Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Apollo Endosurgery, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +29 vs. Q3 2022
- Shares held
- 37.0M
- +5.89M (+18.9%) vs. Q3 2022
- Total value
- $369.0M
- +$197.5M (+115.2%) vs. Q3 2022
- New holders
- 40
- 19 more added
- Sold out
- 11
- 14 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sugarloaf Wealth Management, LLC | 65 | $648 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 155 | $1.54K | 0.00% | +155 | New |
| Wells Fargo & Company | 264 | $2.63K | 0.00% | +12+4.8% | Added |
| Group One Trading, L.P. | 360 | $3.59K | 0.00% | +360 | New |
| Cutler Group LP | 1,300 | $12.0K | 0.00% | +1,300 | New |
| Tower Research Capital LLC (TRC) | 3,495 | $35.0K | 0.00% | +3,231+1,223.9% | Added |
| Lazard Asset Management LLC | 5,701 | $56.0K | 0.00% | −5,203−47.7% | Reduced |
| Wolverine Asset Management LLC | 6,724 | $67.0K | 0.00% | +6,724 | New |
| Citadel Advisors LLC | 10,417 | $103.9K | 0.00% | −55,610−84.2% | Reduced |
| Morris Financial Concepts, Inc. | 11,149 | $111.2K | 0.09% | +11,149 | New |
| Mirabella Financial Services LLP | 12,120 | $120.8K | 0.01% | +12,120 | New |
| Squarepoint Ops LLC | 12,658 | $126.2K | 0.00% | +12,658 | New |
| Balyasny Asset Management LLC | 12,706 | $126.7K | 0.00% | +12,706 | New |
| Verition Fund Management LLC | 13,000 | $129.6K | 0.00% | +13,000 | New |
| Highland Capital Management Fund Advisors, L.P. | 13,900 | $138.6K | 0.01% | +13,900 | New |
| Lighthouse Investment Partners, LLC | 16,065 | $160.2K | 0.03% | +16,065 | New |
| Charles Schwab Investment Management Inc | 17,198 | $171.5K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 17,762 | $177.1K | 0.00% | +16,604+1,433.9% | Added |
| Cubist Systematic Strategies, LLC | 19,623 | $195.6K | 0.00% | +19,623 | New |
| Quantbot Technologies LP | 24,125 | $240.5K | 0.02% | +24,125 | New |
| Schonfeld Strategic Advisors LLC | 26,931 | $268.5K | 0.00% | +26,931 | New |
| Thompson Davis & Co., Inc. | 27,000 | $269.2K | 0.38% | −47,078−63.6% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 31,202 | $311.0K | 0.12% | 00.0% | Unchanged |
| Trium Capital LLP | 32,488 | $324.0K | 0.15% | +32,488 | New |
| UBS Group AG | 35,328 | $352.2K | 0.00% | +31,773+893.8% | Added |
| Jump Financial, LLC | 35,582 | $354.8K | 0.02% | +24,382+217.7% | Added |
| Crystalline Management Inc. | 37,319 | $372.1K | 0.19% | +37,319 | New |
| Bank of America Corp | 40,965 | $408.4K | 0.00% | +1,758+4.5% | Added |
| Jane Street Group, LLC | 41,559 | $414.3K | 0.00% | +41,559 | New |
| Maven Securities LTD | 43,751 | $436.2K | 0.09% | +43,751 | New |
| Gamco Investors, Inc. Et Al | 44,007 | $438.8K | 0.00% | +44,007 | New |
| Trexquant Investment LP | 48,973 | $488.3K | 0.01% | +48,973 | New |
| Neuberger Berman Group LLC | 50,000 | $498.5K | 0.00% | 00.0% | Unchanged |
| Harvest Management LLC | 50,000 | $498.5K | 0.57% | +50,000 | New |
| CSS LLC | 50,215 | $500.6K | 0.03% | +50,215 | New |
| Bank of New York Mellon Corp | 55,941 | $557.7K | 0.00% | +7,594+15.7% | Added |
| Dimensional Fund Advisors LP | 61,247 | $611.0K | 0.00% | −5,142−7.7% | Reduced |
| Worth Venture Partners, LLC | 77,696 | $774.6K | 0.46% | −48,839−38.6% | Reduced |
| HRT Financial LP | 80,598 | $803.0K | 0.01% | +80,598 | New |
| State Street Corp | 117,966 | $1.18M | 0.00% | +28,600+32.0% | Added |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.30M | 0.21% | 00.0% | Unchanged |
| Boston Partners | 136,323 | $1.36M | 0.00% | −32,210−19.1% | Reduced |
| BCK Capital Management LP | 139,000 | $1.39M | 1.43% | +139,000 | New |
| Goldman Sachs Group Inc | 149,233 | $1.49M | 0.00% | −746,980−83.3% | Reduced |
