Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Apollo Endosurgery, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −1 vs. Q4 2021
- Shares held
- 29.6M
- +1.23M (+4.3%) vs. Q4 2021
- Total value
- $178.8M
- −$60.0M (−25.1%) vs. Q4 2021
- New holders
- 13
- 23 more added
- Sold out
- 14
- 23 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CPMG Inc | 3,905,225 | $23.6M | 3.96% | +26,483+0.7% | Added |
| Nantahala Capital Management, LLC | 3,724,899 | $22.5M | 1.56% | −36,884−1.0% | Reduced |
| Soleus Capital Management, L.P. | 2,893,100 | $17.5M | 2.70% | +598,000+26.1% | Added |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $10.6M | 0.24% | 00.0% | Unchanged |
| Stonepine Capital Management, LLC | 1,693,834 | $10.2M | 4.25% | +542,671+47.1% | Added |
| Gagnon Securities LLC | 1,529,912 | $9.26M | 1.51% | −4,144−0.3% | Reduced |
| Vanguard Group Inc | 1,346,378 | $8.14M | 0.00% | +53,261+4.1% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $8.04M | 3.71% | 00.0% | Unchanged |
| Citigroup Inc | 1,146,015 | $6.93M | 0.01% | +1,103,319+2,584.1% | Added |
| Silverarc Capital Management, LLC | 1,004,399 | $6.08M | 3.30% | +264,795+35.8% | Added |
| Archon Capital Management LLC | 954,696 | $5.78M | 1.49% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 821,987 | $4.97M | 0.00% | +169,422+26.0% | Added |
| Parkman Healthcare Partners LLC | 810,411 | $4.90M | 1.43% | −108,074−11.8% | Reduced |
| Parian Global Management LP | 739,165 | $4.47M | 9.21% | −252,064−25.4% | Reduced |
| King Luther Capital Management Corp | 545,454 | $3.30M | 0.02% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 506,358 | $3.06M | 0.03% | −22,001−4.2% | Reduced |
| Pura Vida Investments, LLC | 427,057 | $2.58M | 0.31% | +52,400+14.0% | Added |
| BlackRock Inc. | 414,346 | $2.51M | 0.00% | +1,390+0.3% | Added |
| Essex Investment Management Co LLC | 376,253 | $2.28M | 0.28% | +17,413+4.9% | Added |
| Invesco Ltd. | 311,028 | $1.88M | 0.00% | +311,028 | New |
| AWM Investment Company, Inc. | 300,048 | $1.81M | 0.23% | −128,592−30.0% | Reduced |
| Geode Capital Management, LLC | 262,993 | $1.59M | 0.00% | −4,112−1.5% | Reduced |
| RTW Investments, LP | 258,064 | $1.56M | 0.03% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 207,924 | $1.26M | 0.00% | −184,131−47.0% | Reduced |
| Manatuck Hill Partners, LLC | 185,368 | $1.12M | 0.44% | −70,000−27.4% | Reduced |
| Northern Trust Corp | 179,377 | $1.08M | 0.00% | −3,246−1.8% | Reduced |
| Thompson Davis & Co., Inc. | 152,321 | $922.0K | 1.12% | −8,258−5.1% | Reduced |
| Renaissance Technologies LLC | 136,700 | $827.0K | 0.00% | −148,200−52.0% | Reduced |
| Bridgeway Capital Management, LLC | 134,400 | $813.0K | 0.02% | −30,400−18.4% | Reduced |
| NJ State Employees Deferred Compensation Plan | 130,000 | $787.0K | 0.11% | 00.0% | Unchanged |
| Calamos Advisors LLC | 112,502 | $681.0K | 0.00% | −16,062−12.5% | Reduced |
| Millennium Management LLC | 97,139 | $588.0K | 0.00% | −37,393−27.8% | Reduced |
| Susquehanna International Group, LLP | 96,094 | $581.0K | 0.00% | +7,025+7.9% | Added |
| Russell Investments Group, Ltd. | 92,760 | $559.0K | 0.00% | −31,981−25.6% | Reduced |
| State Street Corp | 89,366 | $541.0K | 0.00% | +30,466+51.7% | Added |
| Atom Investors LP | 88,371 | $535.0K | 0.25% | +68,256+339.3% | Added |
| Marshall Wace, LLP | 77,426 | $468.0K | 0.00% | −27,240−26.0% | Reduced |
