Wealth Management, Inc. | 1,351 | $5.00K | 0.00% | +1,351 | New |
| Wells Fargo & Company | 210 | $1.00K | 0.00% | +20+10.5% | Added |
| Royal Bank of Canada | 95 | $0 | 0.00% | −980−91.2% | Reduced |
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 65 | $0 | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 0 | $0 | 0.00% | −311,028−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −185,368−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −112,502−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −96,094−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −92,760−100.0% | Sold out |
| 683 Capital Management, LLC | 0 | $0 | 0.00% | −49,564−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −38,071−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −35,766−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −32,125−100.0% | Sold out |
| Hussman Strategic Advisors, Inc. | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −24,164−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −14,717−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −13,151−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −13,876−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,147−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −10,540−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Waypoint Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −8,470−100.0% | Sold out |