Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Apollo Endosurgery, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +4 vs. Q1 2021
- Shares held
- 15.6M
- +2.13M (+15.8%) vs. Q1 2021
- Total value
- $126.5M
- +$52.2M (+70.2%) vs. Q1 2021
- New holders
- 11
- 17 more added
- Sold out
- 7
- 6 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 1 | $8 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 86 | $1.00K | 0.00% | +2+2.4% | Added |
| Sugarloaf Wealth Management, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 122 | $1.00K | 0.00% | +122 | New |
| Cutler Group LP | 500 | $4.00K | 0.00% | +200+66.7% | Added |
| Barclays PLC | 1,399 | $11.0K | 0.00% | +900+180.4% | Added |
| Tower Research Capital LLC (TRC) | 2,726 | $22.0K | 0.00% | −46,028−94.4% | Reduced |
| Morgan Stanley | 2,809 | $23.0K | 0.00% | +283+11.2% | Added |
| UBS Group AG | 3,728 | $30.0K | 0.00% | +2,432+187.7% | Added |
| Dorsey Wright & Associates | 7,673 | $62.0K | 0.01% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 10,682 | $87.0K | 0.04% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 13,975 | $113.0K | 0.03% | +13,975 | New |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $126.0K | 0.10% | 00.0% | Unchanged |
| Marshall Wace North America L.P. | 19,462 | $158.0K | 0.00% | +5,914+43.7% | Added |
| State Street Corp | 31,900 | $258.0K | 0.00% | +31,900 | New |
| Millennium Management LLC | 35,648 | $289.0K | 0.00% | −25,097−41.3% | Reduced |
| Ameriprise Financial Inc | 39,702 | $322.0K | 0.00% | +39,702 | New |
| Citadel Advisors LLC | 41,240 | $335.0K | 0.00% | +13,809+50.3% | Added |
| Neuberger Berman Group LLC | 50,000 | $405.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 55,355 | $449.0K | 0.00% | +11,640+26.6% | Added |
| Geode Capital Management, LLC | 119,737 | $969.0K | 0.00% | +22,131+22.7% | Added |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.05M | 0.14% | 00.0% | Unchanged |
| Marshall Wace, LLP | 140,824 | $1.14M | 0.01% | −234,475−62.5% | Reduced |
| Bridgeway Capital Management, LLC | 151,100 | $1.22M | 0.02% | +16,700+12.4% | Added |
| Northern Trust Corp | 153,823 | $1.25M | 0.00% | −5,891−3.7% | Reduced |
| Gilder Gagnon Howe & Co LLC | 158,336 | $1.28M | 0.01% | +158,336 | New |
| EAM Investors, LLC | 209,706 | $1.70M | 0.26% | +209,706 | New |
| Hillsdale Investment Management Inc. | 214,651 | $1.74M | 0.14% | +214,651 | New |
| Assenagon Asset Management S.A. | 227,975 | $1.85M | 0.01% | +227,975 | New |
| Essex Investment Management Co LLC | 244,197 | $1.98M | 0.23% | +244,197 | New |
| Parametric Portfolio Associates LLC | 295,594 | $2.39M | 0.00% | +295,594 | New |
| Manatuck Hill Partners, LLC | 341,600 | $2.77M | 0.84% | +89,700+35.6% | Added |
| Renaissance Technologies LLC | 451,500 | $3.66M | 0.00% | +46,500+11.5% | Added |
| King Luther Capital Management Corp | 545,454 | $4.42M | 0.02% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 637,255 | $5.16M | 0.00% | −6,936−1.1% | Reduced |
| Vanguard Group Inc | 667,712 | $5.41M | 0.00% | +129,704+24.1% | Added |
| Parkman Healthcare Partners LLC | 691,214 | $5.60M | 1.22% | +616,214+821.6% | Added |
| Archon Capital Management LLC | 756,154 | $6.13M | 1.30% | +756,154 | New |
| Stonepine Capital Management, LLC | 762,183 | $6.17M | 3.23% | −686,685−47.4% | Reduced |
| Gagnon Advisors, LLC | 1,329,354 | $10.8M | 4.09% | +128,585+10.7% | Added |
| Gagnon Securities LLC | 1,570,619 | $12.7M | 1.81% | +3,825+0.2% | Added |
| Nantahala Capital Management, LLC | 2,317,491 | $18.8M | 1.04% | +37,521+1.6% | Added |
| CPMG Inc | 3,169,845 | $25.7M | 4.24% | 00.0% | Unchanged |
| SG Capital Management LLC | 0 | $0 | 0.00% | −149,397−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,882−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −10,477−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −10,169−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,141−100.0% | Sold out |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −276−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −2−100.0% | Sold out |