Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Apollo Endosurgery, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −8 vs. Q1 2022
- Shares held
- 30.2M
- +591.5K (+2.0%) vs. Q1 2022
- Total value
- $110.4M
- −$68.5M (−38.3%) vs. Q1 2022
- New holders
- 11
- 21 more added
- Sold out
- 19
- 16 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 95 | $0 | 0.00% | −980−91.2% | Reduced |
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 65 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 210 | $1.00K | 0.00% | +20+10.5% | Added |
| Total Clarity Wealth Management, Inc. | 1,351 | $5.00K | 0.00% | +1,351 | New |
| Morgan Stanley | 1,952 | $7.00K | 0.00% | −19,085−90.7% | Reduced |
| UBS Group AG | 3,029 | $11.0K | 0.00% | +1,378+83.5% | Added |
| Acadian Asset Management LLC | 6,241 | $23.0K | 0.00% | +1,698+37.4% | Added |
| Tower Research Capital LLC (TRC) | 8,650 | $32.0K | 0.00% | +8,579+12,083.1% | Added |
| Lazard Asset Management LLC | 10,904 | $39.0K | 0.00% | +4,762+77.5% | Added |
| Morris Financial Concepts, Inc. | 11,149 | $41.0K | 0.04% | +11,149 | New |
| Balyasny Asset Management LLC | 12,056 | $44.0K | 0.00% | +12,056 | New |
| Walleye Capital LLC | 12,187 | $44.0K | 0.00% | +12,187 | New |
| Laurion Capital Management LP | 12,381 | $45.0K | 0.00% | −37,719−75.3% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $57.0K | 0.02% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,198 | $63.0K | 0.00% | 00.0% | Unchanged |
| Old Mission Capital LLC | 17,726 | $65.0K | 0.00% | +17,726 | New |
| HRT Financial LP | 18,538 | $67.0K | 0.00% | +18,538 | New |
| Jane Street Group, LLC | 19,848 | $72.0K | 0.00% | −14,987−43.0% | Reduced |
| Ergoteles LLC | 21,424 | $78.0K | 0.00% | +21,424 | New |
| Ameriprise Financial Inc | 26,402 | $96.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 34,327 | $125.0K | 0.00% | +34,327 | New |
| Bank of America Corp | 37,653 | $137.0K | 0.00% | +6,303+20.1% | Added |
| Engineers Gate Manager LP | 40,884 | $149.0K | 0.01% | +21,752+113.7% | Added |
| Bank of New York Mellon Corp | 47,959 | $175.0K | 0.00% | −351−0.7% | Reduced |
| Neuberger Berman Group LLC | 50,000 | $183.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 58,923 | $215.0K | 0.00% | −18,503−23.9% | Reduced |
| Citadel Advisors LLC | 69,807 | $255.0K | 0.00% | +39,466+130.1% | Added |
| 1492 Capital Management LLC | 74,289 | $271.0K | 0.18% | +357+0.5% | Added |
| Millennium Management LLC | 76,232 | $278.0K | 0.00% | −20,907−21.5% | Reduced |
| Thompson Davis & Co., Inc. | 78,050 | $285.0K | 0.47% | −74,271−48.8% | Reduced |
| State Street Corp | 89,366 | $326.0K | 0.00% | 00.0% | Unchanged |
| Atom Investors LP | 90,250 | $329.0K | 0.14% | +1,879+2.1% | Added |
| Prosight Management, LP | 90,176 | $329.0K | 0.27% | +90,176 | New |
| Renaissance Technologies LLC | 114,800 | $419.0K | 0.00% | −21,900−16.0% | Reduced |
| NJ State Employees Deferred Compensation Plan | 130,000 | $475.0K | 0.08% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 124,400 | $631.0K | 0.38% | +124,400 | New |
| Northern Trust Corp | 180,605 | $660.0K | 0.00% | +1,228+0.7% | Added |
| Bank of Montreal | 159,200 | $716.0K | 0.00% | +159,200 | New |
| Assenagon Asset Management S.A. | 207,842 | $759.0K | 0.00% | −820.0% | Reduced |
| Bridgeway Capital Management, LLC | 233,200 | $851.0K | 0.02% | +98,800+73.5% | Added |
| RTW Investments, LP | 258,064 | $942.0K | 0.02% | 00.0% | Unchanged |
| King Luther Capital Management Corp | 272,727 | $995.0K | 0.01% | −272,727−50.0% | Reduced |
| Geode Capital Management, LLC | 279,456 | $1.02M | 0.00% | +16,463+6.3% | Added |
| AWM Investment Company, Inc. | 356,809 | $1.30M | 0.21% | +56,761+18.9% | Added |
| Essex Investment Management Co LLC | 389,414 | $1.42M | 0.23% | +13,161+3.5% | Added |
| Pura Vida Investments, LLC | 427,057 | $1.56M | 0.25% | 00.0% | Unchanged |
| BlackRock Inc. | 434,178 | $1.58M | 0.00% | +19,832+4.8% | Added |
| Gilder Gagnon Howe & Co LLC | 462,889 | $1.69M | 0.03% | −43,469−8.6% | Reduced |
| Parkman Healthcare Partners LLC | 650,000 | $2.37M | 0.87% | −160,411−19.8% | Reduced |
| Parian Global Management LP | 732,966 | $2.67M | 12.25% | −6,199−0.8% | Reduced |
| Goldman Sachs Group Inc | 772,718 | $2.82M | 0.00% | −49,269−6.0% | Reduced |
| Archon Capital Management LLC | 954,696 | $3.48M | 1.25% | 00.0% | Unchanged |
| Silverarc Capital Management, LLC | 1,074,879 | $3.92M | 1.84% | +70,480+7.0% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $4.85M | 2.94% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,346,378 | $4.91M | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,600,000 | $5.84M | 0.01% | +453,985+39.6% | Added |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $6.39M | 0.13% | 00.0% | Unchanged |
| Gagnon Securities LLC | 1,796,500 | $6.56M | 1.37% | +266,588+17.4% | Added |
| Stonepine Capital Management, LLC | 2,161,999 | $7.89M | 3.67% | +468,165+27.6% | Added |
| Soleus Capital Management, L.P. | 3,268,948 | $11.9M | 1.91% | +375,848+13.0% | Added |
| Nantahala Capital Management, LLC | 3,723,010 | $13.6M | 1.18% | −1,889−0.1% | Reduced |
| CPMG Inc | 3,905,225 | $14.3M | 2.86% | 00.0% | Unchanged |
| Invesco Ltd. | 0 | $0 | 0.00% | −311,028−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −185,368−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −112,502−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −96,094−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −92,760−100.0% | Sold out |
| 683 Capital Management, LLC | 0 | $0 | 0.00% | −49,564−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −38,071−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −35,766−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −32,125−100.0% | Sold out |
| Hussman Strategic Advisors, Inc. | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −24,164−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −14,717−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −13,151−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −13,876−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,147−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −10,540−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Waypoint Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −8,470−100.0% | Sold out |