Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Apollo Endosurgery, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −10 vs. Q2 2022
- Shares held
- 31.6M
- +1.49M (+4.9%) vs. Q2 2022
- Total value
- $174.3M
- +$64.0M (+58.0%) vs. Q2 2022
- New holders
- 7
- 21 more added
- Sold out
- 17
- 14 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 264 | $1.00K | 0.00% | −8,386−96.9% | Reduced |
| Wells Fargo & Company | 252 | $1.00K | 0.00% | +42+20.0% | Added |
| Sugarloaf Wealth Management, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 500 | $2.75K | 0.00% | +500 | New |
| Barclays PLC | 1,158 | $6.00K | 0.00% | +1,158 | New |
| Morgan Stanley | 1,952 | $11.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,555 | $20.0K | 0.00% | +526+17.4% | Added |
| Lazard Asset Management LLC | 10,904 | $60.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 11,200 | $62.0K | 0.00% | +11,200 | New |
| Engineers Gate Manager LP | 15,385 | $85.0K | 0.01% | −25,499−62.4% | Reduced |
| Charles Schwab Investment Management Inc | 17,198 | $95.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 22,002 | $121.0K | 0.00% | −4,400−16.7% | Reduced |
| Atom Investors LP | 30,783 | $170.0K | 0.06% | −59,467−65.9% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 31,202 | $172.0K | 0.06% | +15,601+100.0% | Added |
| Bank of America Corp | 39,207 | $216.0K | 0.00% | +1,554+4.1% | Added |
| Bank of New York Mellon Corp | 48,347 | $267.0K | 0.00% | +388+0.8% | Added |
| Neuberger Berman Group LLC | 50,000 | $276.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 50,931 | $281.0K | 0.00% | −25,301−33.2% | Reduced |
| Citadel Advisors LLC | 66,027 | $363.0K | 0.00% | −3,780−5.4% | Reduced |
| Dimensional Fund Advisors LP | 66,389 | $366.0K | 0.00% | +32,062+93.4% | Added |
| Thompson Davis & Co., Inc. | 74,078 | $408.0K | 0.55% | −3,972−5.1% | Reduced |
| 1492 Capital Management LLC | 74,265 | $409.0K | 0.29% | −240.0% | Reduced |
| State Street Corp | 89,366 | $492.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 95,300 | $525.0K | 0.00% | −19,500−17.0% | Reduced |
| Worth Venture Partners, LLC | 126,535 | $697.0K | 0.44% | +2,135+1.7% | Added |
| NJ State Employees Deferred Compensation Plan | 130,000 | $716.0K | 0.12% | 00.0% | Unchanged |
| Apis Capital Advisors, LLC | 140,000 | $771.0K | 1.16% | +140,000 | New |
| Boston Partners | 168,533 | $929.0K | 0.00% | +168,533 | New |
| Bridgeway Capital Management, LLC | 175,200 | $965.0K | 0.03% | −58,000−24.9% | Reduced |
| Northern Trust Corp | 193,004 | $1.06M | 0.00% | +12,399+6.9% | Added |
| Assenagon Asset Management S.A. | 207,842 | $1.15M | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 343,451 | $1.89M | 0.00% | +63,995+22.9% | Added |
| Essex Investment Management Co LLC | 400,573 | $2.21M | 0.35% | +11,159+2.9% | Added |
| Pura Vida Investments, LLC | 427,057 | $2.35M | 0.35% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 461,587 | $2.54M | 0.04% | −1,302−0.3% | Reduced |
| AIGH Capital Management LLC | 508,536 | $2.80M | 1.10% | +508,536 | New |
| Parian Global Management LP | 527,126 | $2.90M | 9.44% | −205,840−28.1% | Reduced |
| BlackRock Inc. | 572,312 | $3.15M | 0.00% | +138,134+31.8% | Added |
| Parkman Healthcare Partners LLC | 657,690 | $3.62M | 1.03% | +7,690+1.2% | Added |
| AWM Investment Company, Inc. | 830,097 | $4.57M | 0.70% | +473,288+132.6% | Added |
| Goldman Sachs Group Inc | 896,213 | $4.94M | 0.00% | +123,495+16.0% | Added |
| Russell Investments Group, Ltd. | 952,732 | $5.25M | 0.01% | +952,732 | New |
| Silverarc Capital Management, LLC | 1,136,206 | $6.26M | 2.65% | +61,327+5.7% | Added |
| Soleus Capital Management, L.P. | 1,137,105 | $6.26M | 0.85% | −2,131,843−65.2% | Reduced |
| Gagnon Advisors, LLC | 1,329,354 | $7.33M | 4.74% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,361,778 | $7.50M | 0.00% | +15,400+1.1% | Added |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $9.64M | 0.19% | 00.0% | Unchanged |
| Gagnon Securities LLC | 1,786,485 | $9.84M | 2.16% | −10,015−0.6% | Reduced |
| Archon Capital Management LLC | 1,842,084 | $10.2M | 4.19% | +887,388+92.9% | Added |
| Citigroup Inc | 2,010,438 | $11.1M | 0.02% | +410,438+25.7% | Added |
| Stonepine Capital Management, LLC | 2,832,631 | $15.6M | 7.02% | +670,632+31.0% | Added |
| CPMG Inc | 3,963,641 | $21.8M | 4.28% | +58,416+1.5% | Added |
| Nantahala Capital Management, LLC | 3,973,906 | $21.9M | 2.15% | +250,896+6.7% | Added |
| King Luther Capital Management Corp | 0 | $0 | 0.00% | −272,727−100.0% | Sold out |
| RTW Investments, LP | 0 | $0 | 0.00% | −258,064−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −159,200−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −90,176−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −58,923−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −21,424−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,848−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −18,538−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −17,726−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −12,381−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −12,056−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −12,187−100.0% | Sold out |
| Morris Financial Concepts, Inc. | 0 | $0 | 0.00% | −11,149−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −6,241−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,351−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −95−100.0% | Sold out |
| Ancora Advisors, LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |