Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Apollo Endosurgery, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −1 vs. Q4 2021
- Shares held
- 29.6M
- +1.23M (+4.3%) vs. Q4 2021
- Total value
- $178.8M
- −$60.0M (−25.1%) vs. Q4 2021
- New holders
- 13
- 23 more added
- Sold out
- 14
- 23 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sugarloaf Wealth Management, LLC | 65 | $0 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 71 | $0 | 0.00% | +71 | New |
| Wells Fargo & Company | 190 | $1.00K | 0.00% | +6+3.3% | Added |
| Royal Bank of Canada | 1,075 | $7.00K | 0.00% | +539+100.6% | Added |
| UBS Group AG | 1,651 | $10.0K | 0.00% | −137−7.7% | Reduced |
| Acadian Asset Management LLC | 4,543 | $27.0K | 0.00% | −8,026−63.9% | Reduced |
| Lazard Asset Management LLC | 6,142 | $37.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 8,470 | $51.0K | 0.00% | +8,470 | New |
| Waypoint Capital Advisors, LLC | 10,000 | $58.0K | 0.03% | +10,000 | New |
| Cubist Systematic Strategies, LLC | 10,400 | $63.0K | 0.00% | −20,745−66.6% | Reduced |
| ExodusPoint Capital Management, LP | 10,540 | $64.0K | 0.00% | −3,888−26.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,147 | $67.0K | 0.00% | +11,147 | New |
| Mirabella Financial Services LLP | 13,151 | $80.0K | 0.01% | +13,151 | New |
| Sciencast Management LP | 13,876 | $80.0K | 0.02% | +13,876 | New |
| PDT Partners, LLC | 14,717 | $89.0K | 0.01% | +14,717 | New |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $94.0K | 0.05% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,198 | $105.0K | 0.00% | +17,198 | New |
| Engineers Gate Manager LP | 19,132 | $116.0K | 0.00% | +1,242+6.9% | Added |
| Morgan Stanley | 21,037 | $128.0K | 0.00% | +14,959+246.1% | Added |
| Man Group plc | 24,164 | $146.0K | 0.00% | +24,164 | New |
| Hussman Strategic Advisors, Inc. | 26,000 | $157.0K | 0.03% | +26,000 | New |
| Ameriprise Financial Inc | 26,402 | $160.0K | 0.00% | +1,500+6.0% | Added |
| Citadel Advisors LLC | 30,341 | $183.0K | 0.00% | −43,076−58.7% | Reduced |
| Bank of America Corp | 31,350 | $190.0K | 0.00% | +26,473+542.8% | Added |
| JPMorgan Chase & Co | 32,125 | $194.0K | 0.00% | +22,392+230.1% | Added |
| Jane Street Group, LLC | 34,835 | $211.0K | 0.00% | +23,395+204.5% | Added |
| Qube Research & Technologies Ltd | 35,766 | $216.0K | 0.00% | +12,185+51.7% | Added |
| Trexquant Investment LP | 38,071 | $230.0K | 0.01% | +6,344+20.0% | Added |
| Bank of New York Mellon Corp | 48,310 | $293.0K | 0.00% | +48,310 | New |
| 683 Capital Management, LLC | 49,564 | $300.0K | 0.02% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 50,000 | $303.0K | 0.00% | 00.0% | Unchanged |
| Laurion Capital Management LP | 50,100 | $303.0K | 0.01% | +50,100 | New |
| 1492 Capital Management LLC | 73,932 | $447.0K | 0.24% | −932−1.2% | Reduced |
| Marshall Wace, LLP | 77,426 | $468.0K | 0.00% | −27,240−26.0% | Reduced |
| Atom Investors LP | 88,371 | $535.0K | 0.25% | +68,256+339.3% | Added |
| State Street Corp | 89,366 | $541.0K | 0.00% | +30,466+51.7% | Added |
| Russell Investments Group, Ltd. | 92,760 | $559.0K | 0.00% | −31,981−25.6% | Reduced |
| Susquehanna International Group, LLP | 96,094 | $581.0K | 0.00% | +7,025+7.9% | Added |
| Millennium Management LLC | 97,139 | $588.0K | 0.00% | −37,393−27.8% | Reduced |
| Calamos Advisors LLC | 112,502 | $681.0K | 0.00% | −16,062−12.5% | Reduced |