| 1492 Capital Management LLC | 73,932 | $447.0K | 0.24% | −932−1.2% | Reduced |
| Neuberger Berman Group LLC | 50,000 | $303.0K | 0.00% | 00.0% | Unchanged |
| Laurion Capital Management LP | 50,100 | $303.0K | 0.01% | +50,100 | New |
| 683 Capital Management, LLC | 49,564 | $300.0K | 0.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 48,310 | $293.0K | 0.00% | +48,310 | New |
| Trexquant Investment LP | 38,071 | $230.0K | 0.01% | +6,344+20.0% | Added |
| Qube Research & Technologies Ltd | 35,766 | $216.0K | 0.00% | +12,185+51.7% | Added |
| Jane Street Group, LLC | 34,835 | $211.0K | 0.00% | +23,395+204.5% | Added |
| JPMorgan Chase & Co | 32,125 | $194.0K | 0.00% | +22,392+230.1% | Added |
| Bank of America Corp | 31,350 | $190.0K | 0.00% | +26,473+542.8% | Added |
| Citadel Advisors LLC | 30,341 | $183.0K | 0.00% | −43,076−58.7% | Reduced |
| Ameriprise Financial Inc | 26,402 | $160.0K | 0.00% | +1,500+6.0% | Added |
| Hussman Strategic Advisors, Inc. | 26,000 | $157.0K | 0.03% | +26,000 | New |
| Man Group plc | 24,164 | $146.0K | 0.00% | +24,164 | New |
| Morgan Stanley | 21,037 | $128.0K | 0.00% | +14,959+246.1% | Added |
| Engineers Gate Manager LP | 19,132 | $116.0K | 0.00% | +1,242+6.9% | Added |
| Charles Schwab Investment Management Inc | 17,198 | $105.0K | 0.00% | +17,198 | New |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $94.0K | 0.05% | 00.0% | Unchanged |
| PDT Partners, LLC | 14,717 | $89.0K | 0.01% | +14,717 | New |
| Mirabella Financial Services LLP | 13,151 | $80.0K | 0.01% | +13,151 | New |
| Sciencast Management LP | 13,876 | $80.0K | 0.02% | +13,876 | New |
| Cambridge Investment Research Advisors, Inc. | 11,147 | $67.0K | 0.00% | +11,147 | New |
| ExodusPoint Capital Management, LP | 10,540 | $64.0K | 0.00% | −3,888−26.9% | Reduced |
| Cubist Systematic Strategies, LLC | 10,400 | $63.0K | 0.00% | −20,745−66.6% | Reduced |
| Waypoint Capital Advisors, LLC | 10,000 | $58.0K | 0.03% | +10,000 | New |
| Simplex Trading, LLC | 8,470 | $51.0K | 0.00% | +8,470 | New |
| Lazard Asset Management LLC | 6,142 | $37.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 4,543 | $27.0K | 0.00% | −8,026−63.9% | Reduced |
| UBS Group AG | 1,651 | $10.0K | 0.00% | −137−7.7% | Reduced |
| Royal Bank of Canada | 1,075 | $7.00K | 0.00% | +539+100.6% | Added |
| Wells Fargo & Company | 190 | $1.00K | 0.00% | +6+3.3% | Added |
| Sugarloaf Wealth Management, LLC | 65 | $0 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 71 | $0 | 0.00% | +71 | New |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −416,000−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −275,726−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −218,721−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −139,564−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −29,828−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −20,139−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −18,014−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −17,626−100.0% | Sold out |
| Boulder Hill Capital Management LP | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| Morris Financial Concepts, Inc. | 0 | $0 | 0.00% | −11,149−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −9,629−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −3,984−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,249−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −489−100.0% | Sold out |