| Susquehanna International Group, LLP | 162,525 | $1.62M | 0.00% | +162,525 | New |
| Glazer Capital, LLC | 162,947 | $1.63M | 0.04% | +162,947 | New |
| GWM Asset Management Ltd | 165,691 | $1.65M | 9.83% | +165,691 | New |
| Apis Capital Advisors, LLC | 170,000 | $1.69M | 1.96% | +30,000+21.4% | Added |
| Bridgeway Capital Management, LLC | 175,200 | $1.75M | 0.05% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 191,850 | $1.91M | 0.41% | +191,850 | New |
| Northern Trust Corp | 196,589 | $1.96M | 0.00% | +3,585+1.9% | Added |
| TIG Advisors, LLC | 196,665 | $1.96M | 0.13% | +196,665 | New |
| Renaissance Technologies LLC | 209,600 | $2.09M | 0.00% | +114,300+119.9% | Added |
| Bardin Hill Management Partners LP | 257,312 | $2.57M | 0.56% | +257,312 | New |
| Gabelli Funds LLC | 277,274 | $2.76M | 0.02% | +277,274 | New |
| Qube Research & Technologies Ltd | 286,040 | $2.85M | 0.02% | +286,040 | New |
| Federated Hermes, Inc. | 308,000 | $3.07M | 0.01% | +308,000 | New |
| AIGH Capital Management LLC | 316,436 | $3.15M | 1.04% | −192,100−37.8% | Reduced |
| Morgan Stanley | 342,647 | $3.42M | 0.00% | +340,695+17,453.6% | Added |
| Geode Capital Management, LLC | 372,329 | $3.71M | 0.00% | +28,878+8.4% | Added |
| Gilder Gagnon Howe & Co LLC | 373,005 | $3.72M | 0.07% | −88,582−19.2% | Reduced |
| Magnetar Financial LLC | 415,194 | $4.14M | 0.07% | +415,194 | New |
| Millennium Management LLC | 439,913 | $4.39M | 0.00% | +388,982+763.7% | Added |
| Water Island Capital LLC | 449,636 | $4.48M | 0.38% | +449,636 | New |
| Vivaldi Asset Management, LLC | 474,664 | $4.73M | 0.25% | +474,664 | New |
| BlackRock Inc. | 512,741 | $5.11M | 0.00% | −59,571−10.4% | Reduced |
| Russell Investments Group, Ltd. | 593,805 | $5.92M | 0.01% | −358,927−37.7% | Reduced |
| Berry Street Capital Management LLP | 625,000 | $6.23M | 3.26% | +625,000 | New |
| Boone Capital Management LLC | 718,419 | $7.16M | 3.68% | +718,419 | New |
| Woodline Partners LP | 762,800 | $7.61M | 0.10% | +762,800 | New |
| AWM Investment Company, Inc. | 786,809 | $7.84M | 1.13% | −43,288−5.2% | Reduced |
| JPMorgan Chase & Co | 1,074,350 | $10.7M | 0.00% | +1,074,350 | New |
| Gagnon Advisors, LLC | 1,329,354 | $13.3M | 8.95% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,467,367 | $14.6M | 0.00% | +105,589+7.8% | Added |
| Archon Capital Management LLC | 1,645,443 | $16.4M | 6.31% | −196,641−10.7% | Reduced |
| Gagnon Securities LLC | 1,703,175 | $17.0M | 3.76% | −83,310−4.7% | Reduced |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $17.4M | 0.36% | 00.0% | Unchanged |
| Citigroup Inc | 2,386,557 | $23.8M | 0.03% | +376,119+18.7% | Added |
| Stonepine Capital Management, LLC | 3,726,584 | $37.2M | 15.63% | +893,953+31.6% | Added |
| Nantahala Capital Management, LLC | 4,056,627 | $40.4M | 3.65% | +82,721+2.1% | Added |
| CPMG Inc | 6,183,603 | $61.7M | 15.48% | +2,219,962+56.0% | Added |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −1,137,105−100.0% | Sold out |
| Silverarc Capital Management, LLC | 0 | $0 | 0.00% | −1,136,206−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −657,690−100.0% | Sold out |
| Pura Vida Investments, LLC | 0 | $0 | 0.00% | −427,057−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −400,573−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −207,842−100.0% | Sold out |
| 1492 Capital Management LLC | 0 | $0 | 0.00% | −74,265−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −30,783−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −22,002−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −15,385−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Parian Global Management LP | – | – | – | – | Not filed |