| NJ State Employees Deferred Compensation Plan | 130,000 | $787.0K | 0.11% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 134,400 | $813.0K | 0.02% | −30,400−18.4% | Reduced |
| Renaissance Technologies LLC | 136,700 | $827.0K | 0.00% | −148,200−52.0% | Reduced |
| Thompson Davis & Co., Inc. | 152,321 | $922.0K | 1.12% | −8,258−5.1% | Reduced |
| Northern Trust Corp | 179,377 | $1.08M | 0.00% | −3,246−1.8% | Reduced |
| Manatuck Hill Partners, LLC | 185,368 | $1.12M | 0.44% | −70,000−27.4% | Reduced |
| Assenagon Asset Management S.A. | 207,924 | $1.26M | 0.00% | −184,131−47.0% | Reduced |
| RTW Investments, LP | 258,064 | $1.56M | 0.03% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 262,993 | $1.59M | 0.00% | −4,112−1.5% | Reduced |
| AWM Investment Company, Inc. | 300,048 | $1.81M | 0.23% | −128,592−30.0% | Reduced |
| Invesco Ltd. | 311,028 | $1.88M | 0.00% | +311,028 | New |
| Essex Investment Management Co LLC | 376,253 | $2.28M | 0.28% | +17,413+4.9% | Added |
| BlackRock Inc. | 414,346 | $2.51M | 0.00% | +1,390+0.3% | Added |
| Pura Vida Investments, LLC | 427,057 | $2.58M | 0.31% | +52,400+14.0% | Added |
| Gilder Gagnon Howe & Co LLC | 506,358 | $3.06M | 0.03% | −22,001−4.2% | Reduced |
| King Luther Capital Management Corp | 545,454 | $3.30M | 0.02% | 00.0% | Unchanged |
| Parian Global Management LP | 739,165 | $4.47M | 9.21% | −252,064−25.4% | Reduced |
| Parkman Healthcare Partners LLC | 810,411 | $4.90M | 1.43% | −108,074−11.8% | Reduced |
| Goldman Sachs Group Inc | 821,987 | $4.97M | 0.00% | +169,422+26.0% | Added |
| Archon Capital Management LLC | 954,696 | $5.78M | 1.49% | 00.0% | Unchanged |
| Silverarc Capital Management, LLC | 1,004,399 | $6.08M | 3.30% | +264,795+35.8% | Added |
| Citigroup Inc | 1,146,015 | $6.93M | 0.01% | +1,103,319+2,584.1% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $8.04M | 3.71% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,346,378 | $8.14M | 0.00% | +53,261+4.1% | Added |
| Gagnon Securities LLC | 1,529,912 | $9.26M | 1.51% | −4,144−0.3% | Reduced |
| Stonepine Capital Management, LLC | 1,693,834 | $10.2M | 4.25% | +542,671+47.1% | Added |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $10.6M | 0.24% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 2,893,100 | $17.5M | 2.70% | +598,000+26.1% | Added |
| Nantahala Capital Management, LLC | 3,724,899 | $22.5M | 1.56% | −36,884−1.0% | Reduced |
| CPMG Inc | 3,905,225 | $23.6M | 3.96% | +26,483+0.7% | Added |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −416,000−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −275,726−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −218,721−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −139,564−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −29,828−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −20,139−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −18,014−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −17,626−100.0% | Sold out |
| Boulder Hill Capital Management LP | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| Morris Financial Concepts, Inc. | 0 | $0 | 0.00% | −11,149−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −9,629−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −3,984−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,249−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −489−100.0% | Sold out |