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Apollo Endosurgery, Inc.

APENDelisted Apr 4, 2023
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001251769

Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.

Q2 2023 vs. Q1 2023

How the institutions holding Apollo Endosurgery, Inc. changed between Q1 2023 and Q2 2023.

All holders in Q2 2023All holders in Q1 2023

13F holders of APEN: Q1 2023 compared with Q2 2023
MeasureQ1 2023Q2 2023Change
Holders900−90
Shares43.6M0−43.6M (−100.0%)
Value$442.4M$0−$442.4M (−100.0%)

New holders (0)

Institutions that held Apollo Endosurgery, Inc. at the end of Q2 2023 but not at the end of Q1 2023.

None.

Sold out (90)

Institutions that held Apollo Endosurgery, Inc. at the end of Q1 2023 and filed for Q2 2023 without it.

Institutions that sold out of APEN in Q2 2023
InstitutionShares, Q1 2023Value, Q1 2023
CPMG Inc6,183,603$61.3M
Nantahala Capital Management, LLC4,575,021$45.4M
Highland Capital Management Fund Advisors, L.P.3,613,419$35.8M
Citigroup Inc2,000,000$19.8M
Millennium Management LLC1,851,473$18.4M
Woodline Partners LP1,809,001$17.9M
Vanguard Group Inc1,794,761$17.8M
Schonfeld Strategic Advisors LLC1,739,807$17.3M
Gardner Lewis Asset Management L P1,428,884$14.2M
Ergoteles LLC1,414,792$14.0M
JPMorgan Chase & Co1,338,150$13.3M
Gabelli Funds LLC1,221,882$12.1M
Man Group plc–$9.92M
Trium Capital LLP992,046$9.84M
Gabelli & Co Investment Advisers, Inc.791,772$7.85M
Federated Hermes, Inc.721,000$7.15M
BlackRock Inc.671,529$6.66M
Flow State Investments, L.P.550,520$5.46M
Capula Management Ltd546,965$5.43M
Qube Research & Technologies Ltd536,288$5.32M
AWM Investment Company, Inc.486,761$4.83M
Vivaldi Asset Management, LLC474,664$4.71M
Bardin Hill Management Partners LP443,848$4.40M
New York Life Investment Management LLC430,063$4.27M
Vazirani Asset Management LLC425,000$4.22M
Susquehanna International Group, LLP420,511$4.17M
Prelude Capital Management, LLC420,413$4.17M
Magnetar Financial LLC417,191$4.14M
Morgan Stanley416,826$4.13M
Arena Investors LP391,467$3.88M
Gilder Gagnon Howe & Co LLC371,653$3.69M
Stonepine Capital Management, LLC370,000$3.67M
Geode Capital Management, LLC360,480$3.58M
Crystalline Management Inc.308,646$3.03M
Syquant Capital SAS300,000$2.98M
Goldman Sachs Group Inc267,308$2.65M
Bank of America Corp257,485$2.55M
Verition Fund Management LLC247,210$2.45M
Yakira Capital Management, Inc.196,615$1.95M
Northern Trust Corp190,420$1.89M
Bridgeway Capital Management, LLC175,200$1.74M
Sagefield Capital LP154,500$1.53M
Gamco Investors, Inc. Et Al150,777$1.50M
GAM Holding AG147,220$1.46M
Wolverine Asset Management LLC145,847$1.45M
CSS LLC141,980$1.41M
BCK Capital Management LP141,222$1.40M
State Street Corp140,566$1.39M
NJ State Employees Deferred Compensation Plan130,000$1.29M
Renaissance Technologies LLC123,100$1.22M
Russell Investments Group, Ltd.103,124$1.02M
Skandinaviska Enskilda Banken AB (publ)100,000$992.0K
Jane Street Group, LLC99,609$988.1K
Virtu Financial LLC68,454$679.0K
Water Island Capital LLC67,123$665.9K
Gagnon Securities LLC66,957$664.2K
Maven Securities LTD58,500$580.3K
Landscape Capital Management, L.L.C.57,037$565.8K
Bank of New York Mellon Corp55,737$552.9K
Neuberger Berman Group LLC50,000$496.0K
ExodusPoint Capital Management, LP48,933$485.0K
Boston Partners32,403$321.4K
Harvest Management LLC30,000$297.6K
CenterBook Partners LP29,628$293.9K
LMR Partners LLP26,184$259.7K
Alpine Global Management, LLC25,269$250.7K
Jump Financial, LLC25,167$249.7K
Thompson Davis & Co., Inc.25,000$248.0K
Black Maple Capital Management LP24,461$242.7K
Voloridge Investment Management, LLC21,770$216.0K
FNY Investment Advisers, LLC18,030$178.0K
University of Texas/Texas Am Investment Managment Co15,601$155.0K
Jefferies Financial Group Inc.15,365$152.4K
State of Wyoming14,860$147.4K
Balyasny Asset Management LLC14,622$145.1K
Charles Schwab Investment Management Inc13,931$138.2K
Citadel Advisors LLC13,615$135.1K
Hunting Hill Global Capital, LLC12,911$128.1K
Morris Financial Concepts, Inc.11,149$110.6K
Barclays PLC7,047$69.9K
FMR LLC6,369$63.2K
Tower Research Capital LLC (TRC)6,069$60.0K
Sunbelt Securities, Inc.2,799$27.8K
Cutler Group LP1,400$13.0K
Aquatic Capital Management LLC1,300$13.0K
Royal Bank of Canada569$6.00K
Wells Fargo & Company236$2.34K
UBS Group AG223$2.21K
Belpointe Asset Management LLC100$992
Sugarloaf Wealth Management, LLC65$645