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Livermore
Livermore
ZHEN

Apollo Endosurgery, Inc.

APENDelisted Apr 4, 2023
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001251769

Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.

Q1 2023 vs. Q4 2022

How the institutions holding Apollo Endosurgery, Inc. changed between Q4 2022 and Q1 2023.

All holders in Q1 2023All holders in Q4 2022

13F holders of APEN: Q4 2022 compared with Q1 2023
MeasureQ4 2022Q1 2023Change
Holders8190+9
Shares37.0M43.6M+6.59M (+17.8%)
Value$369.0M$442.4M+$73.4M (+19.9%)

New holders (30)

Institutions that held Apollo Endosurgery, Inc. at the end of Q1 2023 but not at the end of Q4 2022.

Institutions new to APEN in Q1 2023
InstitutionSharesValue% of portfolio
Gardner Lewis Asset Management L P1,428,884$14.2M5.01%
Ergoteles LLC1,414,792$14.0M0.55%
Man Group plc–$9.92M0.04%
Flow State Investments, L.P.550,520$5.46M4.52%
Capula Management Ltd546,965$5.43M0.47%
New York Life Investment Management LLC430,063$4.27M0.05%
Vazirani Asset Management LLC425,000$4.22M7.97%
Prelude Capital Management, LLC420,413$4.17M0.28%
Arena Investors LP391,467$3.88M3.64%
Syquant Capital SAS300,000$2.98M7.08%
Yakira Capital Management, Inc.196,615$1.95M0.50%
Sagefield Capital LP154,500$1.53M0.35%
GAM Holding AG147,220$1.46M0.10%
Skandinaviska Enskilda Banken AB (publ)100,000$992.0K0.01%
Virtu Financial LLC68,454$679.0K0.07%
Landscape Capital Management, L.L.C.57,037$565.8K0.08%
ExodusPoint Capital Management, LP48,933$485.0K0.01%
CenterBook Partners LP29,628$293.9K0.04%
LMR Partners LLP26,184$259.7K0.01%
Alpine Global Management, LLC25,269$250.7K0.10%
Black Maple Capital Management LP24,461$242.7K0.30%
Voloridge Investment Management, LLC21,770$216.0K0.00%
FNY Investment Advisers, LLC18,030$178.0K0.21%
Jefferies Financial Group Inc.15,365$152.4K0.00%
State of Wyoming14,860$147.4K0.05%
Hunting Hill Global Capital, LLC12,911$128.1K0.15%
Sunbelt Securities, Inc.2,799$27.8K0.00%
Aquatic Capital Management LLC1,300$13.0K0.00%
Royal Bank of Canada569$6.00K0.00%
Belpointe Asset Management LLC100$9920.00%

Sold out (21)

Institutions that held Apollo Endosurgery, Inc. at the end of Q4 2022 and filed for Q1 2023 without it.

Institutions that sold out of APEN in Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Deerfield Management Company, L.P. (Series C)1,750,000$17.4M
Archon Capital Management LLC1,645,443$16.4M
Gagnon Advisors, LLC1,329,354$13.3M
Boone Capital Management LLC718,419$7.16M
Berry Street Capital Management LLP625,000$6.23M
AIGH Capital Management LLC316,436$3.15M
TIG Advisors, LLC196,665$1.96M
Apis Capital Advisors, LLC170,000$1.69M
GWM Asset Management Ltd165,691$1.65M
Glazer Capital, LLC162,947$1.63M
HRT Financial LP80,598$803.0K
Worth Venture Partners, LLC77,696$774.6K
Dimensional Fund Advisors LP61,247$611.0K
Trexquant Investment LP48,973$488.3K
Quantbot Technologies LP24,125$240.5K
Cubist Systematic Strategies, LLC19,623$195.6K
Lighthouse Investment Partners, LLC16,065$160.2K
Squarepoint Ops LLC12,658$126.2K
Mirabella Financial Services LLP12,120$120.8K
Lazard Asset Management LLC5,701$56.0K
Group One Trading, L.P.360$3.59K